Symons X. J Med Ethics 2020;0:1–5. doi:10.1136/medethics-2020-106626 1
Refective disequilibrium: a critical evaluation of the
complete lives framework for healthcare rationing
Xavier Symons
1,2
Original research
To cite: Symons X.
J Med Ethics Epub ahead of
print: [please include Day
Month Year]. doi:10.1136/
medethics-2020-106626
1
Plunkett Centre for Ethics,
Australian Catholic University,
Sydney, NSW, Australia
2
Institute for Ethics and
Society, University of Notre
Dame Australia, Sydney, NSW,
Australia
Correspondence to
Mr Xavier Symons, Plunkett
Centre for Ethics, Australian
Catholic University, Sydney,
NSW 2007, Australia;
xavier.symons@acu.edu.au
Received 25 June 2020
Revised 29 September 2020
Accepted 28 October 2020
© Author(s) (or their
employer(s)) 2020. No
commercial re-use. See rights
and permissions. Published
by BMJ.
ABSTRACT
One prominent view in recent literature on resource
allocation is Persad, Emanuel and Wertheimer’s complete
lives framework for the rationing of lifesaving healthcare
interventions (CLF). CLF states that we should prioritise
the needs of individuals who have had less opportunity
to experience the events that characterise a complete
life. Persad et al argue that their system is the product
of a successful process of refective equilibrium—a
philosophical methodology whereby theories, principles
and considered judgements are balanced with each other
and revised until we achieve an acceptable coherence
between our various beliefs. Yet I argue that many of the
principles and intuitions underpinning CLF confict with
each other, and that Persad et al have failed to achieve
an acceptable coherence between them. I focus on three
tensions in particular: the confict between the youngest
frst principle and Persad et al’s investment refnement;
the confict between current medical need and a
concern for lifetime equality; and the tension between
adopting an objective measure of complete lives and
accommodating for differences in life narratives.
INTRODUCTION
One prominent view in recent literature on resource
allocation is Persad, Emanuel and Wertheimer’s
complete lives framework for the rationing of life-
saving healthcare interventions.
1–4
The complete
lives framework states that we should prioritise
the needs of individuals who have had less oppor-
tunity to experience the events that characterise a
complete life. Persad et al argue that younger people
should have the opportunity to pass through all the
significant milestones that characterise a full-life
narrative, such as pursuing a career, fostering inti-
mate relationships, raising children and watching
them grow up, and so on. In this regard, younger
people have a stronger claim on lifesaving health-
care resources than older people.
i
This paper, however, presents a critique of the
complete lives framework for healthcare rationing
i
Persad, Emanuel and Wertheimer (2006; 2009),
for example, have argued that young people should
receive priority access to resources like organ
transplants or vaccines for new and deadly forms
of the influenza. More recently, the complete
lives approach has even been operationalised in
COVID-19 healthcare rationing protocols. The
Interim Pennsylvania Crisis Standards of Care
for Pandemic Guidelines, for example, propose
life- cycle considerations for the rationing of crit-
ical care and ventilators in the event that patients
cannot be distinguished based on their health
condition. See Pennsylvania Department of Health.
Interim Pennsylvania Crisis Standards of Care for
Pandemic Guidelines . Harrisburg, PA: Pennsylvania
Department of Health, 2020:33.
(hereafter CLF). Proponents of CLF argue that
their system is the product of a successful process
of reflective equilibrium—a philosophical meth-
odology whereby theories, principles and consid-
ered judgements are balanced with each other and
revised until we achieve an acceptable coherence
between our various beliefs.
5
Yet I will argue that
many of the principles and intuitions underpinning
CLF conflict with each other, and that Persad et al
fail to achieve an acceptable coherence between
them. As such, CLF is an unsuccessful application of
the method of reflective equilibrium. I will focus on
three tensions in particular: the conflict between the
youngest first principle and Persad et al’s investment
refinement; the conflict between current medical
need and a concern for lifetime equality; and the
tension between adopting an objective measure of
complete lives and accommodating for differences
in life narratives. I will begin with a discussion of
CLF and its philosophical foundations, and will
then discuss the tensions in the framework.
THE COMPLETE LIVES FRAMEWORK
In this section, I offer an overview of the complete
lives framework for healthcare rationing and discuss
its philosophical foundations. To be clear, Persad,
Wertheimer and Emanuel propose the complete
lives framework as a system for the rationing of
lifesaving interventions, rather than recommending
it as a framework for rationing in all healthcare
settings (2009, p429).
ii
Indeed, they state that struc-
tural inequalities and inefficiencies in healthcare
would need to be addressed before implementing a
complete lives framework in other areas.
A statement of the framework
The complete lives framework was first expounded
in two papers in the mid to late 2000s, though it
has received significant scholarly attention since
then. The egalitarian currency of the framework is
opportunity, and, specifically, the opportunities that
characterise the different stages of a full-life narra-
tive. The framework gives graded priority to indi-
viduals based on the extent to which they have had
the opportunity to live a complete life, as well as the
extent to which they are invested in their own life.
ii
The authors do not offer a definition of life-
saving resources, but presumably they have in mind
resources that postpone death for a period of time
that is deemed to be both morally and medically
significant. For a critique of the notion of lifesaving
resources, see Yetter- Chappell R. Against ‘saving
lives’: equal concern and differential impact.
Bioethics 2016;30(3):159–164.
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on January 4, 2021 at University of Notre Dame. Protected by http://jme.bmj.com/ J Med Ethics: first published as 10.1136/medethics-2020-106626 on 17 December 2020. Downloaded from