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AN INVESTIGATION TO THE PERFORMANCE OF THE VOLUNTARY CODE OF
CORPORATE GOVERNANCE IN BANGLADESH AND THE SCOPE FOR A
MANDATORY ONE
MOHAMMAD SOLFAIMAN
1
& MOHAMMED ALI NAUSE RUSSEL
2
1
Deputy Director of Governance Innovation Unit, Prime Minister’s Office, Bangladesh
2
Deputy Director (Research) in the Governance Innovation Unit, Prime Minister’s Office, Bangladesh
ABSTRACT
This study seeks to examine the performance of the current code of corporate governance in Bangladesh after
eight years of its promulgation in 2006 and also examines the scope for a mandatory model of corporate governance
instead of the current one since the existing literature suggests the underperformance of the current code. The study uses a
likert scale questionnaire method providing scope for respondents’ personal observations. It covers a wide range of
stakeholders such as managers, directors, regulators, auditors, legal professionals and small investors so that the true
reflection on the performance of the code could be found. The study finds that there is a general consensus among the
respondents that the current voluntary code of Bangladesh is not fulfilling the desired expectation regarding investor
protection, disclosure and auditor independence. The study also finds that the judiciary of Bangladesh lacks capability to
provide protection to the investors in cases of shareholder abuse. The respondents have agreed that a mandatory model of
corporate governance would provide better transparency and protection. This paper adds to the existing literature by
broadening the scope for further research on the performance of the corporate governance code and related issues in
Bangladesh and countries with similar perspective.
KEYWORDS: Corporate Governance Code, Corporate Governance, Voluntary Code, Mandatory Code
INTRODUCTION
Corporate scandals existed long before than those have been seen in recent times such as Enron, Tyco, WorldCom
and Barings Bank (Okpara and Kabongo, 2010). Allen (2005) observes that there is a growing emphasis on corporate
governance practices and models after those corporate scandals. These scandals reveal that the weak or no corporate
governance of the corporations eased the way for the insiders to exploit the shareholders’ money which resulted those
corporations collapse causing many of the minority shareholders lose their money (CIPE, 2008).
Broadly, there are two approaches of corporate governance. The voluntary approach as practiced in the UK, based
on “comply or explain” theory and the mandatory approach as practiced in the USA where compliance to the corporate
governance principles is mandatory.
The studies of La Porta et al (1997) and Azfar et al (1999) suggest that countries, especially which have
underdeveloped or emerging stock markets, with stronger legal protection have a better functioning stock market where the
minority shareholders enjoy better hedging for their investment. Developing country, such as Bangladesh is also
undergoing a transitional period in terms of corporate governance and stock market functioning.
BEST: International Journal of Management, Information
Technology and Engineering (BEST: IJMITE)
ISSN (P): 2348-0513, ISSN (E): 2454-471X,
Vol. 3, Issue 4, Apr 2015, 21-36
© BEST Journals