ISSN 1063-7761, Journal of Experimental and Theoretical Physics, 2010, Vol. 111, No. 4, pp. 635–644. © Pleiades Publishing, Inc., 2010.
Original Russian Text © S.V. Nikolaev, S.G. Ovchinnikov, 2010, published in Zhurnal Éksperimental’noі i Teoreticheskoі Fiziki, 2010, Vol. 138, No. 4, pp. 717–728.
635
1. INTRODUCTION
It has become clear in recent decades that correla-
tion effects play a leading role in the formation of
physical properties of a large group of materials with
strong electron correlations (in particular, high-tem-
perature superconductors). The quasi-two-dimen-
sional structure of HTSC cuprates is also an important
factor determining the properties of these materials.
The most promising model for theoretical study of
quasi-two-dimensional systems with strong electron
correlations is the two-dimensional (2D) Hubbard
model [1]. In spite of its apparent simplicity, this
model helps to reveal general fundamental properties
of these materials. An important constraint in a
detailed theoretical description of properties of
strongly correlated systems is the fact that the kinetic
and potential energies are of the same order of magni-
tude. This means that perturbation theory is applicable
neither in the weak coupling limit nor in the strong
coupling limit. However, it is well known that an anal-
ysis of 2D systems based on the theories of dynamic
mean field, which are most advanced theories in the
Hubbard model [2–4], is impossible due to the disre-
gard of spatial correlations of particles in this theory. A
large number of recent publications devoted to the
development of a new class of theories can be classified
as quantum cluster theories [5]. The very idea of divid-
ing the entire lattice into clusters and to take into
account the interaction in a cluster and the interaction
between clusters in perturbation theory was presented
long ago [6–8]. Later, a number of theories were
developed based on this principle, e.g., the cluster
dynamic mean field theory (CDMFT) [9], dynamic
cluster approximation (DCA) [10], and cluster pertur-
bation theory (CPT) [11]. An analogous approach was
used in [12] for describing plaquette deformation of a
2D quantum magnet.
In these theories, the first step is the division of the
entire lattice into cluster and taking into account intr-
acluster interactions exactly. For this purpose, the
Lanczos method [13, 14] of exact diagonalization was
mainly used. It is shown below that this approach is
not correct without an appropriate control of the
number of states in the Hilbert state and may lead to
incorrect results. For this reason, the exact complete
diagonalization method taking into account all
excited states in each subspace of the Hilbert state of
local cluster states is used in our study.
The second step in constructing cluster theories is
the allowance for interactions between clusters. At this
stage, all quantum cluster theories differ significantly.
For example, in CDMFT and DCA, a self-consistent
approach is used to take into account the interaction
ELECTRONIC PROPERTIES
OF SOLID
Cluster Perturbation Theory in Hubbard Model Exactly Taking
into Account the Short-Range Magnetic Order in 2 × 2 Cluster
S. V. Nikolaev
a,b,
* and S. G. Ovchinnikov
a,c
a
Kirenskii Institute of Physics, Siberian Branch, Russian Academy of Sciences, Krasnoyarsk, 660036 Russia
b
Dostoevsky State University, Omsk, 644077 Russia
c
Siberian Federal University, Krasnoyarsk, 660041 Russia
*e-mail: 25sergeyn@mail.ru
Received December 17, 2009
Abstract—The cluster perturbation theory is presented in the 2D Hubbard model constructed using X oper-
ators in the Hubbard-I approximation. The short-range magnetic order is taken into account by dividing the
entire lattice into individual 2 × 2 clusters and solving the eigenvalue problem in an individual cluster using
exact diagonalization taking into account all excited levels. The case of half-filling taking into account jumps
between nearest neighbors is considered. As a result of numerical solution, a shadow zone is discovered in the
quasiparticle spectrum. It is also found that a gap in the density of states in the quasiparticle spectrum at zero
temperature exists for indefinitely small values of Coulomb repulsion parameter U and increases with this
parameter. It is found that the presence of this gap in the spectrum is due to the formation of a short-range
antiferromagnetic order. An analysis of the temperature evolution of the density of states shows that the
metal–insulator transition occurs continuously. The existence of two characteristic energy scales at finite
temperatures is demonstrated, the larger scale is associated with the formation of a pseudogap in the vicinity
of the Fermi level, and the smaller scale is associated with the metal–insulator transition temperature. A peak
in the density of states at the Fermi level, which is predicted in the dynamic mean field theory in the vicinity
of the metal–insulator transition, is not observed.
DOI: 10.1134/S1063776110100146