J Comput Electron (2009) 8: 267–286
DOI 10.1007/s10825-009-0293-z
Ballistic quantum transport using the contact block reduction
(CBR) method
An introduction
Stefan Birner · Christoph Schindler · Peter Greck ·
Matthias Sabathil · Peter Vogl
Published online: 3 October 2009
© Springer Science+Business Media LLC 2009
Abstract The contact block reduction (CBR) method is a
variant of the nonequilibrium Green’s function formalism
and can be used to describe quantum transport in the bal-
listic limit very efficiently. We present a numerical imple-
mentation of a charge self-consistent version of the CBR al-
gorithm. We show in detail how to calculate the electronic
properties of open quantum systems such as the transmis-
sion function, the local density of states and the carrier den-
sity. Several 1D and 2D examples are provided to illustrate
the key points. The CBR method is a very powerful tool to
tackle the challenge of calculating transport in the ballistic
limit for 3D devices of arbitrary shape and with an arbitrary
number of contacts.
Keywords Ballistic quantum transport · Nonequilibrium
Green’s function formalism · NEGF · Transmission
function · Landauer-Büttiker formalism · Device simulation
1 Introduction
Since electronic devices have been shrinking steadily to
nanometer dimensions, quantum transport is increasingly
becoming a topic of interest not only to physicists but
S. Birner ( ) · C. Schindler · P. Greck · M. Sabathil · P. Vogl
Walter Schottky Institut and Physics Department, Technische
Universität München, Am Coulombwall 3, 85478 Garching,
Germany
e-mail: stefan.birner@nextnano.de
Present address:
M. Sabathil
OSRAM Opto Semiconductors GmbH, Leibnizstr. 4,
93055 Regensburg, Germany
also to the electrical engineering community [1]. The non-
equilibrium Green’s function (NEGF) formalism (e.g. [2])
provides a rigorous framework for the development of
quantum device models. Here, we describe one of its
implementations—the contact block reduction (CBR) me-
thod [3]. It can be used to describe quantum transport in the
ballistic limit very efficiently. Our aim in this article is to
make the Green’s function formalism in the limit of ballistic
quantum transport accessible to a more general audience.
Thus, a detailed description of the underlying algorithm is
given and numerical examples are provided as concrete il-
lustrations. As it is very important to perform charge self-
consistent calculations, we also give details on how to solve
the nonlinear system of coupled Schrödinger and Poisson
equations. Interested readers should be able to reproduce
these results by setting up their own computer program. All
results presented in the figures of this article can be repro-
duced with the software that is provided as an Online Re-
source [4].
2 Ballistic quantum transport
A conductor shows nonohmic behavior if its dimensions are
smaller than certain characteristic lengths: The mean free
path and the phase-relaxation length of the electron [5]. If
the length of a conductor becomes shorter than the mean
free path, the conductance approaches a limiting value. This
classical ballistic limit has still nothing to do with quantum
mechanics. Quantum mechanics does not become impor-
tant until the dimensions of the conductor are smaller than
the phase-relaxation length and interference-related effects
come into play. In present day high-mobility semiconductor
heterostructures such as modulation doped GaAs/AlGaAs
heterojunctions or quantum wells, mean free paths and