This is the pre-peer reviewed version of the following article: A. F. Morabito, A. Massa, P. Rocca and T. Isernia, “An Effective Approach to the Synthesis of Phase-
Only Reconfigurable Linear Arrays,” IEEE Transactions on Antennas and Propagation, vol. 60, no. 8, pp. 3622-3631, 2012. Article has been published in final form
at: ieeexplore.ieee.org/document/6204059. DOI: 10.1109/TAP.2012.2201099.
0018-926X © 2012 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media,
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Abstract—We present an effective approach to the optimal
mask-constrained power pattern synthesis of uniformly spaced
array antennas able to dynamically reconfigure their radiation
pattern by modifying only the excitation phases. The proposed
approach results in a design procedure having a very low
computational burden and, by exploiting at best the knowledge
available in the separate synthesis of each pattern, is able to solve
the underlying combinatorial optimization problem and to
achieve solutions close (or equivalent) to the global optimum. A
set of representative examples are reported in order to validate
the proposed approach. Some extensions of the developed theory
to cases other than linear arrays are also outlined.
Index Terms—Array antennas, reconfigurable arrays, phase-
only control, antenna synthesis.
I. INTRODUCTION
FFECTIVE design of single antennas able to radiate
more than one pattern is a very long standing subject in
Electromagnetics, with contributions dating back to the
seventies of the last century. Recently, the interest in the topic
is due to the extraordinary large number of possible
applications, ranging from remote sensing and radars to
telecommunications, including wireless local area networks,
base-transceiver stations for mobile communications, and
satellite communications [1]-[16].
Among the different kinds of adopted radiating systems,
phased array antennas have a relevant role, as they can be
controlled by means of completely electronic techniques
which increase the flexibility and speed of the reconfiguration
[1].
In order to get a Beam Forming Network (BFN) as simple
as possible, and thus to reduce costs while still guaranteeing
the generation of different patterns, several architectures have
been proposed. These include suitable sub-arraying strategies
in order to modify excitations while not duplicating the BFN
[4],[14], or arrays having common excitations when
reconfiguring the pattern from a sum to a difference pattern
[3],[14],[15], or even the exploitation of parasitic elements
[16].
Amongst the different possibilities, architectures based on
phase-only control, where the excitation sets corresponding to
the various patterns differ only in their phase distributions,
are by far the ones which have received the largest attention
[2],[5]-[13].
Such a circumstance is due to the fact that the use of a
single power-divider network makes the solutions cheaper
and more efficient than those which dynamically modify the
amplitude of the weight coefficients. Furthermore, because of
scanning requirements, radar antennas based on electronic
steering require a phase shifter for each element of the array
so that a phase-only reconfigurability of the pattern shape
does not actually require any additional hardware.
The main drawback concerns the intrinsic difficulty in
solving the corresponding synthesis problem in an optimal
fashion, i.e., in fulfilling given design goals by exploiting the
minimum number of elements or optimize given
performances for a fixed number of elements. Indeed, the
‘common amplitude’ requirement on the excitations results in
non-linear and non-convex constraints, which imply
considerable additional difficulties in the development of
effective synthesis procedures.
In the literature, the problem has been approached both
using the so-called ‘alternating projections’ technique
[2],[6],[10] and exploiting global optimization strategies
[5],[7]-[9],[11],[12]. Notably, both approaches are extremely
flexible, as they allow one to take into account in an easy
fashion not only the common amplitude requirement, but also
other constraints such as Dynamic Range Ratio (DRR) of
excitations, near-field behaviour, and the like.
However, because of the non-linear constraints and the
arising non-convex sets involved in the alternating projection
technique, the optimization procedure can be trapped into
local minima far from the actual optimal solution [2],[10]. As
a consequence, ‘sub-optimal’ solutions will be found.
Differently, ‘global optimization’ procedures, by
definition, are not sensitive to such a problem. However, the
computational cost of global optimization algorithms rapidly
increases with the problem size [21],[22] and this, in practice,
can prevent the attainment of the global optimum [18],[23].
In this paper, a new convenient perspective is introduced
which allows one to define a novel procedure for the synthesis
An Effective Approach to the Synthesis of
Phase-Only Reconfigurable Linear Arrays
A. F. Morabito, A. Massa, P. Rocca, and T. Isernia
E