PAPER www.rsc.org/pps | Photochemical & Photobiological Sciences
Glycerol and galactose substituted zinc phthalocyanines. Synthesis and
photodynamic activity
Yunus Zorlu,
a
Mahmut Ali Ermeydan,
a
Fabienne Dumoulin,*
a
Vefa Ahsen,
a
Huguette Savoie
b
and
Ross W. Boyle*
b
Received 3rd October 2008, Accepted 12th December 2008
First published as an Advance Article on the web 14th January 2009
DOI: 10.1039/b817348f
Three novel water soluble, non-ionic, zinc phthalocyanines (Pcs) have been synthesized and their
spectroscopic and photodynamic properties investigated in aqueous media. One of the three
compounds was shown to be significantly less aggregated, when compared to the other two compounds,
and this effect was found to be related to both the nature of the substituent, and also the position at
which it is attached to the macrocycle. Photodynamic activity and cellular uptake by human
adenocarcinoma cells (HT-29) was shown to be linked to the aggregation state of the Pcs in water.
Introduction
Many metallated phthalocyanines (Pcs) are efficient photosensi-
tisers, and when the macrocycle resulting from coordination of a
metal or pseudo-metal results in a diamagnetic complex, such as
with Zn(II), Al(III), Ga(III), Si(IV), excitation with visible light in
the presence of molecular oxygen can result in the generation
of reactive oxygen species via energy transfer from the triplet
excited state of the Pc. If this reaction takes place when the Pc
is associated with biological tissue or cells, oxidative damage to
structural components including unsaturated lipids, amino acid
residues and nucleic acids can occur, ultimately leading to cell
death. This property is often exploited in the Photodynamic
Therapy (PDT)
1
of cancer and other conditions such as age related
macular degeneration.
In order for Pcs to be useful photodynamic sensitizers it is
necessary for them to be water soluble, or be formulated in
a delivery vehicle which renders them water soluble. For this
reason, and also because of their use as dyes, a large number
of water soluble Pcs have been described. Commonly, water
solubility is achieved by grafting ionic groups to the macrocycle,
either axially or directly on the isoindoline sub-units. Most
common amongst these are sulfonic acid groups,
2
resulting in
anionic Pcs, and quaternarised amino
3,4
or pyridino
5–9
groups,
which lead to cationic Pcs. The presence of polyoxoethylene
10
or
hydroxyl
11
groups can also result in neutral water-soluble Pcs,
and thus carbohydrates, which effectively allow multiple hydroxyl
groups to be introduced as a single unit, are of great interest.
Despite this fact, relatively few carbohydrate substituted Pcs have
been described to date. Those that have been reported bear
protected glycerol,
12–16
which can be considered as one of the
most basic carbohydrates, or various hexoses in peripheral
17–21
or
axial
22
positions; while very few have an asymmetric substitution
pattern.
23–25
Among the few carbohydrate substituted Pcs for which
properties as photodynamic sensitizers have been reported, three
a
Gebze Institute of Technology, Department of Chemistry, P.O. Box 141,
Gebze, 41400, Kocaeli, Turkey
b
Department of Chemistry, University of Hull, Kingston-upon-Hull, East
Yorkshire, HU6 7RX, UK
are silicon(IV) Pcs bearing solketal,
14
galactose
18
or glucose
22
units
protected with acetal groups, and the fourth is a ZnPc peripherally
substituted by eight solketal groups.
14,21
While axial substitution
helps prevent aggregation, the solketal substitued Pcs are too
hydrophobic to be fully soluble in water. The latter example,
without axial ligands, is also highly aggregated in aqueous
media. Aggregation has previously been shown to be linked
to the photodynamic activity of hydroxylated and sulfonated
ZnPcs.
11
In order to investigate the properties of Pcs subsituted by
unprotected carbohydrates, which are likely to be much more
soluble in water due to the free hydroxyl groups and thus
more bioavailable, we prepared three tetrasubstituted Pcs bearing,
respectively, galactose attached to the peripheral (4,5) positions of
the isoindoline subunits (Fig. 1; 1) and glycerol either in peripheral
(4,5) (Fig. 1; 2) or non peripheral (3,6) (Fig. 1; 3) positions. These
compounds represent three new members of the rare class of non-
ionic water-soluble Pcs. The coordinated metal, zinc, was chosen
as hydroxyl ZnPcs have previously been shown to be efficient
photodynamic sensitisers.
11,26
Results and discussion
Phthalocyanine synthesis
The synthesis of 1 was achieved by the cyclotetramerisation of
the glycosylated phthalonitrile 7, itself prepared following Ziegler-
Hanack’s glycosylation procedure
27
(Scheme 1). During the course
of this work a report was published describing several new carbo-
hydrate substituted Pcs,
20
however compound 1 was not among
them. 1 therefore represents the first example of a Pc bearing
galactose units linked to the macrocyle via the anomeric carbon.
A series of well-known reactions in carbohydrate chemistry led
to 5: galactose was perbenzoylated selectively to obtain only the
pyrano derivative. Pentabenzoylated galactopyranose 4 was then
selectively deprotected in the anomeric position with hydrazine
acetate to give 5. Phthalonitrile 6 was obtained in 81% yield
following Ziegler-Hanack’s new glycosylation method, which by
condensation of anomeric hydroxyl with 4-nitrophthalonitrile
28,29
introduced a new route to formation of the glycosidic bond. We
312 | Photochem. Photobiol. Sci., 2009, 8, 312–318 This journal is © The Royal Society of Chemistry and Owner Societies 2009