28 IEEE PHOTONICS TECHNOLOGY LETTERS, VOL. 18, NO. 1, JANUARY 1, 2006
Integrated Hollow Waveguides With
Arch-Shaped Cores
John P. Barber, Student Member, IEEE, Evan J. Lunt, Zachary A. George, Dongliang Yin, Student Member, IEEE,
Holger Schmidt, Member, IEEE, and Aaron R. Hawkins, Senior Member, IEEE
Abstract—An optical waveguide is described that has a hollow
arch-shaped core. Optical confinement for this structure is based
on the antiresonant reflecting optical waveguide principle. The
waveguides are built on a silicon substrate using a sacrificial
etch technique with reflowed photoresist serving as the sacrificial
material and producing the core’s arch shape. Investigations of
fabrication parameters are reported that allow for predicting
a final arch-shaped geometry based on initial photoresist width
and thickness. Optical mode guiding is demonstrated in an
arch-shaped waveguide with a liquid core.
Index Terms—Antiresonant reflecting optical waveguide
(ARROW), fabrication, hollow waveguide, liquid waveguide,
micromachining.
I. INTRODUCTION
H
OLLOW waveguides are an important photonic tech-
nology because they allow for light guiding in very low
refractive index materials, enabling guiding in gas or liquid
media that fill the hollow cores. Optical sensors are a key
application since guided light can readily interact with the gas
or liquid media. The implementation of hollow waveguides has
taken several forms including photonic crystals [1] and capillary
tubes coated with a low refractive index Teflon layer [2]. A new
class of hollow waveguides [3], [4] for picoliter volumes was
recently introduced based on the antiresonant reflecting optical
waveguide (ARROW) principle. These waveguides were fab-
ricated on silicon substrates making them attractive for optical
sensor platforms. Hollow-core ARROWs demonstrated in the
past had rectangular or trapezoidal cross sections. This letter
reports a new type of structure that has a curved or arch shape.
We present a discussion of the advantages of an arch-shaped
waveguide, fabrication parameters that determine the final
arch shape, and a demonstration of optical waveguiding in a
representative liquid-filled structure.
II. ADVANTAGES OF ARCH-SHAPED CORE
The fabrication process used to produce integrated ARROWs
has been described in detail elsewhere [5] and involves the
Manuscript received July 8, 2005; revised August 29, 2005. This work was
supported by the National Science Foundation (NSF) under Grant ECS-0131945
and Grant ECS-0500602, and by the Air Force Office of Scientific Research
(AFOSR) under Grant FA-9550-05-1-0432.
J. P. Barber, E. J. Lunt, Z. A. George, and A. R. Hawkins are with the
Electrical and Computer Engineering Department, Brigham Young University,
Provo, UT 84602 USA (e-mail: hawkins@ee.byu.edu).
D. Yin and H. Schmidt are with the School of Engineering, University of
California, Santa Cruz, CA 95064 USA.
Digital Object Identifier 10.1109/LPT.2005.859990
Fig. 1. SEM cross section of hollow ARROWs made using (a) reflowed
photoresist sacrificial core and (b) SU8 sacrificial core. Silicon dioxide and
silicon nitride are indicated by alternating light and dark layers.
coating of a thin line of sacrificial material with layers of
silicon nitride and silicon dioxide. The layers are produced
using conformal plasma-enhanced chemical–vapor deposition
(PECVD). Afterwards, the sacrificial material is removed by
chemical etching producing the hollow waveguide core. Light
guiding in these structures depends on the thicknesses of the
nitride and oxide layers satisfying the antiresonant condition
outlined by Duguay [6].
The cross-sectional shape of the sacrificial material before
PECVD deposition determines the resulting shape of the hollow
core. The rectangular and trapezoidal cores previously produced
used SU8 and aluminum, respectively, as sacrificial materials.
Arch-shaped cores were produced using reflowed photoresist.
The reflow process has been observed for many years and has
been used in the past to make a variety of integrated optical el-
ements, especially microlenses [7]. The round shape produced
by this process results when islands of photoresist are heated
above their melting temperature and reshaped into spherical or
cylindrical structures. Fig. 1(a) shows an arch-shaped ARROW
created by patterning a long line of positive photoresist approx-
imately 10 m thick on silicon. The resist was reflowed by
placing the silicon wafer on a hotplate at 250 C for 10 min,
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