Solid State Communications 151 (2011) 1873–1876
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Solid State Communications
journal homepage: www.elsevier.com/locate/ssc
Prediction of a bcc–hcp phase transition for Sn: A first-principles study
Yansun Yao
∗
, Dennis D. Klug
Steacie Institute for Molecular Sciences, National Research Council of Canada, Ottawa, K1A 0R6, Canada
article info
Article history:
Received 17 May 2011
Received in revised form
3 October 2011
Accepted 4 October 2011
by S. Scandolo
Available online 12 October 2011
Keywords:
A. Metals
C. Crystal structure and symmetry
D. Phase transitions
E. Strain, high pressure
abstract
The high-pressure structural transformation of elemental Sn is studied using an ab initio density functional
theory implementation of the metadynamics method that predicts with sufficient compression, Sn
will transform from the bcc structure into an hcp structure. The low-free-energy pathway associated
with this phase transition is characterized as the Burgers transition mechanism. The superconducting
properties of Sn under pressure are also investigated. Both bcc and hcp structures of Sn exhibit very weak
electron–phonon coupling and therefore would not sustain superconductivity at high pressure.
Crown Copyright © 2011 Published by Elsevier Ltd. All rights reserved.
1. Introduction
Tin occupies a special position in the elements of Group IVa.
The lighter group IVa elements (C, Si, and Ge) have a tendency
to form strong sp
3
tetrahedral bonds at ambient conditions. Since
in these elements s and p states are sufficiently close in energy
to drive an s
2
p
2
→ sp
3
hybridization, C, Si, and Ge are able to
form covalent diamond structures at ambient conditions [1]. As
one descends the Group IVa list in the periodic table, the sp
3
tetrahedral bonds become weaker and their metallic character
increases simultaneously. In the heavy element Pb, relativistic
effects become significant, which increases the s → p promotion
energy and prohibits the formation of sp
3
bonds [2]. As a result, Pb
forms a metallic fcc structure at ambient conditions. Sn is located
at the borderline between the two distinctly different bonding
patterns. The sp
3
bond formation energy in Sn is nearly equal to
the s → p promotion energy, and therefore Sn can only form
weak sp
3
bonds at low temperatures [3]. The diamond structure
of Sn, or α-Sn, is unstable upon increasing temperature and Sn
transforms to a metallic phase (β -Sn) at approximately 286 K. This
phase transition was suggested as being attributed to significant
entropy contributions to the free energy. Upon compression, β -Sn
is stable up to 9.5 GPa and then transforms to a body-centered
tetragonal structure (bct) [4,5]. Near 45 GPa, the bct structure
further transforms to a bcc structure, and the latter remains stable
∗
Correspondence to: Steacie Institute for Molecular Sciences, National Research
Council of Canada, Room 2007, 100 Sussex Drive, Ottawa, ON, K1A 0R6, Canada. Tel.:
+1 613 991 1237; fax: +1 613 947 2838.
E-mail address: Yansun.Yao@nrc.ca (Y. Yao).
up to at least 120 GPa [6], the highest pressure achieved in previous
experiments.
The structures of Sn above 120 GPa are however still unknown,
and this provided the motivation for the present study. Since
pressure usually weakens directional forces and drives crystalline
structures toward close-packed forms, it is reasonable to suggest
the hcp structure as a post-bcc form of Sn. Density functional
theory (DFT) [7] calculations, however, showed that the bcc and
hcp structures of Sn have very close energies and therefore
their relative ordering could not be determined [8]. Several
calculations suggested that the bcc → hcp transition cannot occur
in Sn [3,9], while others suggest that the transition can occur
but the predicted transition pressures in reported calculations
differ by more than 100 GPa [10,11]. Since the bcc and hcp
structures are very close in energy, examining the phase transition
via energetics alone may therefore not be adequate. In order
for this phase transition to occur, an energy barrier has to be
crossed and this requires knowledge of the free-energy surface.
In the present study, we use a recently developed structural
search algorithm, the metadynamics method [12,13], to explore
the free-energy surface of Sn and search for its structures at
high pressure, starting from the initial free-energy minimum
for the bcc structure. This enables us to directly simulate the
structural transformations of Sn under experimental conditions.
In addition, we investigated the superconducting properties of Sn
under pressure, using phonon-mediated Eliashberg theory [14]
based on the Bardeen–Cooper–Schrieffer (BCS) model [15].
2. Theoretical details
All calculations in the present study were performed using the
pseudopotential method with ab initio implementations of DFT.
0038-1098/$ – see front matter Crown Copyright © 2011 Published by Elsevier Ltd. All rights reserved.
doi:10.1016/j.ssc.2011.10.003