Int J Fract (2009) 158:15–26
DOI 10.1007/s10704-009-9362-3
ORIGINAL PAPER
Indentation-induced subsurface tunneling cracks as a means
for evaluating fracture toughness of brittle coatings
Herzl Chai
Received: 20 January 2009 / Accepted: 11 May 2009 / Published online: 10 June 2009
© Springer Science+Business Media B.V. 2009
Abstract When a plate glued to a compliant substrate
is subject to indentation, cracks may initiate from its
subsurface due to flexure. Upon increasing the load,
the damage develops into a set of tunnel radial cracks
which propagate stably under a diminishing stress field.
This phenomenon is utilized here to extract fracture
toughness K
C
for brittle materials in the form of thin
plates or films. Experiments show that the SIF at the tip
of the subsurface radial cracks is well approximated as
K ∼ P /c
3/2
, where P is the indentation load and c the
mean length of the crack fragments. Using a transparent
substrate, c can be easily determined after unloading,
from which K
C
is found. This simple and economic
concept is applied to a wide variety of thin ceramic coat-
ings, yielding toughness data consistent with literature
values. Because the tip of the tunneling cracks are well
removed from the contact site, the method circumvents
certain complications encountered in common top-sur-
face radial cracking techniques such as the effect of
plastic deformation, residual stresses and crack exten-
sion after unloading. Although the present tests are lim-
ited to coating thicknesses >150 μm, it is believed that
thinner coatings may be studied as well provided that
the indenter radius is kept sufficiently small to insure
that subsurface radial cracking dominates over all other
failure modes.
H. Chai (B )
School of Mechanical Engineering, Faculty of Engineering,
Tel Aviv University, Tel Aviv, Israel
e-mail: herzl@eng.tau.ac.il
Keywords Indentation · Brittle coating ·
Thin-film · Fracture toughness · Radial cracks ·
Channel/tunnel cracks
1 Introduction
Fracture of a stiff layer on a compliant substrate from
indentation (Fig. 1) is a subject of basic and practi-
cal interest. Due to flexure, cracks may initiate from
flaws on the lower surface (subsurface) of the coat-
ing. Because of the diminishing nature of the contact
stresses, these cracks proliferate and propagate stably
in the radial direction with increasing load (Chai et al.
1999). The onset of fracture is of interest in safety
designs as well as a means for extracting critical failure
stress in thin (Chai et al. 1999; Chai 2005) or ultra thin
(Kim et al. 2006; Borrero-López et al. 2008) coatings.
The propagation phase of the subsurface radial cracks
has been studied with the aid of 3D FEM analyses (Cao
2002; Rudas et al. 2005) or analytic models which sim-
plifies the damage to a semi-circular (Kim et al. 2001)
or semi-elliptical (Chai 2006) subsurface crack. While
the original goal of this work was to establish a sim-
ple yet accurate growth law for this crack system, as
the work has progressed it became apparent that such
growth law may serve as a simple means for assessing
fracture toughness K
C
in thin brittle materials. It is this
aspect which is of main interest here.
Evaluating K
C
in hard materials using standard spec-
imens such as compact tension or four-point bending
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