J. E. Penner,*
R. J. Charlson,+
J. M. Hales,**
N. S. Laulainen,++
R. Leifer,# T. Novakov,@
Quantifying and Minimizing
Uncertainty of Climate Forcing
by Anthropogenic Aerosols
J. Ogren,## L. F. Radke,@@
S. E. Schwartz,+ and L. Travis++
Abstract
Anthropogenic aerosols are composed of a variety of aerosol
types and components including water-soluble inorganic species
(e.g., sulfate, nitrate, ammonium), condensed organic species, el-
emental or black carbon, and mineral dust. Previous estimates oft he
clear sky forcing by anthropogenic sulfate aerosols and by organic
biomass-burning aerosols indicate that this forcing is of sufficient
magnitude to mask the effects of anthropogenic greenhouse gases
over large regions. Here, the uncertainty in the forcing by these
aerosol types is estimated. The clear sky forcing by other anthropo-
genic aerosol components cannot be estimated with confidence,
although the forcing by these aerosol types appears to be smaller
than that by sulfate and biomass-burning aerosols.
The cloudy sky forcing by anthropogenic aerosols, wherein
aerosol cloud condensation nuclei concentrations are increased,
thereby increasing cloud droplet concentrations and cloud albedo
and possibly influencing cloud persistence, may also be significant.
In contrast to the situation with the clear sky forcing, estimates of the
cloudy sky forcing by anthropogenic aerosols are little more than
guesses, and it is not possible to quantify the uncertainty of the
estimates.
In view of present concerns over greenhouse gas-induced cli-
mate change, this situation dictates the need to quantify the forcing by
anthropogenic aerosols and to define and minimize uncertainties in
the calculatedforcings.ln this article, a research strategy for improv-
ing the estimates of the clear sky forcing is defined. The strategy
encompasses five major, and necessarily coordinated, activities:
surface-based observations of aerosol chemical and physical prop-
erties and their influence on the radiation field; aircraft-based obser-
vations of the same properties; process studies to refine model
*Lawrence Livermore National Laboratory, Livermore, California.
+University of Washington, Seattle, Washington.
**ENVAIR, Richland, Washington.
++Pacific Northwest Laboratory, Richland, Washington.
"Environmental Measurements Laboratory, New York, New York.
@Lawrence Berkeley Laboratory, Berkeley, California.
••NOAA Climate Monitoring and Diagnostics Laboratory, Boulder,
Colorado.
@@National Center for Atmospheric Research, Boulder, Colorado.
+Brookhaven National Laboratory, Upton, New York.
++NASA Goddard Institute for Space Studies, New York, New York.
Corresponding author address: J. E. Penner, Lawrence Livermore
National Laboratory, Atmospheric Microphysics and Chemistry, P .0.
Box 808, L-262, Livermore, California 94550.
In final form 31 August 1993.
©1994 American Meteorological Society
Bulletin of the American Meteorological Society
treatments; satellite observations of aerosol abundance and size
distribution; and modeling studies to demonstrate consistency be-
tween the observations, to provide guidance for determination of the
most important parameters, and to allow extension of the limited set
of observations to the global scale. Such a strategy, if aggressively
implemented, should allow these effects to be incorporated into
climate models in the next several years. A similar strategy for
defining the magnitude of the cloudy sky forcing should also be
possible, but the less firm understanding ofthisforcing suggests that
research of a more exploratory nature be carried out before undertak-
ing a research strategy of the magnitude recommended for the clear
sky forcing.
1. Introduction
Recent applications of coupled atmospheric chemi-
cal/radiative transfer models have demonstrated, by
utilizing empirical aerosol scattering properties, that
anthropogenic sulfate and biomass combustion aero-
sols in the troposphere may cause a clear sky climatic
forcing that is comparable in magnitude but opposite
in sign to forcing by anthropogenic greenhouse gases
(Charlson et al. 1990, 1991, 1992; Penner et al. 1991,
1992a; IPCC 1992, Kiehl and Briegleb 1993). Al-
though these estimates are still quantitatively uncer-
tain, the uncertainty is not great enough to allow the
aerosol forcing to be negligible. Unlike greenhouse
gases, however, these aerosol particles are not uni-
formly distributed over the globe but are found mainly
in regions influenced by industrial emissions and
sporadically over areas where biomass is burned. This
nonuniform distribution, in conjunction with the green-
house forcing, leads to a differential spatial forcing
with net heating in some areas and net cooling in
others and with, as yet, unevaluated climate impact.
The industrial haze is currently largely over the North-
ern Hemisphere, causing a spatially nonuniform,
present-day forcing that ranges from zero in clean
areas of the Southern Hemisphere to perhaps
-4 W m-
2
(annual average) across regions of one
thousand to a few thousand square kilometers. It has
been suggested that this aerosol forcing may have
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