Materials Chemistry and Physics 127 (2011) 364–370
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Materials Chemistry and Physics
journal homepage: www.elsevier.com/locate/matchemphys
Role of hydrogen addition in the plasma phase in determining the structural
and chemical properties of RF sputtered ZnO films
Gloria Gottardi
a,∗
, Ruben Bartali
a
, Victor Micheli
a
, Nadhira Laidani
a
, Damiano Avi
b
a
Fondazione Bruno Kessler, Center for Materials and Microsystems, PAM Unit, via Sommarive 18, I - 38123 Povo, Trento, Italy
b
University of Trento, Physics Department, Atomic and Molecular Physics Lab., Via Sommarive 14, I - 38123 Povo, Trento, Italy
article info
Article history:
Received 1 September 2010
Received in revised form 8 February 2011
Accepted 9 February 2011
Keywords:
Zinc oxide
Sputtering
Crystal structure
Surface characterization
abstract
In the present work, ZnO thin films were RF sputtered from a pure ZnO target, without external heating,
in H
2
:Ar plasma at different H
2
concentrations (0–50%). Aim of the study was the identification of the
effects of H incorporation on the film growth and properties. During the deposition experiments, optical
emission (OES) spectra were recorded to monitor any variation in the plasma chemical species relative
to different process or gas mixture settings. X-ray photoelectron spectroscopy (XPS) and attenuated total
reflection Fourier-transformed infrared spectroscopy (ATR-FTIR) were used to study the bulk and surface
chemical composition of the films, while X-ray diffraction (XRD) analysis allowed lattice structure and
grain size determination.
The introduction of hydrogen in the plasma phase appears to strongly affect the structural and chemical
properties of ZnO films.
Both FTIR spectra and X-ray diffraction patterns showed that all the films crystallized in the hexagonal
würtzite form. Nevertheless, while samples deposited in pure Ar plasma are highly textured, present-
ing just one dominant preferred orientation along the [0 0 2] axis, films sputtered in H
2
:Ar atmosphere
exhibit multiple growth directions with crystallites of noticeably reduced dimensions. Such a structural
modification turns up together with clear variations in the films surface chemical state which appears to
deviate from the pure oxide (Zn–O). By combining XPS, ATR-FTIR and OES data we could correlate such
variations with the process induced H incorporation in the crystal structure in the form of hydroxide
species.
© 2011 Elsevier B.V. All rights reserved.
1. Introduction
Fundamental and applied investigation of ZnO has been recently
experiencing a renaissance due to the prospective use of such
material in various technological domains and, in particular, as
transparent conductive oxide (TCO) to be used in smart windows,
flat-panel displays and electrodes for high efficiency solar cells
[1]. The increasing attention towards this material stems from the
unique combination of distinctive physical properties, low price,
fair abundance and non-toxicity which place zinc oxide among the
most interesting candidates for industrial applications, especially if
compared to other oxides like CdO, ITO and TiO
2
[2]. Nevertheless,
an effective exploitation of ZnO in such applications is currently
still hampered by a lack of control over its physical properties,
specifically its conductivity and majority-carrier type [3,4].
Unintentional and undesirable levels of conductivity in ZnO (and
in general in wide-band-gap semiconductors) have been discussed
∗
Corresponding author. Tel.: +39 0461 314475/460; fax: +39 0461 810851.
E-mail address: ggottard@fbk.eu (G. Gottardi).
for years and traditionally always attributed to native point defects
like interstitial zinc (Zn
i
), Zn-on-O antisite (Zn
O
) and oxygen vacan-
cies (V
O
) [5,6]. However, both theoretical and experimental works
by Van De Walle, Cox and co-workers [3,7] have suggested an unex-
pected extrinsic source for such unintentional n-type conductivity.
They showed in fact that hydrogen, differently than in most semi-
conductors where it occurs as an amphoteric impurity (an impurity
that can be either a donor or an acceptor, thus counteracting the
prevailing conductivity), behaves exclusively as a donor in ZnO,
acting as an electrically active dopant impurity [3,5]. If we consider
that it’s almost impossible to completely avoid H in any crystal
growth environment, the importance of a clear understanding of
the mechanisms governing its incorporation and interaction with
the material becomes therefore straightforward.
In this work, ZnO thin films were RF sputtered from a pure
ZnO target, without external heating, in H
2
:Ar plasma at differ-
ent H
2
concentrations (0–50%). The influence of the gas mixture
hydrogen content on the oxide growth process and on its bulk and
surface properties was in this way investigated. To this aim, dur-
ing the sputtering process the plasma chemical species were in situ
monitored in function of the different gas mixture settings by opti-
0254-0584/$ – see front matter © 2011 Elsevier B.V. All rights reserved.
doi:10.1016/j.matchemphys.2011.02.020