IEEE TRANSACTIONS ON SIGNAL PROCESSING, VOL. 49, NO. 3, MARCH 2001 569
Robust Filter Design for Uncertain Linear
Systems with Multiple Time-Varying State Delays
Carlos E. de Souza, Senior Member, IEEE, Reinaldo Martinez Palhares, Member, IEEE, and
Pedro Luis Dias Peres, Member, IEEE
Abstract—The problem of robust filtering for contin-
uous-time uncertain linear systems with multiple time-varying
delays in the state variables is investigated in this paper. The
uncertain parameters are supposed to belong to a given convex
bounded polyhedral domain. The aim is to design a stable linear
filter assuring asymptotic stability and a prescribed per-
formance level for the filtering error system, irrespective of the
uncertainties and the time delays. Sufficient conditions for the
existence of such a filter are established in terms of linear matrix
inequalities, which can be efficiently solved by means of powerful
convex programming tools with global convergence assured. An
example illustrates the proposed methodology.
Index Terms— filtering, linear matrix inequalities, robust
filtering, time delays.
I. INTRODUCTION
D
URING the last few decades, many authors have inves-
tigated the problem of signal estimation based on cor-
rupted measurements. In particular, when the noise sources are
assumed to be arbitrary signals with bounded energy (or average
power), the filtering approach provides both a guaranteed
noise attenuation level and robustness against unmodeled dy-
namics; see, e.g., [1]–[3] and the references therein.
The problem of robust filtering consists of determining
an asymptotically stable filter, based on an uncertain signal
model, which ensures that the filtering error dynamics is
asymptotically stable and that the -induced gain from the
noise signals to the filtering error remains bounded by a pre-
scribed value for all allowed uncertainties. In the case of linear
state-space models with norm-bounded parameter uncertainty,
the robust filter design has been addressed mainly through
Riccati equation techniques [4]–[6] and in terms of linear
matrix inequalities (LMIs) [7]. Very recently, an LMI approach
for robust filtering for linear state-space models with
polytopic-type uncertainty has been proposed in [8], whereas
Manuscript received March 20, 2000; revised November 3, 2000. This work
was supported in part by Conselho Nacional de Desenvolvimento Científico
e Tecnológico—CNPq, Brazil, under Grants 301653/96-8/PQ and PRONEX
15/98—Control of Dynamical Systems, for C. E. de Souza, 300596/98-7/PQ
for R. M. Palhares, and 304604/89-5/PQ for P. L. D. Peres. The associate editor
coordinating the review of this paper and approving it for publication was Dr.
Paulo J. S. G. Ferreira.
C. E. de Souza is with the Department of Systems and Control, Laboratório
Nacional de Computação Científica—LNCC, Petrópolis, Brazil.
R. M. Palhares is with Pontifical Catholic University of Minas Gerais, Grad-
uate Program in Electrical Engineering, Belo Horizonte, Brazil.
P. L. D. Peres is with the School of Electrical and Computer Engineering,
University of Campinas, Campinas, Brazil (e-mail: peres@dt.fee.unicamp.br).
Publisher Item Identifier S 1053-587X(01)01412-X.
[9] treated the design of robust filter with pole placement
constraints.
In the context of state-space models with time-delays, the
problem of robust filtering has received less attention in
the literature. As is well known [10], the existence of time de-
lays is commonly encountered in many dynamic systems, and
their presence must be taken into account in a realistic filter de-
sign. Moreover, stability and noise attenuation level guaranteed
by an filter design without considering non-negligible time
delays may collapse in the presence of time delays. Time delays
arise in several signal processing related problems, such as, for
instance, echo cancellation, local loop equalization, multipath
propagation in mobile communications, and array signal pro-
cessing, [11]–[15]. Furthermore, note that state delays appear
in any filtering application where the sensors are subject to time
delays, which can arise due to transport phenomena (e.g., of ma-
terial, energy or information) or required numerical processing
of the measurements. In such situations, state delays will appear
in the measurement equation of the state-space model.
In [16], an filtering methodology for precisely known
systems with a single time-delayed measurement was pro-
posed. On the other hand, the design of filters for precisely
known continuous-time systems with time-delayed states
was addressed in [17], where a sufficient condition based
on an algebraic Riccati equation has been presented. To the
authors’ knowledge, the problem of robust filtering for
continuous-time state-delayed systems has not yet been fully
investigated in the literature.
In this paper, the problem of robust filtering for con-
tinuous-time linear systems subject to parameter uncertainty in
all the matrices of the system state-space model and multiple
time-varying state delays is investigated. The uncertain param-
eters are assumed to belong to a given convex bounded poly-
tope. Sufficient conditions for the existence of an asymptot-
ically stable linear filter that ensures asymptotically stability
and a prescribed performance for the filtering error system
irrespective of the uncertainties and the time delays are pro-
vided in terms of LMIs. The suitable filter is obtained through
a convex optimization problem, which can be efficiently solved
via recently developed algorithms [18]. When compared with
the robust filter design for polytopic-type uncertainty and
without time delays [8], the additional complexity in the pro-
posed filter design is relatively small, considering the perfor-
mance benefits that can be achieved.
The notation used in the paper is fairly standard: The boldface
characters and stand for the identity and the zero matrices
of appropriate dimensions, respectively. denotes the space
1053–587X/01$10.00 © 2001 IEEE