ORIGINAL ARTICLE
Assessing treatment outcomes for a graduate
orthodontics program: Follow-up study
for the classes of 2001-2003
Kristin Knierim,
a
W. Eugene Roberts,
b
and James Hartsfield, Jr
c
Knoxville, Tenn, and Indianapolis, Ind
Introduction: Based on an initial 3-year study (1998-2000) of clinical outcomes, specific changes were made
in the clinical protocol in the orthodontic clinic at Indiana University, Indianapolis, Ind. To evaluate these
adjustments, a follow-up study with the same methods assessed the clinical outcomes for the next 3 years
(2001-2003). Methods: The 3 changes introduced in 2000 were assessment of prefinish records, education
of residents about previous outcomes, and more frequent practice evaluations by the program director. The
American Board of Orthodontics (ABO) objective grading system (OGS) and a supplemental comprehensive
clinical assessment (CCA) were used to evaluate the results for all patients completed by the classes of 2001
through 2003 (n = 437). Results: The mean ABO OGS, CCA, and combined scores were 25.19 11.16,
4.38 2.74, and 29.57 13.01, respectively. A progressive improvement was noted from 2001 to 2003. The
ABO OGS and the combined scores were significantly (P .001) improved in 2001 through 2003 compared
with 1998 through 2000. The CCA score tended to improve, but it was not significantly different. Significant
improvements were seen for maxillary and mandibular first order, mandibular second order, mandibular third
order, overjet, occlusal contacts, occlusal relationships, and root angulations (P .001). As with the previous
study, excessive treatment times correlated with worse clinical outcomes. Conclusions: Changes imple-
mented by the graduate program were effective for improving treatment outcomes. Cast scores were more
amenable to improvement than other more comprehensive outcomes. (Am J Orthod Dentofacial Orthop
2006;130:648-55)
M
onitoring treatment progress for an orth-
odontics program or a private practice is
important for assuring quality control. Iden-
tifying problems is essential for developing strategies to
efficiently improve clinical outcomes.
1
The most effec-
tive way to assess treatment quality is a quantitative
outcome assessment. In the words of Abei et al,
2
“evidence-based decision making has become a hall-
mark of 21st century health care, and this trend has
placed a premium on quantitative measure of treatment
outcome.”
The occlusal index
3,4
and the peer assessment rating
(PAR)
5-8
have been used for measuring orthodontic
outcomes. However, the occlusal index is tedious and is
more appropriate for scoring pretreatment rather than
posttreatment records.
9
The PAR index is more reli-
able, but it is not very sensitive
10
and does not adequately
assess minor discrepancies in tooth position.
9
The American Board of Orthodontics (ABO) intro-
duced the objective grading system (OGS)
9
for assess-
ing posttreatment dental casts and panoramic radio-
graphs; it has become widely accepted.
1,2,11-14
Before
the introduction of this grading system, clinicians had
no reliable method for grading their own casts. A
primary reason that cases failed the Phase III (clinical)
examination in the past was inadequate finished occlu-
sions.
15,16
Since implementation of the OGS, the num-
ber of cases that received passing grades for the ABO’s
Phase III has greatly improved.
17
The ABO also created the OGS to encourage
clinicians to use it “at any time to determine if one is
producing ‘board-quality’ results.”
9,11
Board quality is
broadly defined. When evaluating dental casts, Casko et
al
9
stated that a cast scoring more than 30 points during
the clinical section of the board certification process
usually fails. Further clarification stated that a score of
20 is generally passing, and 26 is a borderline out-
come.
2
With regard to “board-quality” results in uni-
versity programs, Yang-Powers et al
11
and Pinskaya et
al
1
reported that ABO scores less than 30 are achieved
a
Private practice, Knoxville, Tenn.
b
Jarabak professor, Director of Graduate Orthodontics, Section of Orthodon-
tics, School of Dentistry, Indiana University, Indianapolis, Ind.
c
Professor, Director of Oral-facial Genetics, Section of Orthodontics, School of
Dentistry, Indiana University, Indianapolis, Ind.
Reprint requests to: Dr W. Eugene Roberts, Section of Orthodontics, School of
Dentistry, Indiana University, 1121 W Michigan St, Indianapolis, IN 46202;
e-mail, werobert@iupui.edu.
Submitted, July 2005; revised and accepted, July 2006.
0889-5406/$32.00
Copyright © 2006 by the American Association of Orthodontists.
doi:10.1016/j.ajodo.2006.07.014
648