Study of Vitamin Ester Synthesis by Lipase-Catalyzed
Transesterification in Organic Media
Thierry Maugard,* Joana Tudella, and Marie Dominique Legoy
Laboratoire de Ge ´nie Prote ´ique et Cellulaire, UPRES 2001, Universite ´ de La Rochelle,
Avenue Michel Cre ´peau, 17042 La Rochelle Cedex 1, France
Immobilized lipase from Candida antarctica (Novozym 435) was used in organic media
to catalyze esterifications of vitamins (ascorbic acid and retinol) from hydroxy acid.
We described the synthesis of retinyl L-lactate by transesterification between retinol
and L-methyl lactate with yield reaching 90% and the synthesis of ascorbyl L-lactate
by transesterification between ascorbic acid and L-methyl lactate with yield reaching
80%. The kinetic study of the esterification of vitamins with L-methyl lactate in organic
media has been carried out and agrees with ping-pong-ordered Bi-Bi when the initial
vitamin concentration is low. When initial vitamin concentration is high, the kinetic
is similar to a hybrid ping-pong-ordered Bi Bi or hybrid ping-pong-random Bi Bi
mechanism. However, with high initial substrate concentration, change of the kinetic
by other phenomena, such as interaction of substrates with molecular sieves,
adsorption of the methanol formed, and decreases of substrate diffusion, could be
considered. It is obvious that in these conditions, classical enzymology (i.e., Michaelian
enzymology) cannot be used for the interpretation of results.
1. Introduction
Vitamin A (retinol), vitamin C (ascorbic acid), and
derivatives are valuable agents in the treatment of
photoaging, skin cancer, and numerous skin disorders.
These vitamins are related, in part, through their ability
to act as antioxidants (1). Antioxidants stabilize reactive,
potentially harmful, free radicals generated after UV
exposure and during normal and pathological metabolic
processes. If not quenched, these free radicals contribute
to photoaging and photocarcinogenesis by producing DNA
mutations (2). It is well-known that therapeutic doses of
topically applied vitamins frequently cause skin irrita-
tions, which interfere with treatment. To solve these
problems, several authors have conjugated vitamins with
carboxylic acids (3).
Carboxylic acids are also useful in the treatment of
aging skin, especially R- and -hydroxy acids. The most
commonly used are glycolic acid, L-lactic acid, and sali-
cylic acid, which seem to exert slight but significant
effects in reducing skin discolorations and roughness
when applied in a cream. These acids are known to
improve skin function and appearance by accelerating
desquamation and promoting stratum corneum renewal
(4). Unfortunately, these acids penetrate too quickly into
the deep epiderm and are irritating to the skin, particu-
larly at concentrations of 5% or higher and for individuals
with sensitive skin. These problems limit the availability
of useful therapies for skin aging (5).
Vitamins conjugated to carboxylic acids are believed
to hydrolyze in vivo and yield an active vitamin and
active hydroxy acid agent (3). Both compounds provide
antiaging effects when made available to the skin. Esters
of vitamin and hydroxy acid are unusually effective as
skin conditioners, with significant reductions in the
irritation problems characteristic of vitamins and hy-
droxy acids in nonesterified form.
Hydrolytic enzymes such as lipases have become
increasingly popular in recent years for chemical syn-
thesis. This is especially so in the pharmaceutical and
cosmetic industries where regulatory pressure has en-
couraged the development and marketing of natural
compounds. This article reports the acylation of vitamins
A and C from hydroxy acids catalyzed by the immobilized
lipase from Candida antarctica (Novozym) in organic
media. A convenient process that provides high reaction
yields for the production of retinyl L-lactate and ascorbyl
L-lactate is described.
2. Materials and Methods
2.1. Biological and Chemical Materials. Novozym
SP 435 (lipase from Candida antarctica type B, im-
mobilized on an acrylic resin) and Lipozyme (lipase from
Rhizomucor miehei immobilized on an anionic macroporous
resin, Duolite 568N) were from Novo Industries (Den-
mark). Porcine pancreatic lipase, Candida cylindracea
lipase, and Rhizopus arrhizus lipase were from Sigma
Chemical Co. (U.S.). The solvents, all analytical grade,
retinol, ascorbic acid, L-methyl lactate, and L-lactic acid
were obtained from Sigma.
2.2. General Procedure for the Enzymatic Reac-
tion. Reactions were conducted in screw-cap glass vials.
In standard conditions, 0.5 mmol of vitamin was reacted
with 0.5 mmol of L-methyl lactate, 0.25 g of 4 Å molecular
sieves, and 100 mg of lipase in 5 mL of solvent. The
reaction mixture was stirred under positive argon pres-
sure at 55 °C and protected from light. These conditions
were used except when otherwise stated in the text.
2.3. HPLC Analysis. Quantitative analyses of reac-
tants and products were conducted using an HPLC
system from Hewlett-Packard (processor, pump, UV * Corresponding author. E-mail: tmaugard@univ-lr.fr.
358 Biotechnol. Prog. 2000, 16, 358-362
10.1021/bp000034a CCC: $19.00 © 2000 American Chemical Society and American Institute of Chemical Engineers
Published on Web 06/02/2000