When Do We Know Enough to Recommend
Action on the Social Determinants of Health?
Paula A. Braveman, MD, MPH, Susan A. Egerter, PhD,
Steven H. Woolf, MD, MPH, James S. Marks, MD, MPH
Abstract: The Robert Wood Johnson Foundation Commission to Build a Healthier America was
charged to identify strategies beyond medical care to address health disparities in the U.S. related to social
and economic disadvantage. Based on insights gained while providing scientifıc support for the commis-
sion’s efforts, this paper presents an overview of major issues that arise when assessing evidence to inform
policies and programs to address the social determinants of health. While many of the insights are not
new, they have not been widely assimilated within medicine and public health. They have particular
relevance now, given growing awareness of the important health influences of social factors. The discus-
sion presented here is intended to highlight key considerations for researchers who study social determi-
nants of health and policymakers whose decisions are shaped by research fındings. Policies should be
based on the best available knowledge, derived from diverse sources and methods.
An array of tools and guidelines is now available to guide the assessment of evidence on the social
determinants of health, building on—and going beyond—principles fırst articulated in the “Evidence-
Based Medicine” movement. The central thesis of the current paper is that the standards for evidence to
guide social policies must be equally rigorous but also more comprehensive than those traditionally used
to inform clinical interventions, because social policies must deal with upstream factors that affect health
through complex causal pathways over potentially long time periods.
(Am J Prev Med 2011;40(1S1):S58 –S66) © 2011 American Journal of Preventive Medicine
Introduction
T
his paper critically examines several challenging
methodologic issues that arose in the context of
providing scientifıc support to the Robert Wood
Johnson Foundation’s Commission to Build a Healthier
America (the commission). Other papers in this supple-
ment to the American Journal of Preventive Medicine
describe the commission and its charge,
1
the rationale
and conceptual framework for its efforts,
2
and its fındings
and recommendations.
3–5
Stated briefly, the commis-
sion’s primary focus was on the social factors that funda-
mentally shape health; its charge was to identify and
recommend policies beyond the realm of clinical medi-
cine that would improve health for all Americans while
narrowing health disparities among socioeconomic and
racial or ethnic groups. A multidisciplinary research
group (based at the University of California, San Fran-
cisco with collaborators at George Washington, Harvard,
and Virginia Commonwealth Universities, and at the
University of Texas, University of Michigan, and two
independent research consulting organizations) pro-
vided scientifıc support to the commission. (The reports
and issue briefs produced to inform the commission ef-
fort are available at www.commissiononhealth.org/
Publications.aspx.)
In its work to synthesize existing knowledge about
both the social factors influencing health and health dis-
parities, and potential interventions, the research group
faced a variety of analytic challenges. For example, the
criteria for evidence to be used in this effort clearly
needed to extend beyond the prevailing hierarchy of evi-
dence, with its “gold standard” of RCTs for studies to
inform medical practices. In this paper, a summary is
presented of the development of our thinking about ap-
propriate criteria for evaluating evidence on health effects
of social policies. The goal is to affırm the scientifıc prin-
ciples of the “evidence-based medicine” (EBM) move-
ment, while at the same time recognizing the limitations
of its hierarchy of evidence, particularly when applied
outside selected categories of clinical interventions. Many
of the insights included here have been noted in the
literature, but have not been adequately promulgated
From the Department of Family and Community Medicine, University of
California San Francisco (Braveman, Egerter), San Francisco, California;
the Department of Family Medicine, Virginia Commonwealth University
(Woolf), Richmond, Virginia; and the Robert Wood Johnson Foundation
(Marks), Princeton, New Jersey
Address correspondence to: Paula A. Braveman, MD, MPH, Center on
Social Disparities in Health, Department of Family and Community Med-
icine, University of California San Francisco, Box 0943, 3333 California
Street, Suite 365, San Francisco CA 94118-0943. E-mail: braveman@fcm.
ucsf.edu.
0749-3797/$17.00
doi: 10.1016/j.amepre.2010.09.026
S58 Am J Prev Med 2011;40(1S1):S58 –S66 © 2011 American Journal of Preventive Medicine • Published by Elsevier Inc.