Nonlinear Thermodynamics and Social
Science Modeling:
Fad Cycles, Cultural Development and Identijicational Slips
By ELIAS L. KHALIL
ABSTRACT. The paper argues that the application of nonlinear dynamics bor-
rowed from thermodynamics for the study of the evolution of institutions
amounts to an identificational slip. While the paper welcomes the importation
of techniques from the natural sciences, thermodynamic feedback is simply an
inappropriate technique for the study of evolutionary change. Thermodynamic
feedback is only appropriate for the study of social dynamicsUke mob behavior,
stock war/fee/gyrations, zndfadcydes. One should rather appeal to the evolution
of species—as recorded by change of gene frequency and phenotypic traits—
as the appropriate metaphor for the study of evolution of culture—as manifested
by change of rules and principles and their consequent order.
I
Introduction
MANY SOCIAL SCIENTISTS AND HISTORIANS appear to confuse two kinds of historical
change when they study socio-political phenomena.' With the advent of non-
linear dynamics metaphors, chaos theory, Prigogine's dissipative structures, spin
glass models, Haken's synergetics, Thom's catastrophe theory, and so on, some
historians have tended to apply such tools, which are appropriate to dynamics,
to the study of developmental processes as well. But the nonlinear phenomena
in physics would be at best homologous to only one kind of temporal change,
viz., dynamics.
Stated straightforwardly, modeling developmental processes of cultural evo-
lution and deep socio-political change after Ilya Prigogine's, (e.g., 1980), notion
"dissipative structure," Hermann Haken's {\911, in Khalil & Boulding, 1996)
idea "hierarchy of order parameters," Rene Thom's (1975) catastrophe discon-
tinuity, or any other fashionable theory of dynamics would amount to an iden-
tificational slip (Khalil, 1993b). Prigogine's research on far-from-equilibrium
• [Elias L. Khalil, PhD., is assistant professor of economics at Ohio State Univerity, 1680 University
Drive, Mansfield, OH 44906, and the Institute for Study of Economic Evolution, University of
Freiburg, Freiburg D-79085, Germany.) The comments of Victor Burke, Randolph Roth, Philip
Pomper, Barkley Rosser and anonymous referees are appreciated and the technical help of Carole
Brown and Beth Burns acknowledged.
American Journal of Economics and Sociology, Vol. 54, No. 4 (Oclober, 1995).
© 1995 American Journal of Economics and Sociology, Inc.