10.1517/14622416.5.8.1037 © 2004 Future Medicine Ltd ISSN 1462-2416 Pharmacogenomics (2004) 5(8), 1037–1048 1037
R EVIEW
For reprint orders, please contact:
reprints@futuremedicine.com
Alcoholism: genes and mechanisms
Gabor Oroszi MD, PhD
& David Goldman MD
†
†
Author for correspondence
†
Laboratory of Neurogenetics,
NIAAA, NIH,
5625 Fishers Lane,
Room 3S32, MSC9412,
Rockville, MD 20852, USA
Tel: +1 301 443 0059;
Fax: +1 301 480 2839;
E-mail: dgneuro
@box-d.nih.gov
Keywords: alcoholism, ADH,
ALDH, COMT, GABA
Aα6
,
genetics, HT TLPR, NPY,
OPRM1, treatment response
Alcoholism is a chronic relapsing/remitting disease that is frequently unrecognized and
untreated, in part because of the partial efficacy of treatment. Only approximately one-
third of patients remain abstinent and one-third have fully relapsed 1 year after
withdrawal from alcohol, with treated patients doing substantially better than untreated
[1]. The partial effectiveness of strategies for prevention and treatment, and variation in
clinical course and side effects, represent a challenge and an opportunity to better
understand the neurobiology of addiction. The strong heritability of alcoholism suggests
the existence of inherited functional variants of genes that alter the metabolism of alcohol
and variants of other genes that alter the neurobiologies of reward, executive cognitive
function, anxiety/dysphoria, and neuronal plasticity. Each of these neurobiologies has been
identified as a critical domain in the addictions. Functional alleles that alter alcoholism-
related intermediate phenotypes include common alcohol dehydrogenase 1B and
aldehyde dehydrogenase 2 variants that cause the aversive flushing reaction; catechol-O-
methyltransferase (COMT) Val158Met leading to differences in three aspects of
neurobiology: executive cognitive function, stress/anxiety response, and opioid function;
opioid receptor μ1 (OPRM1) Asn40Asp, which may serve as a gatekeeper molecule in the
action of naltrexone, a drug used in alcoholism treatment; and HTTLPR, which alters
serotonin transporter function and appears to affect stress response and anxiety/dysphoria,
which are factors relevant to initial vulnerability, the process of addiction, and relapse.
Alcoholism is a classic pharmacogenomic disease
in the obvious sense that the intake of a drug is
essential to the onset and perpetuation of the ill-
ness, and because alcoholism, like certain other
substance dependencies (nicotine and opioid
addiction), is moderately to highly heritable.
Large, methodologically sound studies in twins,
buttressed by family and adoption studies, have
revealed that alcoholism is more than 50% herit-
able. The inherited vulnerability is both sub-
stance-specific and nonspecific [2], as well as both
pharmacokinetic (involving differences in
drug absorption, distribution, and metabo-
lism) and pharmacodynamic (involving differ-
ences in drug response). The challenge for the
genetics of alcoholism is to identify functional
genetic variants that confer vulnerability or
protection. A somewhat overlapping task is to
define those polymorphisms that influence the
response of an alcoholic to treatment, affecting
efficacy or compliance.
Genetic polymorphisms known or predicted
to affect the risk for alcoholism or individual
response to treatment highlight pharmaco-
kinetic and pharmacodynamic mechanisms but
are only examples of the promise of functional
genes in alcoholism. The importance of other
polymorphisms is not excluded, and because
there are many routes to alcoholism vulnerabil-
ity and many pathways to recovery, it is antici-
pated that many genetic loci will play a role.
T he reader is also referred to recent compre-
hensive reviews that more completely describe,
and reference, particular areas; for example, the
role of genetic variation in dopamine receptors
in humans [3,4] and candidate gene identifica-
tion in animal models [5]. T his paper focuses
on common functional variations in humans
and mechanisms by which these variations
mediate vulnerability.
Genes and mechanisms
Two intermediate phenotypes (mediating traits)
or endophenotypes (heritable intermediate
phenotypes) that are predictive of the develop-
ment of alcoholism are the alcohol-induced flush-
ing reaction and acute level of response (LR) to
alcohol. Alcohol-induced flushing is an aversive
response to alcohol that is common among Ori-
entals, and may include cutaneous flush,
increased skin temperature, decreased blood pres-
sure, tachycardia, dizziness, anxiety, nausea, head-
ache, and generalized weakness [6]. T he flushing
reaction is protective against alcoholism. LR to