419
© 2019 AESS Publications. All Rights Reserved.
IMPACT OF BANK REGULATORY CHANGE AND BANK SPECIFIC
FACTORS UPON OFF-BALANCE-SHEET ACTIVITIES ACROSS
COMMERCIAL BANKS IN SOUTH ASIA
Muhammad Farhan
Basheer
1+
Mohamad Helmi
Hidthiir
2
Waeibrorheem
Waemustafa
3
1,2,3
School of Economics, Finance & Banking (SEFB), College of Business
(COB), University Utara Malaysia (UUM), Malaysia
(+ Corresponding author)
ABSTRACT
Article History
Received: 24 December 2018
Revised: 29 January 2019
Accepted: 7 March 2019
Published: 10 April 2019
Keywords
Off-balance sheet activities
Commercial banks
South Asia
Arellano-bond GMM.
JEL Classification:
G21.
In recent decades, off-balance sheet activities have emerged as an innovation in banking
and finance as it is the easiest source of additional fee income that is beyond a bank’ s
balance sheet activities that avoids regulatory costs, and so they are increasingly
popular in banking industries around the world. This paper presents a discussion of the
determinants of using off-balance sheet activity in commercial banks in South Asia.
The paper also presents an in-depth insight of different theoretical justifications, and
empirical literature answers the whys and wherefores of off-balance sheet usage in
commercial banks of south Asia. The conceptual model considers the impact of capital
size, profitability, loan, credit risk, market concentration, capital adequacy, reserve
requirement, real GDP, interest rate spread and inflation on off-balance sheet activities
of banks. The Fixed effect and Arellano-Bond GMM method are used on the balance
panel of 81 banks to achieve the research objectives of the current study. The results of
the bank-specific factors on the off-balance sheet activities (OBSA) support the Market
Power Theory. However, the positive and significant relationship between loan ratio
and OBSA also supports the market portfolio theory, which argues that the increasing
loans offer a continuous risk and can enhance credit risk. Therefore, banks must
diversify their portfolios. The positive relationship between the reserve ratio and
OBSA provides support for the regulatory and tax hypothesis.
Contribution/ Originality: This study is a pioneer study, providing details about the factors that determine the
off-balance sheet activities of South Asian commercial banks. The study has taken a comprehensive set of factors to
determine the effects of these bank specific regulatory factors on the bank’s off -balance sheet engagement decisions.
This study would help in policy building to improve asset quality and optimal portfolio selection for income
generation.
1. INTRODUCTION
During the last three decades, the banking sector has undergone dramatic changes (Buchak et al., 2018). The
emergence of fields like financial engineering has offered a variety of sophisticated tools to manage and mitigate
banking risk (Li et al., 2018). The one significant and notable development visible in the banking industry and
particularly in commercial banking business is the inclusion of off-balance sheet items in firm balance sheet
structure. Off-balance sheet activities (OBSA) are those activities which are not part of a bank’s balance sheet but
Asian Economic and Financial Review
ISSN(e): 2222-6737
ISSN(p): 2305-2147
DOI: 10.18488/journal.aefr.2019.94.419.431
Vol. 9, No. 4, 419-431
© 2019 AESS Publications. All Rights Reserved.
URL: www.aessweb.com