STATE TAXES AND LEGISLATIVE TURNOVER IN THE UNITED STATES
PAVEL A. YAKOVLEV and J. SEBASTIAN LEGUIZAMON
Mounting empirical evidence suggests that term limits and, by extension, higher
legislative turnover increase the overall size of government and change its spending
composition. However, less is known about the turnover’s impact on the composition of
tax revenues. This study flls this void by exploiting exogenous variation in term limits
and redistricting as instruments for legislative turnover, which is found to be positively
associated with most state taxes except for the corporate income tax. We hypothesize
that the negative association between legislative turnover and corporate income taxes
might be infuenced by a higher propensity of business owners to enter term-limited state
legislatures. (JEL H7, H3)
I. INTRODUCTION
Turnover has been an important topic of
discussion among economists and political sci-
entists alike. While many regard the rotation
of public servants in and out of offce as an
important feature of any democratic system,
some scholars argue that too much turnover can
be costly. Models of optimal tenure highlight that
low turnover and long tenures increase incum-
bency advantage and, consequently, political
entrenchment. Entrenchment reduces account-
ability and increases collusion among senior
offcials, potentially increasing ineffcient spend-
ing through pork legislation (Adams and Kenny
1986; Hibbing 1991; Payne 1991). On the other
hand, too much turnover may result in ineffcien-
cies due to a greater prevalence of inexperienced
policymakers (Adams and Kenny 1986). High
turnover and low tenures may also discourage
offceholders by weakening reelection possibil-
ities and thus reducing electoral accountability.
If incumbents perceive their reelection odds are
low, they may feel incentivized to shirk and
extract rents while in offce. This is consistent
with the fnding that incumbents who face high
turnover rates may be more inclined to adopt
policies that would have little chance of passing
Yakovlev: Associate Professor, Department of Economics
and Finance, Duquesne University, Pittsburgh, PA 15282,
Phone 1-412-396-1908, Fax 412-396-4764, E-mail
yakovlevp@duq.edu
Leguizamon: Assistant Professor, Economics in the Gordon
Ford College of Business, Western Kentucky University,
Bowling Green, KY 42101, Phone 1-270-745-3970, Fax
270-745-3190, E-mail j.sebastian.leguizamon@wku.edu
through subsequent governments (Alesina and
Tabellini 1990). Many of these policies may
favor the sectors and industries to which these
incumbents expect to return, potentially leading
to a misallocation of scarce public resources
and greater overall government spending with
detrimental consequences for future economic
growth (Uppal and Glazer 2015).
Although the literature on legislative turnover
and government spending is extensive, less
attention has been devoted to the turnover’s
effect on tax composition. To the best of our
knowledge, this study is the frst to examine
the impact of legislative turnover on the major
components of state tax revenues. While Uppal
and Glazer (2015) estimate the impact of legisla-
tive turnover on state tax revenues, they do not
examine its impact on tax revenue composition.
This issue is important since offceholders are
often incentivized to manipulate fscal policy to
satisfy some particular interests (Brender 2003;
Drazen and Eslava 2010). In states with high
turnover rates, low reelection probabilities may
exacerbate such distortions.
One challenge in estimating the impact of leg-
islative turnover on tax revenues is that turnover
may be endogenous. Voters may be less likely to
ABBREVIATIONS
ALEC: American Legislative Exchange Council
BLS: Bureau of Labor Statistics
GSP: Gross State Product
IV: Instrumental Variable
NCSL: National Conference of State Legislature
TEL: Tax and Expenditure Limitations
TLI: Term Limit Index
518
Economic Inquiry
(ISSN 0095-2583)
Vol. 58, No. 1, January 2020, 518–535
doi:10.1111/ecin.12851
Online Early publication October 17, 2019
© 2019 Western Economic Association International