52 International Journal of Enterprise Information Systems, 8(2), 52-63, April-June 2012
Copyright © 2012, IGI Global. Copying or distributing in print or electronic forms without written permission of IGI Global is prohibited. Copyright © 2012, IGI Global. Copying or distributing in print or electronic forms without written permission of IGI Global is prohibited.
Keywords: Audit Risk, Computer Crime and Security, Control Risks, Detection Risk, Information
Technology (IT) Fraud, Inherent Risks
INTRODUCTION
Enron, the USA’s largest energy company,
collapsed as the largest corporate failure in
US history in 2001. The role of Arthur An-
dersen in this event dented the public trust on
the accounting and auditing profession and
financial reporting practices. In response to the
collapses, enormous efforts have concentrated
on rebuilding investors and the public trusts.
The Sarbanes-Oxley (SOX) Act of 2002, also
known as the Public Company Accounting
Reform and Investor Protection Act, was a US
federal law in response to the corporate and
accounting scandals. The Act establishes a new
quasi-public agency, the Public Company Ac-
counting Oversight Board (PCAOB) which is
charged with overseeing, regulating, inspecting,
and disciplining accounting firms in their roles
as auditors of public companies. The Act also
covers issues such as auditor independence,
corporate governance, internal control assess-
ment, and enhanced financial disclosure. The
legislation is wide-ranging and establishes
Improvements in Audit
Risks Related to Information
Technology Frauds
Saeed Askary, Abu Dhabi University, UAE
David Goodwin, University of Wollongong in Dubai, UAE
Roman Lanis, University of Technology, Sydney, Australia
ABSTRACT
In this paper, the authors examine how different types of fraud in most Information Technology (IT) environments
affect an audit risk model from 2001 through 2008. Variations in IT fraud are questionable for determining the
audit risks that affect audit quality and report. The data sources in this study came from the Computer Crime
and Security Survey report (CSI) 2008. By relating different IT fraud to audit risk components through trend
analysis in IT fraud improvements from 2001 to 2008, the authors measured declined percentages for control
risks, inherent risks, and detection risks. They found that an improvement in control risks has been achieved
up to 52.80%, 43% for detection risks, and 14% for inherent risks. An overall improvement in audit risk is
47.5%, which is a considerable development in audit quality. The study shows that progress in detecting IT
fraud positively reduced audit risks and has signifcantly increased the audit quality since 2001.
DOI: 10.4018/jeis.2012040104