3640 IEEE TRANSACTIONS ON APPLIED SUPERCONDUCTIVITY, VOL. 17, NO. 2, JUNE 2007
Probing the Nonlinearities Arising in the
Microwave Response of Superconductors
by Intermodulation Distortion
A. Andreone, G. Cifariello, E. Di Gennaro, G. Lamura, N. Emery, C. Hérold, J. F. Marêché, P. Lagrange,
P. Orgiani, X. X. Xi, and J. C. Villégier
Abstract—We present a systematic study of microwave nonlin-
earity, undertaken on different types of superconductors (Nb, NbN,
, ), in thin film form. Experiments are
performed in a dielectrically loaded cavity operating at 7 GHz. The
dependence of the surface impedance and of the third order in-
termodulation (IMD) products on the power feeding the cavity is
analysed, with the aim of shedding a light on the primary mech-
anisms of nonlinearity. Data from different superconductors are
quantitatively compared.
Index Terms—Electrodynamics, intermodulation distortion, mi-
crowave measurements, superconducting materials.
I. INTRODUCTION
T
HE main limit to the performance of superconducting
devices and systems operating in the GHz region is the
nonlinear response to an applied r.f. field. This nonlinear be-
havior, besides being characterized by an increase of the surface
impedance , introduces harmonic generation and mixing of
high frequency signals at neighboring frequencies. Usually, fre-
quency transformation appears at much lower field values than
change in . All these effects are detrimental for applications
such as resonant cavities for particle accelerators or passive
filters in the field of telecommunications, and should be fully
understood. In fact, despite many efforts spent by a number
of researchers worldwide in the last several years, the nature
of microwave nonlinearities in superconductors is still under
debate. In particular, it should be determined unambiguously
Manuscript received August 29, 2006. This work was supported in part by
MIUR under PRIN 2004 at the University of Naples “Federico II”, in part by
the NSF under Grant DMR-0306746, and in part by the ONR under Grant
N00014-00-1-0294 at Pennsylvania State University.
A. Andreone, G. Cifariello, and E. Di Gennaro are with CNISM and also with
the Department of Physics, University of Naples “Federico II,” 80125 Naples,
Italy (e-mail: andreone@unina.it).
G. Lamura is with CNR-INFM Coherentia and also with the Department of
Physics, University of Naples “Federico II,” 80125 Naples, Italy.
N. Emery, C. Hérold, J. F. Marêché, and P. Lagrange are with the Laboratoire
de Chimie du Solide Minéral-UMR 7555, Université Henri Poincaré Nancy I,
54506 Vandœuvre-lès-Nancy Cedex, France.
P. Orgiani was with the Department of Physics, Pennsylvania State Univer-
sity, State College, PA 16802 USA. He is now with CNR-INFM SuperMat and
also with the Department of Physics “E. R. Caianiello,” University of Salerno,
84081 Baronissi (Sa), Italy.
X. X. Xi is with the Department of Physics, Pennsylvania State University,
State College, PA 16802 USA.
J. C. Villégier is with CEA-Grenoble SPSMS/LCP, F38054 Grenoble Cedex
9, France.
Digital Object Identifier 10.1109/TASC.2007.900044
if and in which materials the intrinsic limit has been reached.
A clear answer to this question, besides its importance for a
better comprehension of the superconducting electrodynamics,
is a preliminary requisite to understand if any further improve-
ment in terms of performance is possible. The combination of
nonlinear surface impedance and intermodulation distortion
measurements is presently the most powerful probe to discern
among different sources of dissipation. Nonlinearities can be
roughly classified as having two possible origins: extrinsic,
due to the presence of grains and grain boundaries [1], and
intrinsic, because of the nonlinear Meissner effect [2], [3].
In the extrinsic case, the Josephson coupling between grains
lowers the first vortex penetration field, thus increasing the level
of nonlinearities [1], [4]. This effect is expected to not work
for single crystals and epitaxial thin films, where nonlinearities
might have only an intrinsic origin: the backflow of excited
quasiparticles at finite temperatures well deep in the Meissner
state. It has been shown [5] that at low temperatures and small
fields the presence of quasiparticles determines the temperature
behavior of the IMD amplitudes in a way that depends strictly
on the symmetry of the gap function . This behavior can be
affected also by the presence of multiple gaps, as in the case of
magnesium diboride [6], and/or by gap anisotropies and strong
coupling effects [7]. In particular, it has been found that the
IMD power arising from the surface of a superconductor
and being irradiated from a resonant structure can be described
using the general relation [8], [9]:
(1)
valid for weak input signals only.
Here (dB) is the insertion loss, is the loaded quality
factor, is a factor depending on the resonator parameters (type
of resonator, mode of excitation, power conversion factor, effec-
tive area covered by the superconducting surface), and is
the power circulating inside the cavity. The nonlinear contribu-
tion due to the quasiparticle backflow is represented by the pa-
rameter whose temperature behavior depends on the sym-
metry of . is a factor related exclusively to the parameters
of the material under test, strongly dependent for example on
the zero temperature penetration depth [7], [9]. Dividing
(1) by , the result becomes independent of the energy
level of the electromagnetic excitation feeding the cavity. If one
assumes that has the same dependence as the theoret-
ical model, it is possible to rescale the experimental data on the
theoretical curves. This procedure has been successfully used
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