A Real Time Method to Estimate Electrolytic Capacitor
Condition in PWM Adjustable Speed Drives and
Uninterruptible Power Supplies
Eddy C. Aeloíza* Jang-Hwan Kim** Pedro Ruminot*** and Prasad N. Enjeti*
* Department of Electrical Engineering
Texas A&M University,
College Station, TX. 77843-3128, USA.
e-mail:enjeti@ee.tamu.edu
** School of Electrical Engineering
Seoul National University,
Kwanak-gu, Seoul 151-744, KOREA .
e-mail:ghks95@eepel.snu.ac.kr
*** Department of Electrical Engineering
University of Concepcion
Casilla 53-C, Concepcion, CHILE.
e-mail: pruminot@udec.cl
Abstract⎯ Electrolytic capacitors are widely used in various
power electronic systems, such as adjustable speed drives (ASD)
or uninterruptible power supplies (UPS). Their high energy
density (J/cm
3
) features make them an attractive candidate for
smoothing voltage ripple and pulse discharge circuitry [1,2,3,4].
However, electrolytic capacitors have the shortest life span of
components in power electronic circuits, usually due to their
wear-out failure [1,2,5]. The main wear-out mechanisms in
electrolytic capacitors are the loss of the electrolyte by vapor
diffusion trough the seals and the deterioration of the electrolyte
[1,6]. Both mechanisms can result in a fluctuation of the
capacitor’s internal equivalent series resistance (ESR) [1,2].
In this paper, a real time diagnostic method of the ESR
of the electrolytic capacitors in ASDs and UPSs is presented. This
method is employed satisfactorily to estimate their deterioration
condition. An on board implementation of this method is
proposed, which can be very helpful for preventing down time
and alerting plant operators to needed maintenance and/or
replacement. The approach does not involve removing the
capacitor bank from its device and relies on the fact that in steady
state, the power in the capacitor is only due to the power losses in
the ESR. An analog-DSP based diagnostic system has been
implemented and experimental results from a 3-phase 6kVA/230V
ASD are presented.
I. INTRODUCTION
Industrial applications, such as advanced motor
drives, UPS, electric vehicles and dc power supplies are the
most common examples of power electronics applications.
These and other electronic devices commonly use electrolytic
capacitors as an integral part of the device. The main functions
of the electrolytic capacitors are smoothing voltage ripple and
store electric energy [2,4]. Their large capacitance, large
energy density (J/cm
3
) and low price make them be the first
choice to accomplish this objective [2,3,4]. Nevertheless,
failures in electrolytic capacitors are the main cause of
breakdowns in ac motor drives and UPS [1,2,5], mainly due
wear-out. They have the shortest span of life out of all the other
components, and then determine the whole system’s lifetime
[1,2]. The load life specifications for aluminum electrolytic
capacitors operating at maximum permitted core temperature
are typically 1000 to 10,000 hours (6 weeks to 1 year), not long
enough for most applications [7]. The literature states that the
main causes of wear-out mechanism in electrolytic capacitors
are the loss of the electrolyte by vapor diffusion trough the
seals and/or the deterioration of the electrolyte [1,6].
Furthermore, they may have to withstand extreme and harsh
temperature which accelerate the electrolyte evaporation
process and reduces their life time [6].
Several methods to estimate the deterioration status
of the electrolytic capacitor have been proposed; some methods
are based on the fact that loss of electrolyte results in loss of
capacitor weight [1,2] and others are based in the claim that the
capacitor’s wear-out mechanisms can result in fluctuations of
its internal equivalent series resistance (ESR) [1,2,8]. The ESR
is a single resistance representing all of the ohmic losses of the
capacitor and connected in series with the capacitance. For
aluminum electrolytic capacitors, the ESR specified by the
manufacturer is measured as the resistance of the equivalent
series circuit at 25°C and 120 Hz/1V
rms-max
voltage source free
of harmonic [7]. The methods based in capacitor’s weight are
inherently inconvenient since the capacitors need to the
removed to perform the test. Conventional methods to measure
capacitor’s ESR utilize either frequency response analyzers or
sophisticated RLC meters. Both methods also require removing
the capacitors from the device, which make them impractical
for real time applications. Nevertheless, methods based on ESR
variations are fairly accepted to estimate the lifetime of
electrolytic capacitors.
In this paper, a real time diagnostic method of the
ESR of electrolytic capacitor to estimate their deterioration
condition is presented. The approach does not involve
2867 0-7803-9033-4/05/$20.00 ©2005 IEEE.