Stability analysis of unsaturated soil slopes considering water-air flow
caused by rainfall infiltration
Sung Eun Cho
Department of Civil, Safety and Environmental Engineering, Hankyong National University, 327 Chungang-Ro, Anseong-Si, Gyeonggi-Do 456-749, South Korea
abstract article info
Article history:
Received 29 February 2016
Received in revised form 18 July 2016
Accepted 20 July 2016
Available online 22 July 2016
Even though soil is a mixture of solids with voids that are filled by air and water, most previous studies on rainfall
infiltration and its influence on slope stability were based on a single-phase water flow model by assuming that
the pore air pressure was atmospheric. The purpose of this study is to examine the effect of interactions between
air and water flow due to heavy rainfall on the mechanical stability of an unsaturated soil slope. Water-air two-
phase flow analyses were conducted to investigate the contribution of pore-air pressure on infiltration by rainfall.
In order to study the infiltration behavior with respect to soil type, flow analyses were performed with two types
of soil under similar settings. Results obtained from the two-phase infiltration analysis were then used as input to
the stability analysis by the strength reduction method. Infiltration and stability analyses based on a single-phase
water flow model were also carried out, which helped clarify the effects of air flow induced by rainfall infiltration
on an unsaturated soil slope. The results showed an increase in pore air pressure during infiltration because rain-
water displaced the air in the unsaturated zone; hence, remarkable delaying effects on water flow were induced.
Such water-air interactions in the pore space of soil significantly affected the stability and behavior of the soil
slope.
© 2016 Published by Elsevier B.V.
Keywords:
Slope stability
Two-phase flow
Rainfall infiltration
Strength reduction method
1. Introduction
Slope failures due to rainfall are very frequent worldwide, and the
damage caused by such failures is substantial. According to previous
studies, rainfall can cause the development of a perched water table, a
rise in the main groundwater level, surface erosion, and an increase in
unit weight of soil due to a rise in moisture content (Ng and Shi, 1998;
Cho and Lee, 2001).
The role of water infiltration in soil and the subsequent pore pres-
sure response at depth are critical for understanding the transient con-
ditions that lead to slope failure (Lu and Godt, 2013). Since soil is a
mixture of solids with voids that are filled by fluids such as air and
water, in order to exactly interpret the infiltration of rainfall through
the slope surface, a fully coupled formulation of the water and air flow
and the stress-strain behavior of soil should be considered.
However, assumptions for the sake of simplicity have been intro-
duced. The most widely used infiltration analysis method is to solve
the Richards (1931), which considers single-phase flow of water by ig-
noring the stress-strain behavior and air flow in soil (e.g., Ng and Shi,
1998; Rahardjo et al., 2001).
When rainfall infiltration occurs through pore space in an unsaturat-
ed region, the flow of air also occurs, or the air is compressed by the in-
teraction at the water-air interface. It is well known, based on
experiments and analyses, that the flow of air through the pore space
in unsaturated soil affects the infiltration of water (Touma and
Vauclin, 1986; Sun et al., 2015). However, because of the difficulties of
measuring pore-air pressure and analyzing air flow, the air flow induced
by rainfall is ignored in general slope stability analyses by setting the
pore air pressure to zero (Sun et al., 2015). In order to study the me-
chanical behavior due to rainfall infiltration of the slope, coupled
hydro-mechanical analyses have been conducted. However, most of
the solutions considered the air pressure in soil to be equal to the atmo-
spheric pressure based on the assumption that the air flow is free rela-
tive to the flow of water (e.g., Alonso et al., 1995; Cho and Lee, 2001;
Smith, 2003; Borja and White, 2010; Borja et al., 2012; Hamdhan and
Schweiger, 2011; Wang et al., 2015).
Only a few studies have been conducted regarding the effect of air
flow due to rainfall infiltration on the stability of soil slopes. Hu et al.
(2011) applied a coupled three phase (solid-water-air) model to simu-
late the coupled deformation, water flow, and gas transport processes in
a homogeneous soil slope and to assess the evolution of the safety factor
of the slope using the Morgenstern-Price Method under a long, heavy
rainfall. They showed that air transport in a homogeneous soil slope
that was subjected to a heavy rainfall has a significant effect on slowing
the propagation of the wetting front and decreasing slope stability.
Zhang et al. (2009) and Sun et al. (2015) investigated the character-
istics of airflow response to rainfall in a soil slope using a water-air tp
(two-phase) flow model. Slope stability analyses on the given slip sur-
face using the limit equilibrium method were then performed based
Engineering Geology 211 (2016) 184–197
E-mail address: drsecho@hanmail.net.
http://dx.doi.org/10.1016/j.enggeo.2016.07.008
0013-7952/© 2016 Published by Elsevier B.V.
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