192 | NATURE | VOL 548 | 10 AUGUST 2017
LETTER
doi:10.1038/nature23281
Exceptional points enhance sensing in an optical
microcavity
Weijian Chen
1
, Şahin Kaya Özdemir
1
, Guangming Zhao
1
, Jan Wiersig
2
& Lan Yang
1
Sensors play an important part in many aspects of daily life such
as infrared sensors in home security systems, particle sensors for
environmental monitoring and motion sensors in mobile phones.
High-quality optical microcavities are prime candidates for sensing
applications because of their ability to enhance light–matter
interactions in a very confined volume. Examples of such devices
include mechanical transducers
1
, magnetometers
2
, single-particle
absorption spectrometers
3
, and microcavity sensors for sizing
single particles
4
and detecting nanometre-scale objects such as
single nanoparticles and atomic ions
5–7
. Traditionally, a very small
perturbation near an optical microcavity introduces either a change
in the linewidth or a frequency shift or splitting of a resonance
that is proportional to the strength of the perturbation. Here we
demonstrate an alternative sensing scheme, by which the sensitivity
of microcavities can be enhanced when operated at non-Hermitian
spectral degeneracies known as exceptional points
8–16
. In our
experiments, we use two nanoscale scatterers to tune a whispering-
gallery-mode micro-toroid cavity, in which light propagates along a
concave surface by continuous total internal reflection, in a precise and
controlled manner to exceptional points
12,13
. A target nanoscale object
that subsequently enters the evanescent field of the cavity perturbs
the system from its exceptional point, leading to frequency splitting.
Owing to the complex-square-root topology near an exceptional point,
this frequency splitting scales as the square root of the perturbation
strength and is therefore larger (for sufficiently small perturbations)
than the splitting observed in traditional non-exceptional-point
sensing schemes. Our demonstration of exceptional-point-enhanced
sensitivity paves the way for sensors with unprecedented sensitivity.
The time evolution of classical and quantum systems with loss
and/or gain is described by non-Hermitian Hamiltonians. Such
Hamiltonians exhibit special spectral degeneracies known as excep-
tional points, at which two or more eigenvalues and the correspond-
ing eigenvectors coalesce. However, the rich physics at and around
exceptional points has been elucidated only recently, after the physical
existence of exceptional points was experimentally demonstrated in
microwave cavities
10
. Exceptional points were subsequently observed
in optical microcavities
11–13
, coupled atom–cavity systems
14
, photonic
crystal slabs
15
, exciton–polariton billiards
16
, parity–time-symmetric
systems
17–19
and acoustic systems
20
. Several counterintuitive effects
related to exceptional points have been observed. For example,
in coupled laser cavities, an exceptional point is responsible for
pump-induced
21
or loss-induced
22
revival of lasing. Dynamically encir-
cling an exceptional point in parameter space can lead to asymmetric
mode switching in microwave waveguides
23
—a phenomenon that can
be used for topological energy transfer in optomechanical systems
24
.
In whispering-gallery microcavities, the asymmetric backscattering
of counter-propagating optical waves can be related to exceptional
points. In the vicinity of an exceptional point, the modes exhibit strong
chiral behaviour, with an unbalanced contribution of clockwise- and
anticlockwise-travelling modes leading to directional lasing
13
.
One key difference between exceptional points and conventional
degeneracies known as diabolic points is their sensitivity to pertur-
bations. In a system operating around a diabolic point, the resulting
eigenvalue splitting is proportional to the perturbation strength . In
contrast, for a system with an Nth-order exceptional point, at which N
eigenvalues and the corresponding eigenvectors coalesce, the splitting
induced by the perturbation scales as
1/N
. Hence, for a sufficiently
small perturbation , the splitting at the exceptional point is larger. This
particular characteristic of exceptional points has been proposed for
use in sensor applications
25–27
.
Here we experimentally demonstrate such an exceptional-point
sensor, highlighting the enhancement of the sensitivity. Our system
12,13
consists of a silicon dioxide (silica) micro-toroid cavity coupled to a
fibre-taper waveguide for in- and out-coupling of light (Extended Data
Fig. 1). With its circular geometry, the micro-toroid cavity supports
clockwise- and anticlockwise-travelling modes with degenerate eigen-
frequencies but orthogonal eigenvectors—that is, the cavity operates at
a diabolic point. To set up an exceptional-point sensor, we use two silica
nano-tips as Rayleigh scatterers within the mode volume of the cavity
to tune the coupling between clockwise- and anticlockwise-travelling
modes to steer the system to an exceptional point. In the experiments,
we first located an optical resonance mode with no observable mode
splitting in the transmission spectrum. The absence of mode splitting
was also confirmed by the absence of a reflection signal, that is, no
modal coupling between the clockwise- and anticlockwise-travelling
modes. We then introduced a scatterer into the mode volume of
the cavity to induce modal coupling between the clockwise- and
anticlockwise-travelling modes, which led to mode splitting and a
reflection signal. Afterwards, a second scatterer was introduced to
the mode volume, the relative position and effective size of which
were finely tuned to bring the system to an exceptional point. At an
exceptional point, owing to fully asymmetric backscattering between
the clockwise- and anticlockwise-travelling waves, only one of the
travelling directions is dominant
13
; for example, the reflection spectrum
shows a strong resonance peak for light injection in the anticlockwise
direction, whereas it vanishes for light injection in the clockwise
direction (Extended Data Fig. 2).
Optical cavities that operate at exceptional points can be exploited
for enhanced nanoparticle sensing using the mode-splitting
technique
25,26
. When a nanoparticle enters the mode volume it perturbs
the system, pushing it away from the exceptional point and conse-
quently lifting the non-Hermitian degeneracy of the eigenfrequencies
and the corresponding eigenvectors, triggering a complex frequency
splitting. For example, for second-order (N = 2) exceptional points the
system has square-root topology at the complex frequency eigensurface;
therefore, eigenfrequency splitting induced by a small perturbation of
strength ( ≪ 1 ) is proportional to
1/2
(Fig. 1b). In contrast, conven-
tional cavity-based nanoparticle sensors
4–6
utilize diabolic rather than
exceptional points, at which only the eigenfrequencies are degenerate
and the corresponding eigenvectors can be chosen to be orthogonal,
1
Department of Electrical and Systems Engineering, Washington University, St Louis, Missouri 63130, USA.
2
Institute for Theoretical Physics, Otto-von-Guericke University Magdeburg, D-39016
Magdeburg, Germany.
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