Computers and Chemical Engineering 39 (2012) 143–151
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Computers and Chemical Engineering
jo u rn al hom epa ge : www.elsevier.com/locate/compchemeng
Nonlinear model predictive control of fed-batch cultures of micro-organisms
exhibiting overflow metabolism: Assessment and robustness
L.O. Santos
a
, L. Dewasme
c,∗
, D. Coutinho
b
, A. Vande Wouwer
c
a
CIEPQPF, Department of Chemical Engineering, Faculty of Sciences and Technology, University of Coimbra, Portugal
b
Department of Automation and Systems, Federal University of Santa Catarina, 476 Florianopolis, 88040-900, Brazil
c
Service d’Automatique, Université de Mons (UMONS), Boulevard Dolez 31, B-7000 Mons, Belgium
a r t i c l e i n f o
Article history:
Received 19 July 2011
Received in revised form
23 November 2011
Accepted 13 December 2011
Available online 29 December 2011
Keywords:
Predictive control
Min–max optimization
Overflow metabolism
Fermentation
Biotechnology
a b s t r a c t
Overflow metabolism characterizes cells strains that are likely to produce metabolites as, for instance,
ethanol for yeasts or acetate for bacteria, resulting from an excess of substrate feeding and inhibiting
the cell respiratory capacity. The critical substrate level separating the two different metabolic pathways
is generally not well defined. This occurs for instance in Escherichia coli cultures with aerobic acetate
formation. This work addresses the control of a lab-scale fed-batch culture of E. coli with a nonlinear
model predictive controller (NMPC) to determine the optimal feed flow rate of substrate. The objective
function is formulated in terms of the kinetics of the main metabolic pathways, and aims at maximizing
glucose oxidation, while minimizing glucose fermentation. As bioprocess models are usually uncertain,
a robust formulation of the NMPC scheme is proposed using a min–max optimization problem. The
potentials of this approach are demonstrated in simulation using a Monte-Carlo analysis.
© 2011 Elsevier Ltd. All rights reserved.
1. Introduction
Industrial vaccine production is usually achieved using fed-
batch cultures of genetically modified yeast or bacteria strains,
which can express different kinds of recombinant proteins. From
an operational point of view, the main goal is to maximize the
recombinant protein production and, consequently, the biomass
production, all in a minimum of time (i.e., to maximize the biomass
productivity). This requires the determination of an optimal feed-
ing strategy, that is, the optimal time evolution of the input flow
rate to the fed-batch culture.
The main problem encountered comes from the metabolic
changes of such strains in the presence of feeding overflow. This
“overflow metabolism”, also called “short-term Crabtree effect”
(Crabtree, 1929), is a metabolic phenomenon that is induced when
the rate of glycolysis exceeds a critical value, leading to a by-product
formation from pyruvate, inhibiting the oxidative capacity and,
then, the cell growth. It occurs for instance in Saccharomyces cere-
visiae cultures with aerobic ethanol formation, in Pichia pastoris
with aerobic methanol formation, in Escherichia coli cultures with
∗
Corresponding author. Tel.: +32 65374135.
E-mail addresses: lino@eq.uc.pt (L.O. Santos), Laurent.Dewasme@umons.ac.be
(L. Dewasme), Coutinho@das.ufsc.br (D. Coutinho),
Alain.VandeWouwer@umons.ac.be (A.V. Wouwer).
aerobic acetate formation or in mammalian cell cultures with the
aerobic lactate formation. To avoid this undesirable effect, a closed-
loop optimizing strategy is required, which could take various
forms including nonlinear closed-loop strategies based on predic-
tive control (Akesson, 1999; Chen, Bastin, & van Breusegem, 1995;
Dewasme et al., 2010; Hafidi, 2008; Pomerleau, 1990). Potentiali-
ties of application of conventional PID controllers are unfortunately
limited since the feeding trajectory should follow the biomass
exponential growth. Indeed, in Axelsson (1988, 1989), the tuning of
a PID controller regulating the ethanol concentration (i.e., in yeast
cultures) is investigated. Despite the integral part of the controller,
an exponentially growing error is observed, showing that this type
of controllers is inappropriate. Moreover the derivative action,
which usually improves the stability margin, has bad robustness
with respect to the process parameters (Axelsson, 1989). Nonlinear
model predictive control (NMPC) is suitable especially for nonlinear
unsteady batch processes where a trajectory needs to be followed
from the prediction of a nonlinear model. In addition, it is use-
ful for processes operating at or near singular points (e.g., singular
control trajectory, sign changes in process gain and input multi-
plicities) that cannot be captured by linear controllers (as PID) and
for processes with wide swings in operation, beyond the ranges
of a local linearization. These characteristics are observed in many
process problems including changeovers in continuous processes,
tracking problems in startup and batch processes and the control
of nonlinear reactors. For these processes NMPC uses the nonlinear
0098-1354/$ – see front matter © 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.compchemeng.2011.12.010