JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 34, NO. 13, JULY 1, 2016 3065
A Low-Loss Optical Switch Using Liquid Crystal
Core Waveguide With Polymer Cladding
Mukesh Sharma, Mangalpady R. Shenoy, Member, OSA, and Aloka Sinha
Abstract—We demonstrate an electrically controlled optical
switch based on nematic liquid crystal (LC) core waveguide, fab-
ricated on an ITO-coated glass substrate, with upper and lower
cladding layers of the negative photoresist AZ15nXT. The reori-
entation of the LC molecules in the presence of an applied elec-
tric field produces distinct guiding properties for the TE and TM
polarizations of light. Considering full anisotropy of the LC, the
thickness of the cladding layer is chosen suitably to minimize the
propagation loss of guided modes. The fabricated device operates
at a threshold voltage of 3.5 V
pp
, and behaves as an optical switch
for TM polarization of light with an extinction ratio > 15 dB. We
experimentally achieved a relatively low insertion loss ∼7.96 dB at
the applied voltage of 10 V for a waveguide of length 10 mm. The
proposed device has potential application as an electrically con-
trolled optical switch or retarder, particularly for low frequency
applications.
Index Terms—Electrooptic devices, liquid crystals, liquid crystal
devices, optical switch, polymers.
I. INTRODUCTION
P
LANAR lightwave circuits (PLCs) and devices have po-
tential use in integrated optics for light modulation, switch-
ing, and multiplexing [1]–[3]. Among the available materials for
fabrication of PLC devices, liquid crystals (LC) are attractive
due to their inherent anisotropy and large electro-optic coeffi-
cients [4]–[7]. In recent years, different LC based optical devices
for waveguiding [8]–[13] and switching [14]–[22] applications
have been demonstrated. In addition, LC core waveguides have
also been proposed on ITO-coated glass [11]–[13], and silicon
substrates with V-grooves [10], [14], and [17]. Low insertion
loss and high extinction ratio along with low operating voltage
are the requirements of an optical switching device. In order
to overcome the overall losses of LC based waveguide devices,
different kinds of device structures have been reported [10]–
[22]. Wang et al. [12] demonstrated an electrically-tunable LC
core channel waveguide for switching application; the LC core
waveguide was encapsulated in semicircular grooves made on
optical glass substrate with a propagation loss of 1.3 dB/cm.
Cai et al. [20] reported an electrically-tunable LC core wave-
guide attenuator based on hollow waveguides on silicon sub-
strates with a high insertion loss of 47.26 dB. Donisi et al. [17]
Manuscript received March 01, 2016; revised April 18, 2016; accepted April
20, 2016. Date of publication April 21, 2016; date of current version June
22, 2016. This work was supported by the Government of India, Ministry of
Defence, Defence Research and Development Organization, New Delhi, for this
project ERIP/ER/140047/M/01/1571.
The authors are with the Department of Physics, Indian Institute of Tech-
nology Delhi, New Delhi 110 016, India (e-mail: mukeshnice@gmail.com;
mrshenoy@physics.iitd.ac.in; aloka@iitd.ac.in).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/JLT.2016.2557962
reported an integrated optical switch based on LC on silicon
substrate with an overall insertion loss of 14 dB. Recently, we
proposed an electrically-controlled nematic LC core waveguide
on an ITO-coated glass substrate that works as an optical switch
and an optical attenuator for TM polarization of light with a
low threshold voltage of 1V
pp
and an insertion loss of 17.93 dB
[13]. In all the above reported structures, the LC core layer is in
direct contact with the ITO layer, and therefore the evanescent
field of the guided wave, which extends into the ITO-coated
(conducting) glass substrates, results in absorption of the opti-
cal field. This affects, and increases the overall insertion loss.
To circumvent this problem, we propose the use of a polymer
cladding layer between the LC core layer and the ITO-coated
glass substrate. The thickness of the polymer cladding layer
has to be chosen suitably since the evanescent optical field that
extends from the core-cladding interface, has to be confined
well-before it reaches the ITO-coated glass substrate [23]–[27].
As a result, the overall insertion loss of the LC core waveguide
device is significantly reduced. In this paper, we present details
of an electrically-controlled nematic LC core waveguide opti-
cal switch, fabricated on a ITO-coated glass substrate with core
layer of the LC 5CB, and upper and lower cladding layers of
the negative photoresist AZ15nXT. In Section II, we discuss the
design of the optical switch, including the effect of the thick-
ness of the cladding layers on the guided-mode field profiles,
and the fabrication process is described in Section III. Results
and discussion are presented in Section IV.
II. DEVICE DESIGN AND SIMULATION
In our previous work [13], we used the nematic LC 5CB as the
waveguide core material which was sandwiched between two
ITO-coated glass substrates; the refractive indices of the glass
cladding and the LC core were n
glass
=1.51, and n
o
=1.53,
n
e
=1.71, respectively. In the reported LC core waveguide [13],
light is guided both with and without the application of an exter-
nal electric field, because n
o
and n
e
of the LC core material is
more than the refractive index of the top and bottom glass plates.
When the electric field is applied, the LC molecules re-orient
in the direction of the field, and the two orthogonal polariza-
tion components of the light (TE and TM) see two different
refractive indices. The TM polarization would see the extraor-
dinary refractive index (n
e
), and the LC core waveguide would
then support more number of modes, while the TE polarization
would continue to see the ordinary refractive index (n
o
), and
therefore would support the same number of modes, as before
the application of the electric field. The coupled power in the
TM polarization is distributed among the various modes, and
the output power drops significantly at the threshold voltage of
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