J Neurosurg 121:1232–1238, 2014
1232 J Neurosurg / Volume 121 / November 2014
©AANS, 2014
E
ach year in the United States alone, approximately
1.8 million people experience a traumatic brain in-
jury (TBI) event that requires hospitalization. Of
these TBIs, about 75% are mild traumatic brain injuries
(mTBIs), such as sports-related concussions, motor ve-
hicle collisions, and falls.
4
After the initial blow to the head, a secondary injury
in the brain may persist for longer periods of time.
3,5,15,19,30
This secondary brain injury consists of excitotoxicity,
oxidant injury, mitochondrial dysfunction, infammation,
and subsequent cell death that begins almost immediately
after the primary injury.
6,10,13,32
With respect to mTBI, to
predict neurological outcome after mild, moderate, and
severe TBI, the detection of fuid-based neural biomark -
ers such as neuron-specifc enolase (NSE), tau, ubiquitin
C-terminal hydrolase, spectrin, glial fbrillary acidic pro-
tein (GFAP), and S100B in serum have been shown to
correlate with a number of outcomes.
7,8,11,12,16–18,21,23,24,27,31,34
Another protein, neuroflament, is detectable in se-
Detection of neuroflament-H in serum as a diagnostic tool
to predict injury severity in patients who have suffered mild
traumatic brain injury
Clinical article
Joshua W. Gatson, Ph.D.,
1
Jennifer Barillas, B.s.,
1
linDa s. hynan, Ph.D.,
2
ramon Diaz-arrastia, m.D., Ph.D.,
3
steven e. Wolf , m.D.,
1
anD JosePh P. minei, m.D., m.B.a.
1
Departments of
1
Surgery and
2
Clinical Sciences, University of Texas Southwestern Medical Center,
Dallas, Texas; and
3
Center for Neuroscience and Regenerative Medicine, Uniformed Services University of
the Health Sciences, Rockville, Maryland
Object. In previous studies of traumatic brain injury (TBI), neural biomarkers of injury correlate with injury
severity and predict neurological outcome. The object of this paper was to characterize neuroflament-H (NFL-H)
as a predictor of injury severity in patients who have suffered mild TBI (mTBI). Thus, the authors hypothesized that
phosphorylated NFL-H (pNFL-H) levels are higher in mTBI patients than in healthy controls and identify which
subjects experienced a more severe injury such as skull fractures, intracranial hemorrhaging, and/or contusions as
detected by CT scans.
Methods. In this prospective clinical study, blood (8 ml) was collected from subjects (n = 34) suffering from
mTBI (as defned by the American Congress of Rehabilitation and Glasgow Coma Scale scores between 13 and 15)
at Parkland Hospital, Dallas, Texas, on Days 1 and 3 after injury). Additional clinical fndings from the CT scans were
also used to categorize the TBI patients into those with and those without clinical fndings on the scans (CT+ and CT-
groups, respectively). The serum levels of pNFL-H were measured using the enzyme-linked immunosorbent assay.
Results. Compared with healthy controls, the mTBI patients exhibited a signifcant increase in the serum levels
of pNFL-H on Days 1 (p = 0.00001) and 3 (p = 0.0001) after TBI. An inverse correlation was observed between
pNFL-H serum levels and Glasgow Coma Scale scores, which was signifcant. Additionally, using receiver operating
characteristic curve analysis to compare the mTBI cases with controls to determine sensitivity and specifcity, an area
under the curve of 100% was achieved for both (p = 0.0001 for both). pNFL-H serum levels were only signifcantly
higher on Day 1 in mTBI patients in the CT+ group (p < 0.008) compared with the CT- group. The area under the
curve (82.5%) for the CT+ group versus the CT- group was signifcant (p = 0.021) with a sensitivity of 87.5% and a
specifcity of 70%, using a cutoff of 1071 pg/ml of pNFL-H in serum.
Conclusions. This study describes the serum profle of pNFL-H in patients suffering from mTBI with and with-
out CT fndings on Days 1 and 3 after injury. These results suggest that detection of pNFL-H may be useful in deter-
mining which individuals require CT imaging to assess the severity of their injury.
(http://thejns.org/doi/abs/10.3171/2014.7.JNS132474)
Key WorDs • mild traumatic brain injury • neuroflament-H • serum
Abbreviations used in this paper: AUC = area under the curve;
ELISA = enzyme-linked immunosorbent assay; GCS = Glasgow
Coma Scale; GFAP = glial fibrillary acidic protein; MAMBA =
Mild and Moderate TBI Biomarker (study); mTBI = mild TBI;
NFL-H = neurofilament-H; NSE = neuron-specific enolase; pNFL-
H = phosphorylated NFL-H; ROC = receiver operating characteris-
tic; TBI = traumatic brain injury.