Research Article
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Evaluation of Difluoromethylornithine for the Chemoprevention
of Barrett’s Esophagus and Mucosal Dysplasia
Frank A. Sinicrope
1
, Russell Broaddus
2
, Nina Joshi
3
, Eugene Gerner
4
, Elizabeth Half
2
, Ilan Kirsch
3
,
Jan Lewin
2
, Bruce Morlan
1
, and Waun Ki Hong
2
Abstract
Patients with Barrett’s esophagus (BE) and dysplasia are candidates for chemopreventive strategies
to reduce cancer risk. We determined the effects of difluoromethylornithine (DMFO) on mucosal
polyamines, gene expression, and histopathology in BE. Ten patients with BE and low-grade dysplasia
participated in a single-arm study of DFMO (0.5 g/m
2
/d) given continuously for 6 months. Esopha-
goscopy with biopsies was conducted at baseline, 3, 6, and 12 months. Dysplasia was graded by a
gastrointestinal pathologist. Audiology was assessed (at baseline and at 6 months). Mucosal poly-
amines were measured by high-performance liquid chromatography. Microarray-based gene expres-
sion was analyzed using a cDNA two-color chip. DFMO suppressed levels of the polyamines putrescine
(P ¼ 0.02) and spermidine (P ¼ 0.02) and the spermidine/spermine ratio (P < 0.01) in dysplastic BE
(6 months vs. baseline) that persisted at 6 months following drug cessation. Among the top
25 modulated genes, we found those regulating p53-mediated cell signaling (RPL11), cell-cycle
regulation (cyclin E2), and cell adhesion and invasion (Plexin1). DFMO downregulated Kr € uppel-
like factor 5 (KLF5), a transcription factor promoting cell proliferation, and suppressed RFC5
whose protein interacts with proliferating cell nuclear antigen. Histopathology showed regression
of dysplasia (n ¼ 1), stable disease (n ¼ 8), and progression to high-grade dysplasia (n ¼ 1).
Polyamines were suppressed in the responder to a greater extent than in stable cases. DFMO was well
tolerated, and one patient had subclinical, unilateral ototoxicity. DFMO suppressed mucosal poly-
amines and modulated genes that may be mechanistically related to its chemopreventive effect.
Further study of DFMO for the chemoprevention of esophageal cancer in BE patients is warranted.
Cancer Prev Res; 4(6); 829–39. Ó2011 AACR.
Introduction
Barrett’s esophagus (BE) is a premalignant condition that
is related to chronic gastroesophageal reflux disease and
confers an increased risk of developing esophageal adeno-
carcinoma (1). It is estimated that BE increases the risk of
developing esophageal adenocarcinoma by a factor of 30 to
40 times compared with patients without this condition.
BE is a metaplastic change characterized by replacement of
the normal squamous mucosa with gastric type columnar
epithelium that is at risk for progression to low- and high-
grade dysplasia (HGD) and cancer (1). The incidence of
esophageal adenocarcinoma has been increasing rapidly in
North America and Europe (2). Of the estimated that
16,400 new cases of esophageal cancer that will be diag-
nosed in the United States in 2009, approximately 60%
will be adenocarcinomas (3). The majority of these ade-
nocarcinomas are believed to arise either within Barrett’s
epithelium or in the gastric cardiac mucosa of the distal
esophagus. Although the prevalence of BE in the general
population within the United States is unknown, extra-
polating data from a population-based study from Swe-
den (4) would suggests that 1.5 to 2.0 million adults in
the United States have this condition. Endoscopic sur-
veillance of BE patients is the current standard of care that
is aimed at detecting dysplasia and early malignancy.
However, endoscopic surveillance is costly and labor-
intensive and remains controversial owing to a lack of
randomized trials supporting its efficacy in reducing
cancer incidence (1). Furthermore, dysplasia and progres-
sion to cancer can occur in otherwise typical appearing
Barrett’s epithelium and biopsy sampling error is also a
limitation of current endoscopic surveillance. Accord-
ingly, patients with BE and mucosal dysplasia are prime
candidates for secondary prevention approaches, includ-
ing chemoprevention, given their increased risk for devel-
oping esophageal adenocarcinoma.
Authors' Affiliations:
1
Mayo Clinic, Rochester, Minnesota;
2
MD Anderson
Cancer Center, Houston, Texas;
3
National Cancer Institute, Bethesda,
Maryland; and
4
Arizona Cancer Center, Tucson, Arizona
Corresponding Author: Frank A. Sinicrope, Mayo Clinic, 200 First Street,
SW, Guggenheim 10, Rochester, MN 55905. Phone: 507-266-0132; Fax:
507-255-6318. E-mail: sinicrope.frank@mayo.edu
doi: 10.1158/1940-6207.CAPR-10-0243
Ó2011 American Association for Cancer Research.
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Prevention
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