Ultramicroscopy 11 (1983) 299-302 299
North-Holland Publishing Company
SURFACE PLASMON SCATI'ERING ON FLAT SURFACES AT GRAZING INCIDENCE *
P.E. BATSON
IBM Thomas J. Watson Research Center, Yorktown Heights, New York 10598, USA
Received 11 April 1983
This paper reports a study of surface plasmon excitation on the flat, oxide-covered aluminum surface, using high energy
electrons which pass the surface at'a finite, and sometimes large, impact parameter. The scattering probability dependence on
impact parameter agrees qualitatively with classical, quasi-static calculations, which assume that the materials are characterized
by homogeneous dielectric constants. A broad intensity maximum near 16 eV is identified as a surface plasmon made possible
by the frequency dependence of the aluminum oxide dielectric constant.
1. Introduction 2. Theoretical model
The decay of the surface plasmon electric
potential away from a surface can be indirectly
determined by observing the inelastic scattering of
fast electrons as they pass a surface with a finite
impact parameter [1]. This possibility has been
closely examined recently with the STEM which
now routinely produces probe sizes of 0.5-1.0 nm
with 100 keV electrons. Observations of the surface
plasmon decay on surfaces of MgO have been
reported by Marks [2] and Cowley [3]. These show
qualitative agreement with the simple scattering
theory, although interpretation is difficult due to
the complicated dielectric properties of MgO. Bat-
son has reported anomalous intensity maxima, at
the oxide-vacuum interface on oxide-coated A1
spheres [4], which are not reproduced in the theory
[5]. Therefore, the present work on a simpler flat
geometry with the oxide-coated aluminum was
undertaken to further clarify the extent of the
agreement between the experiment and the classi-
cal theory.
* From a contribution to Workshop on Surface Imaging and
Analysis with High Spatial Resolution, Wickenburg, Arizona,
January 1983.
The model geometry is shown in fig. 1. It
includes three layers: a semi-infinite bulk with
dielectric constant c2, an A1203 layer of thickness
a and dielectric constant E~, and the vacuum oc-
cupied by the fast electron passing with an impact
parameter, b. The applied potential ~e~, generated
by this electron may be written as a function of
position y, the momentum parallel to the surface
qz, and the energy loss ,o [6]:
4~re e -x(y-b) / to )
~e~t = c(y, qz,~) ~ 8[qx-- ~ ,, (1)
where X 2 = q2 + ¢~2/D2 defines the surface excita-
tion wavevector through kinematical restrictions.
The total potential in the system is then written for
Abminum AI203
(~2 E1
..2/',,
Vaotudm
i y=b
Y y=O y=a
Fig. I. Model geometry for the classical calculation. The fast
electron travels roughly parallel to the oxide=coated A1 surface.
0304-3991/83/0000-0000/$03.00 © 1983 North-Holland