ORIGINAL ARTICLE
Bronchiolitis obliterans in patients undergoing allogeneic
hematopoietic SCT
AG Vieira, VAM Funke, EC Nunes, R Frare and R Pasquini
Bronchiolitis obliterans (BO) is a severe pulmonary complication of allo-SCT. This study evaluated the incidence of BO in patients
undergoing allo-SCT in Hospital Universitário da Universidade Federal do Paraná, risk factors for developing this complication and
prognostic factors for those patients who developed this entity. The study included 1286 patients transplanted between 1979 and
2009 who survived for 100 days or more. We diagnosed 53 cases of BO. The cumulative incidence was 2.9% in 1 year and 3.7% in 3
years. Among patients with chronic GVHD, the cumulative incidence at the same intervals was 8.4% and 9.9%, respectively. The
median time between transplantation and diagnosis of BO was 260 days (49–3877 days). In the multivariate analysis the risk factors
for BO were female donor, older recipients and acute GVHD. The main prognostic factor was the severity of pulmonary impairment.
Patients who developed BO earlier than 260 days had a worse prognosis than those who did so later. At least 80% of deaths were
directly related to BO.
Bone Marrow Transplantation (2014) 49, 812–817; doi:10.1038/bmt.2014.25; published online 10 March 2014
INTRODUCTION
The study of late complications of SCT has acquired increasing
importance owing to the increase in survival of patients submitted
to this procedure. Among these complications, bronchiolitis
obliterans (BO) is outstanding. It is a disease that affects the small
airways, and presents high rates of morbidity and mortality.
1–7
Within the context of SCT, BO is closely related to chronic
GVHD.
2,6,8–11
The treatment of BO is still largely unsatisfactory, and
in the majority of cases, stabilization of the obstructive disturbance
has been considered a good result. As in any field related to chronic
GVHD, the study of BO has been made difficult for a long time
because of the disparity between the definitions used in the various
studies. This situation began to change in 2005, when a working
group of the National Institutes of Health published a proposal of
consensus for the diagnosis and graduation of the severity of
patients affected by chronic GVHD.
12
Since then, diverse centers
have published their experience on the management of this
entity,
10,13,14
generating a mass of data that will certainly be
fundamental for the delineation of prospective studies capable of
answering the innumerable questions that remain unanswered. In
this study, we retrospectively analyzed 1286 allo-SCT performed in a
single center to determine risk factors for BO, factors affecting
survival and causes of death for patients diagnosed with BO.
MATERIALS AND METHODS
Patients
From October 1979 to December 2009, 1672 patients were submitted to
allo-SCT at the Hospital Universitário da Universidade Federal do Paraná,
and patients with a survival ⩾ 100 days were included in the study,
totalizing 1286 patients.
First, we searched the database for patients with diagnosis of BO, BO
with organizing pneumonia or lung GVHD. Once these patients had been
identified, we proceeded a review of their record charts, seeking to confirm
or exclude the diagnosis of BO.
Follow-up of the patients
In our center, patients are seen every week in the first 100 days and then at
least monthly until they complete 6 months of transplantation. Then, they
are evaluated at least every 3 months until 2 years after transplantation,
every 6 months until 5 years and then annually indefinitely in our center
itself. Thus, our loss to follow-up was very small.
We proceeded pulmonary function tests (PFTs) 100 days, 6 months and
1 year after the transplant in all patients, irrespective of the symptomatology.
Diagnosis of BO
The diagnosis of BO was made based on the criteria suggested by the
National Institutes of Health study group, adjusted to meet the retro-
spective nature of the study, as well as the limitations of the information
available in the database. Patients considered to have BO were those who
presented signs and symptoms suggestive of this entity, associated with a
new obstructive ventilatory disturbance, without response to bronchodi-
lator drugs, detected by means of the PFT performed in the absence of
active pulmonary infection. We considered a suggestive clinical picture the
presence of cough, dyspnea of progressive intensity and wheezing. A
diagnosis of obstructive disturbance was established in the presence of
both of the following factors: forced expiratory volume in 1 second (FEV1)
o80% of the expected value and FEV1/forced vital capacity (FVC) o0.7
(values obtained before bronchodilator). The National Institutes of Health
study group suggested the value of FEV1 o75% for diagnosis; however,
they considered patients with mild BO, those with FEV1 between 60 and
79%. When it was impossible to perform the PFT, the diagnosis was based
on the signs and symptoms together with tomographic findings
(computed tomography became available at our center around 1990)
suggestive of this entity, which are the following: evidence of air trapping,
thickening of small airways and bronchiectasis.
Severity criteria
The severity of pulmonary impairment by BO was primordially based on
the FEV1 measure taken in the absence of active pulmonary infection:
Mild BO: FEV1 ⩽ 79 and ⩾ 60%
Moderate BO: FEV1 ⩽ 59 and ⩾ 40%
Severe BO: FEV1 ⩽ 39%
Universidade Federal do Paraná, Curitiba, Brazil. Correspondence: Dr AG Vieira, João Pio Duarte Silva street, 682, apartment B501, 88037000 Florianópolis, Brazil.
E-mail: andre.gv@linhalivre.net
Received 23 April 2013; revised 4 January 2014; accepted 8 January 2014; published online 10 March 2014
Bone Marrow Transplantation (2014) 49, 812 – 817
© 2014 Macmillan Publishers Limited All rights reserved 0268-3369/14
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