REVIEW ARTICLES
Nonequilibrium Thermodynamics in Engineering and Science
Yas ¸ ar Demirel*
Department of Chemical Engineering, Virginia Polytechnic Institute and State UniVersity,
Blacksburg, Virginia 24061
Stanley I. Sandler
Center for Molecular and Engineering Thermodynamics, Department of Chemical Engineering,
UniVersity of Delaware, Newark, Delaware 19716
ReceiVed: March 31, 2003; In Final Form: August 5, 2003
The field of nonequilibrium thermodynamics has been a popular one outside the United States, especially in
Europe, and scientists there from various disciplines have published extensively on the use of nonequilibrium
thermodynamics in a large variety of biological, chemical, and mechanical engineering applications. In contrast,
the number of publications from North America has been relatively modest. Here, we review the field of
nonequilibrium thermodynamics to assess its utility and impact in engineering and science. We find that
developments in the fields thermodynamic optimality of processes, dissipative structures, coupled transport
and rate processes, and biological systems suggest that in some circumstances nonequilibrium thermodynamics
can be quite useful.
Introduction
The application of thermodynamics to nonequilibrium pro-
cesses takes many forms. The simplest is based on the
assumption of local equilibrium. There it is assumed that even
though the system in which a process is occurring is not at global
equilibrium, in any small region the thermodynamic properties
are related to the state variables in the same manner as in
equilibrium. For this assumption to be valid, the internal
relaxation processes in the fluid or material must be much faster
than the rate of change imposed upon the state variables. The
local equilibrium concept is valid for a wide range of macro-
scopic systems
1-7
of usual gases and liquids and for most
transport processes and chemical reactions where the reactive
collision rates are relatively smaller than overall collision rates.
6
It is not valid in highly rarefied gases where collisions are too
infrequent. The extension of equilibrium thermodynamics to
nonequilibrium systems with the local equilibrium assumption
is a well-accepted form of nonequilibrium thermodynamics
(NET).
1-8
Such an extension is possible in terms of entropy
density, s[T(x),N
k
(x)], which is a function of the temperature
and the mole number densities at location x, when a well-defined
local temperature T(x) exists. Consequently, the total entropy
and energy can be obtained from the integrals over the volume
of the system: S ) ∫
V
s[T(x),N
k
(x)] dV, and U ) ∫
V
u[T(x),N
k
-
(x)] dV.
6
From the internal energy density u(x), we obtain the
local variables of (∂s/∂u)
Nk
) 1/T(x) and (∂s/∂N
k
)
u
)-µ(x)/
T(x).
Another well-known application of thermodynamics to non-
equilibrium processes is the so-called second law analysis, or
availability or exergy analysis, of real processes. Such an
analysis is based on the Gouy-Stodola theorem, which states
that the lost available energy is directly proportional to the
entropy production due to irreversibility in a process. This
provides a quantitative measure of irreversibility through the
level of entropy production, which by the second law of
thermodynamics is always positive. The level of entropy
production can be used as one criterion of the optimality of a
process, mainly related to reducing the irreversibilities to control
the dissipation of useful power and the depletion of natural
resources.
9
However, as an availability or exergy analysis does
not involve a financial analysis or consideration of materials of
construction or other constraints, the process that has the highest
second law efficiency may not be the most economical. Indeed,
if the highest second law efficiency was all that needed to be
considered, all motive power would be supplied by Carnot
engines. Nonetheless, a second law analysis can be useful in
efficient energy utilization and engineering design,
10-11
and
consequently simulation packages such as recent versions of
ASPEN PLUS provide methods of estimating second law
efficiency and an exergy analysis for engineering process
integration and optimization of, for example, distillation col-
umns, heat exchangers, and chemical reactors.
The next type of nonequilibrium thermodynamic description,
and the one that is of more interest to us here, is based on the
observation that the level of irreversibility of any step in a
process is, as we shall discuss, related to its distance from global
equilibrium; this distance may be treated as a parameter of the
process.
6
Small values of this parameter result in processes in
which there are linear relations between the driving forces or
gradients in the system and the fluxes that result; examples are
Fourier’s law in heat conduction and Fick’s law in diffusion.
Unfortunately, this is sometimes interpreted as that NET is a
completely linearized theory and applies only to systems close * Corresponding author. E-mail: ydemirel@vt.edu. Tel: (540)231-2074.
31 J. Phys. Chem. B 2004, 108, 31-43
10.1021/jp030405g CCC: $27.50 © 2004 American Chemical Society
Published on Web 12/03/2003