www.asse.org APRIL 2016 ProfessionalSafety 53
IN BRIEF
•Design professionals can
be held liable for construc-
tion safety even though
they do not show authority,
demonstrate control or are
not contractually obligated
to address safety.
•Implementing prevention
through design (PTD) on
construction projects could
help eliminate hazards as-
sociated with construction
activities.
•Implementing PTD not
only reduces construction
incidents, but also yields
great benefits for project
parties relative to schedule,
morale, constructability,
cost and quality.
Safety Management
Peer-Reviewed
Designer’s
Liability
Why Applying PTD Principles
Is Necessary
By Ali A. Karakhan
P
revention through design (PTD), also
known as design for construction safety,
is the concept of protecting construction
workers who build the designs by addressing their
safety through the design process. Toole and Car-
penter (2011) deine PTD as “safety constructa-
bility.” PTD is not related to managing safety of
construction sites during construction, rather, its
steps should only be conducted during the design
phase of constructing a facility, whether by ad-
dressing safety in the design explicitly or by com-
municating hazards to contractors that cannot be
reduced or eliminated.
PTD can have a signiicant inluence on con-
struction projects by reducing the number of inju-
ries and fatalities. PTD is the most effective way to
eliminate hazards associated with construction ac-
tivities as shown in the hierarchy of controls (Fig-
ure 1, p. 54). The hierarchy of controls is deined
by Tymvios (2013) as “a means to understand the
importance of considering safety early in the life-
cycle of a project.” Figure 1 clariies the ive levels
of control:
1) elimination;
2) substitution;
3) engineering control;
4) administrative control;
5) PPE.
Consider a typical example of a guardrail on a
multistory construction building. Guardrails not
only take a long time to install, but they also are
not reliable. On a particular project, two fatalities
occurred due to a broken guardrail on the seventh
loor of the building during construction (CBC
News, 2012). Conversely, guardrails can be in-
stalled using PTD concepts, for example, specify-
ing holes in steel frames at 21 and 42 in.
above the loor slab so that temporary
guardrails can be attached using cables.
In this case, a guardrail is not needed;
the cables can act as a guardrail. The
design delivers several economic and
safety advantages. It is:
•inexpensive;
•easy to design (minimal design effort);
•quick to install;
•safe to build;
•highly eficient.
Why PTD Targeting Design Process
The construction industry is one of
the most dangerous industries in the
U.S. Many studies have attributed the
industry’s high incident rate to the lack
of safety input during the design stage.
Design professionals focus primar-
ily on end-user safety, and disregard
the inluence that their design has on
worker safety during the construc-
tion process. Behm (2005) points out
that 42% of the 224 fatal injuries in U.S. between
1990 and 2003 were associated with design errors.
Similarly, more than 60% of construction injuries
and fatalities between 1986 and 1989 in the U.K.
were attributed to design decisions or lack of
Ali A. Karakhan was a faculty member at University of Baghdad in 2012-13. He
holds a B.S. in Building and Construction Engineering from University of Technol-
ogy, and an M.S. in Civil Engineering from University of Baghdad. Currently, he
is a Ph.D. student in the School of Civil and Construction Engineering at Oregon
State University.
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