Pulmonary Delivery of Low
Molecular Weight Heparins
Tianzhi Yang,
1
Fatima Mustafa,
1
Shuhua Bai,
1
and
Fakhrul Ahsan
1,2
Received March 29, 2004; accepted July 26, 2004
Purpose. To investigate if pulmonary delivery of low molecular
weight heparin (LMWH) formulated with tetradecyl--maltoside
(TDM) or dimethyl--cyclodextrin (DMCD) could be a feasible
alternative to subcutaneous injections for the treatment of pulmonary
embolism.
Methods. The pulmonary absorption of two LMWHs and unfraction-
ated heparin formulated with TDM or DMCD was studied in cell
culture and rodent model. The in vitro study was performed by mea-
suring the transport of radiolabeled enoxaparin and mannitol across
human bronchial epithelial cells (Calu-3) in the presence or absence
of varying concentrations of TDM or DMCD. The changes in trans-
epithelial electrical resistance (TEER) and enoxaparin metabolic sta-
bility were also investigated using Calu-3 cells. In vivo absorption
studies were performed by measuring plasma anti-factor Xa activity
after pulmonary administration of enoxaparin, dalteparin, or unfrac-
tionated heparin to anesthetized rats.
Results. In vitro experiments conducted in Calu-3 cells suggest that
the addition of TDM or DMCD to the apical chamber results in a
significant increase in
3
H-enoxaparin and
14
C-mannitol permeability
and a decrease in TEER across the Calu-3 cell monolayer. Enoxa-
parin incubated in Calu-3 cell extracts was stable for 8 h. In vivo
studies indicate that both TDM and DMCD enhance pulmonary
absorption of LMWH. However, TDM was found to be more potent
than DMCD in both in vitro transport and in vivo absorption stud-
ies.
Conclusions. TDM and DMCD enhance pulmonary absorption of
LMWH both in vitro and in vivo, with TDM being more efficacious
than DMCD. Both agents increase drug transport by acting mainly
on the membrane rather than interacting with the drug.
KEY WORDS: dimethyl--cyclodextrin; enoxaparin; low molecular
weight heparins; permeability; pulmonary absorption; tetradecyl--
maltoside; transepithelial electrical resistance.
INTRODUCTION
Deep vein thrombosis affects 2 million Americans annu-
ally, and an estimated 600,000 of these develop pulmonary
embolism, a fatal complication that results in 200,000 deaths a
year (1–3). Deep vein thrombosis and pulmonary embolism
can occur in both healthy ambulatory individuals and bedrid-
den hospitalized patients. A recent study has shown that one
in 100 airplane travelers, with no previous history of clotting
disorder, may develop deep vein thrombosis as a result of
their lengthy flights (4). Of the thromboembolic disorders,
pulmonary embolism is particularly important because in this
acute thromboembolic episode, a thrombus originating from
the circulation lodges in the pulmonary artery or one of its
branches. As a result, death can occur within a few hours of
onset due to partial or complete obstruction of pulmonary
blood flow. Thus, rapid diagnosis and prompt treatment are
critically important for the outcome of patients with pulmo-
nary embolism (5).
In recent years, because of improved pharmacokinetic
profiles and reduced cost of therapy, low molecular weight
heparins (LMWHs) have enjoyed success as an alternative to
unfractionated heparin (UFH) in the treatment of deep vein
thrombosis and pulmonary embolism (6,7). However, these
new generation drugs are still delivered via the traditional
routes of administration such as subcutaneous and intrave-
nous routes. Administration of an anticoagulant drug directly
to the pulmonary circulation would be ideal for the treatment
of pulmonary embolism. A pulmonary formulation of
LMWH will allow direct administration of the drug into the
lungs, and consequently this formulation is likely to reduce
the mortality from an attack of pulmonary embolism. Further,
a portable noninvasive formulation would also be beneficial
for both patients with thromboembolic disorders and healthy
individuals who are susceptible to deep vein thrombosis.
However, LMWHs do not get absorbed from the respi-
ratory tract because of their excessive hydrophilicity and large
surface charges. We have previously identified tetradecyl-
maltoside as a nonionic surfactant that enhances nasal and
pulmonary absorption of insulin (8,9). Similarly, dimethyl--
cyclodextrin (DMCD), a derivative of cyclodextrin with
seven glucose units, has been studied extensively for its safety
and efficacy as an absorption promoter for nasal and pulmo-
nary delivery of peptide drugs (9–11). Recently, we have
shown that both tetradecyl--maltoside (TDM) and DMCD
enhance nasal absorption of enoxaparin, a low molecular
weight heparin available in the U.S. market (12,13). Based on
the efficacy of TDM and DMCD in enhancing nasal absorp-
tion of LMWHs and peptide drugs, it is reasonable to assume
that both of these agents can also increase pulmonary absorp-
tion of LMWH. However, there is no experimental data in
support of the assumption that TDM and DMCD enhance
pulmonary absorption of LMWH, a polysaccharide with
negative surface charges. On the other hand, because the lung
provides a larger surface area and has a thin epithelial mem-
brane, the bioavailability of a drug administered via the pul-
monary route is expected to be much higher than that ob-
tained via the nasal route. More importantly, clinical benefit
offered by pulmonary LMWH in the treatment of pulmonary
embolism could be of paramount significance because this
delivery approach will permit to administer the drug directly
at the site affected by the disease.
This study tests the hypothesis that TDM and DMCD
enhance pulmonary absorption of LMWH in vitro and in
vivo. Enoxaparin and dalteparin, LMWHs that received wide-
spread acceptation among the medical practitioners in the
United States, have been used to evaluate the efficacy of
TDM and DMCD in enhancing pulmonary absorption of
LMWH. The mechanistic aspects of these absorption enhanc-
ers have also been studied using human bronchial epithelial
cells (Calu-3).
1
Department of Pharmaceutical Sciences, School of Pharmacy, Texas
Tech University Health Sciences Center, Amarillo, Texas 79106,
USA.
2
To whom correspondence should be addressed. (e-mail: fakhrul.
ahsan@ttuhsc.edu)
Pharmaceutical Research, Vol. 21, No. 11, November 2004 (© 2004) Research Paper
2009 0724-8741/04/1100-2009/0 © 2004 Springer Science+Business Media, Inc.