212 IEEE ELECTRON DEVICE LETTERS, VOL. 33, NO. 2, FEBRUARY 2012
Low-Leakage-Current AlN/GaN MOSHFETs
Using Al
2
O
3
for Increased 2DEG
Tongde Huang, Xueliang Zhu, Ka Ming Wong, and Kei May Lau, Fellow, IEEE
Abstract—Metal-oxide-semiconductor heterostructure field ef-
fect transistors (MOSHFETs) were fabricated with an AlN/GaN
heterostructure grown on Si substrates. A 7-nm Al
2
O
3
serv-
ing as both gate dielectric under the gate electrode and passi-
vation layer in the access region was used. It was found that
the Al
2
O
3
was superior to SiN
x
in increasing the 2-D elec-
tron gas (2DEG) density and thereby reducing the access re-
sistance. In addition, the OFF-state leakage current (I
off
) in
these AlN/GaN MOSHFETs was reduced by four orders of mag-
nitude to 7.6 × 10
−5
mA/mm as a result of the Al
2
O
3
gate
dielectric, compared to that of AlN/GaN HFETs. Meanwhile,
the subthreshold slope was improved to a nearly ideal value of
62 mV/dec because of the extremely low I
off
. The MOSHFETs
with 1-μm gate length exhibited good DC characteristics. A maxi-
mum drain current of 745 mA/mm and a peak extrinsic transcon-
ductance of 280 mS/mm were achieved.
Index Terms—AlN, Al
2
O
3
passivation, GaN, heterostructure
field effect transistors (HFETs).
I. I NTRODUCTION
T
HIN AlN barrier offers the greatest scalable potential
among different Al
x
Ga
1−X
N alloy compositions because
of its relatively large band gap and strong polarization effects.
This can help improve the aspect ratio of HFETs and thus
reduce the limitation of short channel effects on high-frequency
operation. Despite such merits, it is difficult to grow high-
quality AlN layers due to the existence of large tensile strain
between the lattice-mismatched GaN and AlN (about 2.4%).
Recently, outstanding performance of AlN/GaN HFETs grown
by molecular beam epitaxy has been successfully demonstrated
[1]–[6], including a peak transconductance of 700 mS/mm [3],
a unity current gain cutoff frequency f
T
of 220 GHz, and a
unity power gain frequency f
max
of 400 GHz [5]. However,
limited progress has been made on AlN/GaN transistors grown
by metalorganic chemical vapor deposition (MOCVD), despite
MOCVD is a more commonly used technique for GaN-based
devices. The previously reported AlN/GaN HFETs could not
completely pinch-off due to low quality of the AlN barrier
layers [7]–[10]. Recently, AlN/GaN HFETs have been grown
by MOCVD on Si substrates with in situ grown SiN
x
cap
Manuscript received October 26, 2011; revised November 11, 2011; ac-
cepted November 12, 2011. Date of publication December 27, 2011; date of
current version January 27, 2012. This work was supported in part by a Grant
(CA07/08.EG02) from the Research Grants Council and a Grant (ITS/523/09)
from the Innovation and Technology Commission (ITC) of Hong Kong Special
Administrative Government (HKSAR). The review of this letter was arranged
by Editor J. A. del Alamo.
The authors are with the Department of Electronic and Computer Engi-
neering, Hong Kong University of Science and Technology, Kowloon, Hong
Kong (e-mail: huangtongde@ust.hk; eexlzhu@ust.hk; parcow@gmail.com;
eekmlau@ust.hk).
Color versions of one or more of the figures in this letter are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/LED.2011.2176909
Fig. 1. Cross-sectional schematic of the AlN/GaN MOSHFETs (a), and AFM
image of AlN surface (b).
layer for strain relaxation and increase of the 2-D electron
gas (2DEG) density [11]–[13]. The SiN
x
in the source/drain
region must be selectively etched for ohmic contact formation.
The reported I
off
was still larger than 10
−3
mA/mm. For high-
performance RF power amplifiers, lower leakage current is
more desirable, to avoid additional noise generation during
transistor operation.
In this paper, an AlN/GaN heterostructure was grown on Si
substrates by MOCVD for HFETs fabrication. We found that
Al
2
O
3
deposited by atomic layer deposition (ALD) is a more
effective passivation dielectric than SiN
x
, with additional ben-
efit of increasing the 2-DEG density in AlN/GaN HFETs. ALD
technology has been widely used in III-nitride MOSHFETs
for the gate dielectric [1], [14]–[16]. However, limited work
was focused on the passivation effect of high-kAl
2
O
3
. In this
paper, we report AlN/GaN MOSHFETs fabricated with Al
2
O
3
serving simultaneously as gate dielectric and passivation layer
showing salient features such as low OFF-state current and re-
duced access resistance. The fabricated MOSHFETs exhibited
an extremely low I
off
of 7.6 ×10
−5
mA/mm at V
gs
= −5 V.
II. MATERIAL GROWTH AND DEVICE FABRICATION
The AlN/GaN heterostructure was grown on a Si (111)
substrate by MOCVD. Fig. 1(a) shows the cross-sectional
schematic of the GaN (1 nm)/AlN (3 nm)/GaN MOSHFETs
with a 7-nm Al
2
O
3
as gate dielectric and passivation. The epi-
layer thicknesses were estimated based on calibrated growth
rates. The epitaxial structure consisted of, from bottom to top,
a 40-nm AlN nucleation layer, an 800-nm GaN buffer layer,
AlN(6 nm)/Al
0.19
Ga
0.81
N(28 nm) super-lattice interlayer with
a total thickness of 300 nm for strain relaxation, a 1000-nm
GaN layer, and a 3-nm AlN barrier layer. Finally, a 1-nm
GaN protective layer was grown as cap. Fig. 1(b) is an atomic
force microcopy (AFM) image of the as-grown sample surface,
which is smooth with a clear atomic step structure. Dark de-
fects, representing the intersection of threading dislocation, are
not in high density. The root mean square roughness measured
across the 5 μm × 5 μm scan was 0.6 nm. Room-temperature
(RT) Hall measurements showed a 2-DEG density of
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