Marangoni flows during drying of colloidal films
Stergios G. Yiantsios
Department of Chemical Engineering, Aristotle University of Thessaloniki and Chemical Process
Engineering Research Institute, P. O. Box 361, GR 570 01, Thermi, Thessaloniki, Greece
Brian G. Higgins
Department of Chemical Engineering & Materials Science, University of California,
Davis, California 95616
Received 4 May 2006; accepted 10 July 2006; published online 21 August 2006
In this study, we consider the drying of a thin film that contains a stable dispersion of colloidal
particles so that a coating of these particles is formed after the liquid is driven off by evaporation.
For sufficiently thin films, we show that evaporative cooling can drive a Marangoni flow that results
in surface deformation of the drying film. A thin-film approximation is used to describe the velocity
and temperature fields, and the particle transport equation with convective terms retained is used to
describe the concentration field. A coupled finite difference/spectral element scheme is implemented
numerically to solve the particle transport equation, where high accuracy is required to resolve sharp
gradients within the film and to ensure particle conservation during drying. The model employed is
capable of describing the evolution of film thickness and concentration field up to the time when
maximum packing is nearly reached at some point in the domain. Three types of film structures are
observed, all characterized by a final nonuniform thickness. In the first type, observed at low Peclet
numbers, the maximum concentration is reached at the thinnest points in the film, which surround
elevations with lower particle concentrations. This mode of instability suggests that dried coatings
will have pronounced nonuniformities, resulting in the formation of craters or pinholes. In the
second type, observed at high Peclet numbers, a closely packed skin of nonuniform thickness is
formed, with low concentration fluid remaining beneath the elevations. In the final stages of drying
one would expect capillary pressure to pull particles in the underlying fluid toward the skin, thus
creating voids under a seemingly homogeneously applied coating. Finally, still at relatively large
particle Peclet numbers and when the destabilizing Marangoni stresses are sufficiently strong,
floating lumps of closely packed particles may form in the vicinity of film elevations.
© 2006 American Institute of Physics. DOI: 10.1063/1.2336262
I. INTRODUCTION
The solution coating of colloidal particles is frequently
used in the production of displays and other optical films. A
crucial step in these manufacturing processes is the drying of
the coated film by evaporation to yield a particulate film of
uniform thickness. The main motivation behind the present
work and the question attempted to be touched upon is
whether Marangoni instabilities due to evaporation can have
an effect on coated film quality and integrity. Nonuniformi-
ties in colloidal particle deposits have been extensively ana-
lyzed in the context of evaporating droplets because of en-
hanced evaporation at the contact lines.
1–4
However, in
coated products that are essentially two-dimensional 2-D in
lateral extent, other factors rather than edge effects may be
important.
Routh and Russel
5
and Tirumkudulu and Russel
6
study
theoretically and report experimental observations on drying
colloidal dispersions in the form of thin films of finite lateral
extent. In a thorough and insightful analysis they take into
account several effects, such as the formation of a closely
packed particle front at the periphery of the film, the motion
of that front towards the film center, the effects of capillary
pressure, which may result in a second front of dried par-
ticles following the former, as well as in deforming the par-
ticles and creating dry films of very small porosity. In their
analysis, the Brownian diffusion of the particles is assumed
large enough so that it effectively homogenizes the particle
concentration across the liquid film. In a simpler setting,
Routh and Zimmerman
7
consider a film of infinite lateral
extent, evaporating at a constant rate and analyze the effect
of a nonzero particle Peclet number by solving a one-
dimensional 1-D diffusion equation. Thus, the assumption
of uniform concentration is relaxed and even at relatively
low Peclet numbers a concentration gradient is predicted to
appear near the interface and advance towards the substrate.
In their analysis, film deformation and convective motion are
assumed to be absent. The present work focuses precisely on
those two aspects, which may be driven by thermocapillary
phenomena or other effects giving rise to surface tension
gradients. Thus, the simple setting of an unbounded thin film
of a colloidal dispersion, as in Routh and Zimmermann is
retained, but the temperature field and the convective motion
in the film due to Marangoni effects are analyzed.
A thorough review on thermocapillary phenomena is not
attempted here, but only some points relevant to the subse-
quent discussion are highlighted. The interested reader may
consult Davis,
8
Oron et al.,
9
Van Hook et al.,
10
and refer-
PHYSICS OF FLUIDS 18, 082103 2006
1070-6631/2006/188/082103/11/$23.00 © 2006 American Institute of Physics 18, 082103-1