1128 JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 27, NO. 9, MAY 1, 2009
Low-Loss Y-Branch Waveguides Designed by
Wavefront Matching Method
Yohei Sakamaki, Member, IEEE, Takashi Saida, Member, IEEE, Toshikazu Hashimoto, and
Hiroshi Takahashi, Member, IEEE
Abstract—In this paper, we describe the procedure for designing
low-loss Y-branch waveguides by the wavefront matching (WFM)
method, and report experimental results as proof of concept. The
designed Y-branches were fabricated using silica-based planar
lightwave circuit (PLC) technology. A Y-branch fabricated with
a 0.45%- waveguide exhibited a low excess loss of less than 0.2
dB over a wide wavelength range of 1250 to 1650 nm. In addition,
we demonstrate that the WFM-designed Y-branches enable us to
provide compact 1 32 splitters with an average insertion loss
of 16.0 dB at a wavelength of 1550 nm. In addition, we present
some experimental results obtained using samples with different
values, and show that our design method is more efficient for a
higher waveguide suitable for functional PLC devices.
Index Terms—Design methodology, optical planar waveguides,
waveguide junctions.
I. INTRODUCTION
Y
-BRANCH waveguides play important roles as optical
signal dividers/combiners in optical waveguide devices.
Optical splitters consisting of cascaded Y-branches are
essential components for optical signal distribution in a broad-
band subscriber network [1]. The performance requirements
for the splitters include a low insertion loss, a wide operational
wavelength range, a uniform splitting ratio, a low polariza-
tion-dependent loss and a compact size. Silica-waveguide
splitters made with planar lightwave circuit (PLC) technology
have been installed in access infrastructure thanks to their
mass-producibility, long-term reliability, and good optical
characteristics [2].
Now, with the increase in the scale of access networks, we
must further reduce both splitter loss and size to enable us to
construct more cost-effective optical communication systems.
To realize splitters with lower loss, the excess loss of a Y-branch
must be greatly reduced, because the excess losses of single
Y-branches accumulate in a cascade configuration. And, since
the chip size of the splitter is mainly determined by the radius of
the bent waveguides used for cascading the Y-branches and ex-
panding the output waveguides, for miniaturization it is effective
to fabricate them with a higher refractive index difference
waveguide, namely a strongly guiding waveguide. However, for
the following reason, it is difficult to obtain low-loss Y-branches
Manuscript received March 11, 2008; revised June 18, 2008. Current version
published April 24, 2009.
The authors are with the NTT Photonics Laboratories, NTT Cor-
poration, Kanagawa 243-0198 Japan (e-mail: sakamaki@aecl.ntt.co.jp;
saida@photo.nel.co.jp; t_hashi@aecl.ntt.co.jp; hiroshi@aecl.ntt.co.jp).
Digital Object Identifier 10.1109/JLT.2008.928183
Fig. 1. Y-branch patterns of (a) conventional tapered waveguide and (b) WFM-
designed waveguide.
with a high waveguide. The excess loss of the conventional
Y-branch shown in Fig. 1(a) results from the mode mismatch
at the interface between a tapered waveguide and two output
waveguides. The excess loss decreases as the gap between the
output waveguides becomes narrower, because the fundamental
local normal mode of two output waveguides becomes closer
to the fundamental mode at the end of the tapered waveguide.
However, the gap cannot be zero because the minimum gap
width is limited by the resolution of the photolithographic and
etching processes. As increases, the gap becomes relatively
wider, because the single-mode waveguide width becomes nar-
rower while the minimum gap width remains approximately
constant. Thus, the excess loss resulting from the mode mis-
match increases for higher waveguides. Several approaches
have been proposed for resolving this mode mismatch [3]–[11].
For instance, Gamet et al. introduced a segment design in the
branching region [3] and Wang et al. designed a Y-branch struc-
ture with a multimode waveguide transition section [4] to reduce
the Y-branch loss. However, the segmented structures require
precise shaping with a gap of a few micrometers, and multimode
interference waveguides have considerable wavelength depen-
dence.
In this paper, we propose a Y-branch waveguide design based
on the wavefront matching (WFM) method and describe low-
loss Y-branch waveguides with a new shape designed by this
method. First, we explain the principle of the WFM method
and the Y-branch design procedure. Then, we present some ex-
perimental results and demonstrate low-loss and compact 1
32 splitters composed of our designed Y-branches. In addition,
we show that the loss reduction realized by using the WFM
method is more substantial for higher waveguides suitable
for functional PLC devices. As an example of the application of
the WFM-designed Y-branches to functional PLC devices, we
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