Psychometric Evaluation of Daytime Sleepiness and
Nocturnal Sleep Onset Scales in a Representative
Community Sample
Eric O. Johnson, Naomi Breslau, Thomas Roth, Timothy Roehrs, and
Leon Rosenthal
Background: The public health importance of daytime
sleepiness as a risk factor for accidents, interpersonal
problems, and decreased productivity has been recog-
nized. However, epidemiologic research on this topic has
been limited by the reliance on laboratory measures (i.e.,
the Multiple Sleep Latency Test—MSLT). Two scales,
daytime sleepiness and nocturnal sleep onset, have been
identified from the self-report Sleep–Wake Activity Inven-
tory (SWAI) in a clinic sample and validated against the
MSLT. This study evaluates the replicability of the two
scales in a population sample and assesses potential
thresholds in scale scores that distinguish normal from
pathologic levels of daytime sleepiness and difficulty
falling asleep.
Methods: The sample consisted of 2181 subjects 18 – 45
years old in the Detroit metropolitan area. All sleep
characteristic information covered the 2 weeks prior to
interview. Split-half sample factor analyses were con-
ducted to assess replicability of the results. Distribution of
scale scores and their relation to construct validity vari-
ables were used to evaluate possible thresholds.
Results: A two-factor model appeared to best account for
the variation among the 12 items from the SWAI. The two
factors accounted for 50% of the variance in both split-
half sample analyses. The revised eight-item daytime
sleepiness and two-item nocturnal sleep onset scales
showed good and fair internal consistency respectively
across both split-half samples. There appeared to be a
“natural break” in daytime sleepiness scale scores that
was associated with a substantial and consistent change in
number of hours slept. No breaks appeared in nocturnal
sleep onset scores.
Conclusions: This study replicated the results of the
clinic-based study and suggested a potentially useful
diagnostic threshold for self-report excessive daytime
sleepiness. Epidemiology of sleep depends on the ability to
move from the laboratory to population surveys in reliable
and valid ways. Development of self-report is a step in that
direction. Biol Psychiatry 1999;45:764 –770 © 1999 So-
ciety of Biological Psychiatry
Key Words: Daytime sleepiness, sleep problems, Sleep–
Wake Activity Inventory
Introduction
A
lthough everyone experiences occasional daytime
sleepiness resulting from insufficient sleep, the clin-
ical and public health importance of chronic excessive
daytime sleepiness has been increasingly recognized. Ex-
cessive daytime sleepiness has been associated with in-
creased risk of motor vehicle and industrial accidents,
decreased productivity, and interpersonal problems (Roth
et al 1989).
In spite of growing public health concerns about the
effects of excessive daytime sleepiness, there has been
little epidemiologic research on its prevalence and etiol-
ogy in the U.S. population. Several community-based
studies of Scandinavian populations have been done. In a
study of the Finnish population, 11% of women and 7% of
men reported daytime sleepiness almost every day (Hublin
et al 1996). In another survey, of a large area of Sweden,
insufficient sleep was the focus of the questions, and 12%
of the respondents felt their sleep was insufficient—
leading to daytime sleepiness (Broman et al 1996). How-
ever, none of the community-based studies have used
validated self-report measures of excessive daytime sleep-
iness.
Indeed, one reason for the scarcity of epidemiologic
studies has been the need to rely on laboratory measures
for valid estimates of excessive daytime sleepiness. Spe-
cifically, the Multiple Sleep Latency Test (MSLT), which
measures time to sleep by a polysomnogram at 2-hour
intervals throughout the day following a forced 8 hours in
From the Department of Psychiatry and the Sleep Disorder Center, Henry Ford
Health Sciences Center, Detroit, Michigan (EOJ, NB, TRoth, TRoehrs, LR);
Department of Psychiatry, Case Western Reserve University School of Medi-
cine, Cleveland, Ohio (NB); and Department of Psychiatry, University of
Michigan School of Medicine, Ann Arbor, Michigan (NB, TRoth).
Address reprint requests to Eric O. Johnson, PhD, Henry Ford Health Sciences
Center, Department of Psychiatry, 1 Ford Place, 3a, Detroit, MI 48202-3450.
Received July 22, 1997; revised January 12, 1998; revised February 19, 1998;
accepted February 23, 1998.
© 1999 Society of Biological Psychiatry 0006-3223/99/$19.00
PII S0006-3223(98)00111-5