RESEARCH ARTICLE
Bearing capacity of foundations on rock mass using the
method of characteristics
Amin Keshavarz
1
| Jyant Kumar
2
1
School of Engineering, Persian Gulf
University, Bushehr, Iran
2
Civil Engineering Department, Indian
Institute of Science, Bangalore, India
Correspondence
Jyant Kumar, Civil Engineering
Department, Indian Institute of Science,
Bangalore 560012, India.
Email: jkumar@iisc.ac.in
Summary
The method of stress characteristics has been used for computing the ultimate
bearing capacity of strip and circular footings placed on rock mass. The modi-
fied Hoek‐and‐Brown failure criterion has been used. Both smooth and rough
footing‐rock interfaces have been modeled. The bearing capacity has been
expressed in terms of nondimensional factors N
σ0
and N
σ
, corresponding to
rock mass with (1) γ = 0 and (2) γ ≠ 0, respectively. The numerical results have
been presented as a function of different input parameters needed to define the
Hoek‐and‐Brown criterion. Slip line patterns and the pressure distribution
along the footing base have also been examined. The results are found to com-
pare generally well with the reported solutions.
KEYWORDS
bearing capacity, failure, foundations, Hoek‐Brown criterion, rocks, the method of characteristics
1 | INTRODUCTION
The determination of the bearing capacity of footings on rocks forms an important issue especially while (1) laying
foundations on weak rocks, (2) estimating the ultimate tip resistance of piles placed on rocks, and (3) designing dams'
foundations. As compared with foundations in soils, only limited studies seem to have been available in literature to
compute the bearing capacity of foundations on rock mass. Serrano and Olalla used the Hoek‐and‐Brown (HB) failure
criterion to compute the ultimate bearing capacity of strip footings placed on a weightless rock medium.
1
Serrano et al
also used the modified HB criterion to evaluate the bearing capacity of a strip footing placed on a weightless rock
medium.
2
By using the original HB criterion, Yang et al performed a lower‐bound limit analysis to compute the bear-
ing capacity of a strip footing placed on a weightless rock medium.
3
Merifield et al used the limit analysis in combi-
nation with optimization and finite elements to compute the ultimate bearing capacity of strip footings on rock mass.
4
In this analysis, the modified HB failure criterion was used to compute the ultimate bearing capacity. By using the
original and modified HB failure criteria, Zhou et al applied the slip line method to calculate the bearing capacity
of strip footings placed on rock mass.
5
Clausen used the standard displacement‐based elastoplastic finite element
approach to compute the ultimate bearing capacity of circular footings laid on rock mass.
6
Chakraborty and Kumar
evaluated the ultimate bearing capacity of circular footings on rock mass by using the lower‐bound theorem of the
limit analysis.
7
In this work, the modified HB failure criterion was used but by assuming a constant value of the expo-
nent, a = 0.5, which provides an overestimation of the bearing capacity for lower values of the geological strength
index (GSI). Keshavarz et al used the method of stress characteristics to evaluate the seismic bearing capacity of strip
footings placed over rock mass.
8
The study was, however, based on the original HB failure criterion, and moreover, it
did not consider a formation of a nonplastic wedge, which invariably occurs for a rough footing base. As compared
with available solutions for strip footings, not many theories seem to be existing for finding the bearing capacity of
Received: 9 September 2016 Revised: 11 July 2017 Accepted: 26 September 2017
DOI: 10.1002/nag.2754
542 Copyright © 2017 John Wiley & Sons, Ltd. Int J Numer Anal Methods Geomech. 2018;42:542–557. wileyonlinelibrary.com/journal/nag