International Journal of Pharmaceutics 404 (2011) 133–141
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International Journal of Pharmaceutics
journal homepage: www.elsevier.com/locate/ijpharm
Release behaviour of clozapine matrix pellets based on percolation theory
Ángela Aguilar-de-Leyva
a,∗
, Tahmer Sharkawi
b
, Bernard Bataille
b
, Gilles Baylac
b
, Isidoro Caraballo
a
a
Department of Pharmacy and Pharmaceutical Technology, University of Seville, Profesor Garcia González, 2, 41012 Seville, Spain
b
Laboratoire de Pharmacy Galénique et Genie Pharmaceutique, Université Montpellier 1, 15 Avenue Charles Flahault BP 14491, 34093 Montpellier Cedex 5, France
article info
Article history:
Received 5 August 2010
Received in revised form
11 November 2010
Accepted 12 November 2010
Available online 19 November 2010
Keywords:
Pellets
Clozapine
Hydroxypropylmethyl cellulose
Percolation threshold
abstract
The release behaviour of clozapine matrix pellets was studied in order to investigate if it is possible to
explain it applying the concepts of percolation theory, previously used in the understanding of the release
process of inert and hydrophilic matrix tablets. Thirteen batches of pellets with different proportions of
clozapine/microcrystalline cellulose (MCC)/hydroxypropylmethyl cellulose (HPMC) and different cloza-
pine particle size fractions were prepared by extrusion–spheronisation and the release profiles were
studied. It has been observed that the distance to the excipient (HPMC) percolation threshold is impor-
tant to control the release rate. Furthermore, the drug percolation threshold has a big influence in these
systems. Batches very close to the drug percolation threshold, show a clear effect of the drug particle size
in the release rate. However, this effect is much less evident when there is a bigger distance to the drug
percolation threshold, so the release behaviour of clozapine matrix pellets is possible to be explained
based on the percolation theory.
© 2010 Elsevier B.V. All rights reserved.
1. Introduction
The pelletization process involves the agglomeration of active
pharmaceutical ingredients and excipients in spherical units of size
comprised between 0.5 and 1.5 mm called pellets (Bataille et al.,
1993).
These multiparticulate systems offer a wide range of therapeu-
tic as well as technological advantages compared with monolithic
systems: they disperse as individualized units in the gastroin-
testinal tract reducing high local drug concentration (minimising
side effects like the irritation of the gastric mucosa), maximising
drug absorption and reducing peak plasma fluctuation. Another
additional therapeutic advantage is that these dosage forms elim-
inate the dependence of the drug effect on gastric emptying,
thus reducing intra and interindividual variability of the drug
plasma concentrations (Bechgaard and Hegermann Nielsen, 1978;
Bodmeier, 1997).
Examples of technological advantages of the pellets are their
spherical shape, their narrow particle size distribution and their
low friability which provide them very good flow properties and
make it easier to coat them or include them into hard gelatin
Abbreviations: MCC, microcrystalline cellulose; HPMC, hydroxypropylmethyl
cellulose; cp, centipoise; CI, compresibility index; HR, Haussner ratio; SI, sphericity
index.
∗
Corresponding author. Tel.: +34 676212688; fax: +34 954556085.
E-mail addresses: aguilardeleyva@us.es, aadeleyva@hotmail.com
(Á. Aguilar-de-Leyva).
capsules as well as compress them into tablets (Reynolds, 1970).
Moreover, these dosage forms allow combining non-compatible
drugs or different drug release profiles in the same formulation
(Pinto et al., 2001; Quintavalle et al., 2008).
Pellets can be manufactured in different ways. Neverthe-
less, the most popular method of producing pellets is by an
extrusion–spheronisation process which involves four different
stages: preparation of the wet mass (granulation), extrusion of the
granulated mass to obtain cylindrical extrudates, rounding of the
extrudates into spheres (spheronisation) and finally, drying of the
spheres (Reynolds, 1970; Vervaet et al., 1995). The excipient most
used to produce pellets by this technique is the microcrystalline
cellulose due to its favourable plastic properties (Chatlapalli and
Rohera, 1998; Delalonde et al., 1997).
Clozapine is an atypical antipsychotic whose main indication
is the treatment of resistant schizophrenia, although it has also
demonstrated efficacy in the treatment of other conditions like
schizoaffective disorders, bipolar depression and some neurolog-
ical disorders. One important advantage of this drug is its low
risk of producing side effects like extrapyramidal side effects, tar-
dive diskynesia or elevated prolactine levels compared with other
antipsychotics (Elizondo, 2008; Iqbal et al., 2003), which makes it
one of the most used drugs in the treatment of schizophrenia.
To the best of our knowledge, no pellet formulation of clozapine
has been investigated; we therefore undertook formulation stud-
ies in order to take advantage of these dosage forms for clozapine
treatment.
The percolation theory was introduced into the pharmaceutical
field by Leuenberger and co-workers (Blattner et al., 1990; Bonny
0378-5173/$ – see front matter © 2010 Elsevier B.V. All rights reserved.
doi:10.1016/j.ijpharm.2010.11.024