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Medical Hypotheses
journal homepage: www.elsevier.com/locate/mehy
The near-death experience (NDE) as an inherited predisposition: Possible
genetic, epigenetic, neural and symbolic mechanisms
James Lake
Center for Integrative Medicine, University of Arizona College of Medicine, Tucson, AZ, United States
The argument in overview
The paper is divided into four parts. In Part I, I review principle NDE
models, important recent research findings and limitations of NDE re-
search I remark on the absence of consensus on an explanatory model of
NDEs. Part II begins with an overview of NDE evolutionary thinking up
until now. I define an NDE predisposition as a specialized kind of higher
cognitive trait and argue that this predisposition probably originated
from a pre-adaptation that permitted early hominins to have self-re-
flective awareness and experience specialized states of consciousness
involving complex mental imagery ensuring flexible adaptive responses
to unpredictable or life-threatening situations. I argue that a model of
evolutionary dynamics underlying an NDE predisposition must be
contextualized in a more general theory that views body-brain-en-
vironment as a dynamic complex system influenced by biological,
psychological and symbolic processes. I describe evolutionary scenarios
that may have led to the origin and persistence of an NDE predisposi-
tion in populations through direct, indirect or neutral selection invol-
ving both biological and nonbiological inheritance mechanisms.
Specifically, I examine the evolutionary dynamics of an NDE predis-
position from the perspectives of multi-factorial fitness landscapes, the
neuronal replicator hypothesis, socio-cultural, behavioral and symbolic
inheritance systems. I contrast NDEs reported in the context of life-
threatening situations to phenomenologically similar experiences that
frequently take place in non-life-threatening contexts such as dreams
and in trance. I examine claims of spiritual and psychological changes
following both pleasant and frightening NDEs in the context of different
evolutionary scenarios. In Part III I discuss possible neural mechanisms
underlying evolutionary dynamics of an NDE predisposition. Topics
covered include heritable modules that solve problems related to sur-
vival, implications of functional integration of the limbic system and
neocortex, the concept of brain-to-brain replication of semantic in-
formation as a pre-adaptation required for socio-cultural transmission
of NDE narratives as memes, and the possible roles of epigenetic me-
chanisms in shaping the inheritance and transmission of an NDE pre-
disposition.
In Part IV I critique the various evolutionary scenarios discussed in
the paper and argue that an NDE predisposition probably originated
and persists through the operation of multi-factorial biological, social
and symbolic processes that shape inheritance. I argue that an NDE
predisposition could have resulted from direct or indirect selection or
both direct and indirect selection depending on factors that shape
evolutionary dynamics of different populations at different times.
Finally, I make recommendations for improvements in methodology in
near-death research broadly, and propose field studies that may clarify
the relative contributions of genetic, epigenetic and social mechanisms
influencing the evolutionary dynamics of an NDE predisposition.
Part I: background
Principle NDE models and recent research
Near-death experiences (NDE) have been characterized as “unusual,
often vivid and realistic, sometimes profound life-changing experiences
reported by people who have been either physiologically close to death,
as in cardiac arrest or other life-threatening medical conditions or
emergencies, or by people who believed that death was imminent
[27,36].” NDE features vary significantly between individuals in ways
that may be context-dependent (see below) hence there is no proto-
typical or core NDE. However, studies consistently report four recurring
features: out-of-body experiences, ‘seeing a bright light,’‘encountering
entities,’ and ‘feelings of peace [48].’ Individuals who have NDEs fre-
quently report significant changes in values and beliefs, including in-
creased spirituality, greater concern for others, a heightened sense of
purpose and appreciation of life, and decreased fear of death
[55,64,74]. It is important to note that not all NDEs are pleasant and
some experiences are described as ‘nightmarish’ or ‘hellish’ however
unpleasant NDEs are probably less common than pleasant NDEs. Esti-
mates of the incidence of NDEs in the general population range from 9
to 18% [30,34]. Findings of a small retrospective study suggest that as
many as 26% of individuals who are hospitalized following a suicide
attempt have NDEs [82].
The paucity of evidence that NDEs take place in the actual moments
of trauma or anticipated trauma, has led some writers to argue that at
least some NDE features can be adequately explained on the basis of
“retrospective imaginative reconstruction” of perceptions that take
place when the brain is unconscious; memories of objects or events that
may have been perceived just before losing consciousness or just after
https://doi.org/10.1016/j.mehy.2019.03.016
Received 22 January 2019; Accepted 21 March 2019
E-mail address: contact@integrativementalhealth.net.
Medical Hypotheses 126 (2019) 135–148
0306-9877/ © 2019 Published by Elsevier Ltd.
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