COMMENT
Continuous positive airway pressure and high flow nasal
cannula: the search for effectiveness continues
Hany Aly
1
and Mohamed A. Mohamed
2
Pediatric Research (2020) 87:11–12; https://doi.org/10.1038/s41390-019-0626-y
In this issue, Kanbar et al.
1
prospectively studied the
cardiorespiratory behavior of preterm infants while receiving
continuous positive airway pressure (CPAP) and high flow nasal
cannula (HFNC). At the time of extubation, mechanically
ventilated premature infants with birth weight <1250 g were
randomly assigned to receive either one of the two modes.
Crossover occurred after 45 min with infants who had received
CPAP to be supported with HFNC and vice versa. The study did
not find differences in cardiorespiratory parameters when
alternating between the two non-invasive modalities. However,
when receiving support via HFNC, infants experienced longer
respiratory pauses (9.2 vs. 7.3 s) and some of them developed
bradycardia that required tactile stimulation. During this short
period of monitoring, infants required significantly higher
oxygen concentration while supported with HFNC when
compared to the time of CPAP support.
1
Respiratory support of premature infants has recently shown a
significant shift towards non-invasive modalities. They have been
used to facilitate the discontinuation of invasive mechanical
ventilation as well as primary mode of support immediately after
birth.
2
HFNC is thought to work via washout of the dead space in
the nasopharynx.
2
In addition, gas flow via nasal cannula may
provide a distending pressure. However, provided pressure may
be inconsistent depending on multiple factors, including cannula
caliber, infant weight, and gas flow rate. A recent study measured
mean hypopharyngeal pressures of 2–6 cmH
2
O when using gas
flows of 0.5–3 L/min via nasal cannula. However, peak pressures
frequently measured >15 cmH
2
O when the flow rate was 2–3 L/
min.
3
Therefore, pressures delivered by nasal cannula with similar
flow rates may be negligible or dangerously high. Furthermore,
the current administration devices do not permit controlling or
monitoring of the delivered pressure. The use of nasal cannula
gained popularity in neonatal units mostly due to its convenient
simplicity and therefore being preferred by nursing staff and
parents.
2
CPAP delivers more consistent pressures than HFNC and cannot
exceed what is intended to be delivered. When provided to
spontaneously breathing premature infants, CPAP pressure allows
several physiologic benefits that include stimulating the respira-
tory drive splinting the airway and the diaphragm. Provided end-
expiratory pressure maintains air sacs inflated, improves lung
capacity, and decreases intrapulmonary ventilation–perfusion
mismatch.
4
These mechanisms may explain shortened respiratory
pauses and decreased oxygen requirement during CPAP use that
is reported in this issue.
1
Multiple clinical trials were conducted to assess the efficacy of
CPAP as a primary mode for respiratory support in premature
infants. The three largest trials included infants with gestational
ages of 24–27 weeks (Surfactant Positive Airway Pressure and
Pulse Oximetry Trial (SUPPORT) trial, n = 1316), 25–28 weeks
(CPAP or INtubation (COIN) trial, n = 610), and 26–29 weeks (Dunn
et al. trial, n = 648).
5–7
Bronchopulmonary dysplasia (BPD) was
identified when infants required oxygen support at 36 weeks of
postconceptual age. When compared to mechanical ventilation,
early use of CPAP was not associated with BPD reduction in the
SUPPORT (40% vs. 44%), the COIN (29% vs. 35%), or Dunn et al.
(26% vs. 25%) trials. However, a meta-analysis including all CPAP
trials reported a borderline reduction of BPD (relative risk (RR) =
0.91; confidence interval (CI): 0.81–1.01) and a significant
reduction in the composite outcome of death or BPD (RR = 0.91;
CI: 0.84–0.99).
8
The use of HFNC as the primary mode of respiratory support
was recently studied in randomized controlled trials in premature
infants. A large multicenter trial recruited 583 premature infants
with gestational age ≥28 weeks aiming to compare HFNC to CPAP
for early respiratory support without surfactant replacement
therapy. Further recruitment for the study was stopped at the
recommendation of the safety committee because of the
significant inferiority of outcomes in infants who received HFNC.
The rate of treatment failure was almost doubled with HFNC
compared to CPAP (25.5% vs. 13.3%, p < 0.001).
9
A more recent
trial was conducted on premature infants with older gestational
age ≥31 weeks. The study recruited 754 infants and showed
significant inferiority in outcomes when using HFNC. The
treatment failure rate with HFNC was again double the CPAP
failure rate (20.5% vs. 10.2%, p < 0.001).
10
As HFNC is significantly
inferior in premature infants ≥28 weeks, it will be unlikely to
conduct another trial with HFNC in the most vulnerable infants
with gestational age <28 weeks.
Since nasal cannula is convenient to use by caregivers and
comfortable for infants when attached to their nose, a newer
version (RAM cannula, Neotech, Valencia, CA) that has a back hub
to attach to the ventilator has been designed with the hope to
deliver CPAP to the infant. However, this type of interface does not
allow laminar gas flow since both inspiratory and expiratory gas
meet in the common hub; turbulent gas flow typically creates high
resistance. Studies on the use of RAM cannula showed high airway
resistance and significant decrease in the delivered pressure.
11
In
addition, this type of NC has narrow lumens that are not suited to
deliver well-heated and humidified gas, thereby exposing the
Received: 22 July 2019 Revised: 18 September 2019 Accepted: 7 October 2019
Published online: 22 October 2019
1
Department of Neonatology, Cleveland Clinic Children’s, Cleveland, OH, USA and
2
Division of Newborn Services, The George Washington University Hospital, Washington,
DC, USA
Correspondence: Hany Aly (alyh@ccf.org)
www.nature.com/pr
© International Pediatric Research Foundation, Inc. 2019
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