Contents lists available at ScienceDirect
Global Environmental Change
journal homepage: www.elsevier.com/locate/gloenvcha
Research paper
The influence of community-based resource management institutions on
adaptation capacity: A large-n study of farmer responses to climate and
global market disturbances
Sergio Villamayor-Tomas
a,c,
⁎
, Gustavo García-López
b,c
a
Institut de Ciència i Tecnologia Ambientals (ICTA), Universitat Autonoma de Barcelona, Building Z Campus UAB 08193 Bellaterra (Cerdanyola), Barcelona, Spain
b
Escuela Graduada de Planificación, Universidad de Puerto Rico, San Juan, 00925, Puerto Rico
c
Ostrom Workshop in Political Theory and Policy Analysis, Indiana University, 513 N. Park Ave., 47408, Bloomington, IN, United States
ARTICLE INFO
Keywords:
Adaptation capacity
Community-based natural resource
management
Institutional analysis
Ejido
Water user associations
Mexico
ABSTRACT
An underlying understanding among adaptation and community-based natural resource management (CBNRM)
scholars is the existence of important feedbacks between local resource management institutions and individual
adaptive capacity. The relationship between CBNRM and individual adaptive capacity is of global concern given
the ubiquity of CBNRM worldwide, the patent impacts of global changes at local levels, and the recent calls for
the integration of climate and rural development policies. So far, however, there have not been formal, large-n
studies of that relationship. This study aims to fill that gap by testing whether the performance of community-
based water management institutions and communal land regimes have an impact on the effectiveness of
farmers’ adaptation responses to climatic and global market disturbances. For this purpose, the study relies on a
unique dataset of individual and collective features obtained from water user associations (WUAs) and ejidos in
Mexico. According to the regression results, well-functioning community-based water management institutions
have a positive and significant impact on individual farmers’ self-reported response effectiveness. The impact of
communal land property is also significant but negative. These effects, which hold only in the context of climate
disturbances but not market disturbances, can be explained by looking at the support given by the associations to
farmers, and issues of communal land marginalization, respectively. Policies that strengthen the autonomy and
capacity for cooperation of WUAs and ameliorate structural deficits in communal land regimes shall not only
guarantee a long-advocated path for rural development but also help farmers deal with some of the climatic
uncertainties that increasingly threaten agriculture.
1. Introduction
Agriculture worldwide is increasingly exposed to a wide range of
climatic and socio-economic pressures, including droughts, floods and
plagues, input and crop price volatility and competition over land and
water resources (Feola et al., 2015). This has raised concerns about
meeting human demands for water and food (Godfray et al., 2010), and
given rise to a substantial scholarship on farmer adaptation. A good
number of adaptation scholars have focused on the factors that explain
the willingness and capacity of individual farmers’ to respond to cli-
mate change and variability (Feola et al., 2015; Eakin et al., 2006,
2014; Pradhan et al., 2015). Community-based natural resource man-
agement (CBNRM) scholars, on the other hand, have focused on un-
derstanding the capacity of local resource-dependent communities to
manage their shared resources cooperatively, and on how socio-ecolo-
gical disturbances impact that capacity and shape collective adapta-
tions (Anderies et al., 2004; Fleischman et al., 2010; Cox, 2014;
Villamayor-Tomas, 2014). An underlying understanding among authors
from both traditions is the existence of important feedbacks between
CBNRM and individual adaptive capacity (Adger, 2003; Murtinho and
Hayes, 2011; Armitage, 2005; Tompkins and Adger, 2004; Adger et al.,
2005). The relationship between CBNRM and individual adaptive ca-
pacity is of global concern given the ubiquity of CBNRM worldwide, the
patent impacts of global changes at local levels, and the recent calls for
the integration of climate and rural development policies (Eakin et al.,
2014; Klein et al., 2005). So far, however, there have not been formal,
large-n tests of that relationship.
This paper aims to address that gap by looking at farmers’ responses
http://dx.doi.org/10.1016/j.gloenvcha.2017.10.002
Received 10 May 2017; Received in revised form 29 August 2017; Accepted 12 October 2017
⁎
Corresponding author at: Institut de Ciència i Tecnologia Ambientals (ICTA), Universitat Autonoma de Barcelona, Building Z Campus UAB 08193 Bellaterra (Cerdanyola), Barcelona,
Spain.
E-mail address: villamayortomas@gmail.com (S. Villamayor-Tomas).
Global Environmental Change 47 (2017) 153–166
0959-3780/ © 2017 Elsevier Ltd. All rights reserved.
MARK