Theor Ecol
DOI 10.1007/s12080-015-0286-4
ORIGINAL PAPER
Optimal harvesting strategies for timber and non-timber
forest products in tropical ecosystems
Orou G. Gaoue
1,2
· Jiang Jiang
3
· Wandi Ding
4
·
Folashade B. Agusto
5
· Suzanne Lenhart
3
Received: 20 August 2015 / Accepted: 12 November 2015
© Springer Science+Business Media Dordrecht 2016
Abstract Harvesting wild plants for non-timber forest
products (NTFPs) can be ecologically sustainable–without
long-term consequences to the dynamics of targeted and
associated species–but it may not be economically satisfy-
ing because it fails to provide enough revenues for local
people over time. In several cases, the same species can
be harvested for NTFP and also logged for timber. Three
decades of studies on the sustainability of NTFP harvest for
local people’s livelihood have failed to successfully inte-
grate these socio-economic and ecological factors. We apply
optimal control theory to investigate optimal strategies for
the combinations of non-lethal (e.g., NTFP) and lethal (e.g.,
timber) harvest that minimize the cost of harvesting while
maximizing the benefits (revenue) that accrue to harvesters
and the conservation value of harvested ecosystems. Opti-
mal harvesting strategies include starting with non-lethal
NTFP harvest and postponing lethal timber harvesting to
begin after a few years. We clearly demonstrate that slow
Orou G. Gaoue
ogaoue@hawaii.edu
1
Department of Botany, University of Hawaii at Manoa,
Honolulu, HI 96822, USA
2
Universite de Parakou, 123, Parakou, Benin
3
National Institute for Mathematical and Biological Synthesis,
University of Tennessee, Knoxville, TN 37996, USA
4
Department of Mathematical Sciences and Computational
Science Program, Middle Tennessee State University,
Murfreesboro, TN 37132, USA
5
Department of Ecology & Evolutionary Biology,
University of Kansas, Lawrence, KS 66045, USA
growth species have lower optimal harvesting rates, objec-
tive functional values and profits than fast growth species.
However, contrary to expectation, the effect of species lifes-
pan on optimal harvesting rates was weak suggesting that
life history is a better indicator of species resilience to har-
vest than lifespan. Overall, lethal or nonlethal harvest rates
must be <40 % to ensure optimality. This optimal rate is
lower than commonly reported sustainable harvest rates for
non-timber forest products.
Keywords Differential equations model · Harvest model ·
Life history · Lifespan · Non-timber forest products ·
Optimal control theory · Sustainable timber harvest
Introduction
Identifying sustainable harvest limits for renewable
resources and how these limits are constrained by socio-
economic and environmental factors represent some of the
most debated issues in conservation biology. Non-timber
forest products (NTFPs) such as fruits, leaves, and resins
are increasingly harvested from wild populations as source
of food and medicine to local people worldwide and are
part of a growing interest from pharmaceutical firms (Bawa
et al. 2004). Harvesting NTFP provides a range of benefits
for local people and can contribute to poverty alleviation
(Shackleton and Shackleton 2004; Shackleton et al. 2011).
In developing countries, more than 80 % of the population
relies on medicinal plants for primary healthcare (Hamilton
2004), and 72,000 species of medicinal plants are used
regularly by local people with 3000 species as part of the
international trade (Schippmann et al. 2003, 2006). During
the dry season when agricultural products are scarce and
herbaceous pasture burned, several fruits are harvested for
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