BIOMECHANICS
SPINE Volume 36, Number 26, pp E1686–E1693
©2011, Lippincott Williams & Wilkins
E1686 www.spinejournal.com December 2011
Biomechanical Contribution of the Rib Cage to
Thoracic Stability
Leonardo B. C. Brasiliense, MD ,* Bruno C. R. Lazaro, MD,* Phillip M. Reyes, BSE,* Seref Dogan, MD,*†
Nicholas Theodore, MD ,* and Neil R. Crawford, PhD*
Study Design. In vitro assessment of rib cage biomechanics in the
region of true ribs with the ribs intact then sequentially resected in
5 steps.
Objective. To determine the contribution of the rib cage to thoracic
spine stability and kinematics.
Summary of Background Data. Previous in vitro studies of rib
cage biomechanics have used animal spines or human cadaveric
spines with ribs left unsecured, limiting the ability of the ribs to
contribute to stability.
Methods. Eight upper thoracic specimens that included 4 ribs
and sternum were tested in special fixtures that disallowed relative
movement of the distal ribs and their vertebrae. While applying
7.5 Nm pure moments in 3 planes, angular motion at the middle
motion segment was studied in intact specimens and then (1)
after splitting the sternum, (2) after removing the sternum, (3) after
removing 50% of ribs, (4) after removing 75% of ribs, and (5) after
disarticulating and completely removing ribs.
Results. During flexion/extension, the sternum and anterior rib
cage most contributed to stability. During lateral bending, the
posterior rib cage most contributed to stability. During axial rotation,
stability was directly related to the proportion of ribs remaining
intact. On average, intact ribs accounted for 78% of thoracic
stability. An intact rib cage shifted the axis of rotation unpredictably,
but its position remained consistent after partial resection of the
ribs. During lateral bending, coupled axial rotation was mild and
unaffected by ribs.
Conclusion. Because of testing methodology, the rib cage
accounted for a greater percentage of thoracic stability than
previously estimated. Different rib cage structures resisted motion in
different loading planes.
T
he rib cage comprises the sternum, ribs, interconnect-
ing joints, and soft tissue; not only does it encircle and
protect many vital organs, but it also provides addi-
tional mechanical support to the spine. Many reports of the
stabilizing benefit conferred by the rib cage have been anec-
dotal. Some studies have reported the association of indirect
sternal fractures with thoracic spine injuries.
1 ,2
Others have
noted different clinical courses in patients with thoracic frac-
tures depending on whether the rib cage is intact.
3
On the
basis of these findings, it has been hypothesized that the rib
cage could represent a “fourth-column” of stability in the tho-
racic spine.
4
Studies of canine thoracic spines provide further
evidence of the stabilizing effect of the rib cage.
5 ,6
However,
although certain animal models may adequately simulate the
range of motion (ROM) responses of other segments of the
spine in normal and injured conditions,
7
the biomechani-
cal effect of anatomical differences in the rib cage between
quadrupeds and bipeds remains undetermined. Watkins et al
8
studied rib cage biomechanics using human cadaveric spines,
demonstrating that the rib cage was responsible for 36% of
thoracic spine stability. However, all previous canine and
human cadaveric studies may have underestimated the con-
tribution of the rib cage because the ribs and sternum were
never incorporated in the testing design, with loads applied
solely on the spinal column. These studies therefore repre-
sent one extreme in which the stabilizing contribution of ribs
occurs only through their posterior connection at the spine
and any remaining anterior resistance the distally severed tis-
sues can still exert.
We hypothesized that if the ribs were given a better oppor-
tunity to contribute to stability, simulating more realisti-
cally the anterior muscle and connective tissue attachments
at the ribs, their contribution would actually be greater than
36%. We therefore used a new strategy to assess the stability
imparted by the rib cage in the thoracic spine at the true ribs
(as opposed to floating or false ribs). Special fixturing allowed
the test forces applied to the segment to be evenly distributed
to both ribs and spine, more accurately representing the in
vivo biomechanics of these structures. This study assessed the
stabilizing and kinematic effects of the rib cage by analyzing
From the *Spinal Biomechanics Laboratory, Division of Neurological Surgery,
Barrow Neurological Institute, Phoenix, Arizona; and †Department of
Neurosurgery, Uludag University School of Medicine, 16059, Gorukle-Bursa,
Turkey.
Acknowledgment date: December 17, 2009. Acceptance date: March 10,
2011.
The manuscript submitted does not contain information about medical
device(s)/drug(s).
No funds were received in support of this work. No benefits in any form have
been or will be received from a commercial party related directly or indirectly
to the subject of this manuscript.
Address correspondence and reprint requests to Neil R. Crawford, PhD,
c/o Neuroscience Publications, Barrow Neurological Institute, Phoenix AZ
85013; E-mail: ncrawfo@chw.edu
Key words: thoracic spine, rib cage, biomechanics, kinematics.
Spine 2011;36:E1686–E1693
DOI: 10.1097/BRS.0b013e318219ce84
Copyright © 2011 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.