IEEE TRANSACTIONS ON SIGNAL PROCESSING, VOL. 55, NO. 11, NOVEMBER 2007 5337
Higher Order Direction Finding From Arrays
With Diversely Polarized Antennas:
The PD-2q-MUSIC Algorithms
Pascal Chevalier, Anne Ferréol, Laurent Albera, and Gwénaël Birot
Abstract—Fourth-order (FO) and, a short while ago, th-order,
, high-resolution methods exploiting the information con-
tained in the FO and the th-order, , statistics of the
data, respectively, are now available for direction finding of
non-Gaussian signals. Among these methods, the -MUSIC
methods, , are the most popular. These methods are asymp-
totically robust to a Gaussian background noise whose spatial
coherence is unknown and offer increasing resolution and ro-
bustness to modeling errors jointly with an increasing processing
capacity as increases. However, these methods have been mainly
developed for arrays with identical sensors only and cannot put
up with arrays of diversely polarized sensors in the presence of
diversely polarized sources. In this context, the purpose of this
paper is to introduce, for arbitrary values of , , three
extensions of the -MUSIC method, able to put up with arrays
having diversely polarized sensors for diversely polarized sources.
This gives rise to the so-called polarization diversity -MUSIC
(PD- -MUSIC) algorithms. For a given value of , these algo-
rithms are shown to increase the resolution, the robustness to
modeling errors, and the processing capacity of the -MUSIC
method in the presence of diversely polarized sources. Besides,
some PD- -MUSIC algorithms are shown to offer increasing
performances with when resolution in both direction of arrival
and polarization is required.
Index Terms—Direction finding (DF), direction of arrival
(DOA), higher order, identifiability, polarization diversity, under-
determined mixtures, virtual array (VA), 2q-MUSIC.
I. INTRODUCTION
D
URING the last two decades, fourth-order (FO) direction
finding (DF) methods [1], [8], [28], [31], exploiting the
information contained in the FO statistics of the observations,
have been developed for non-Gaussian signals. Among these
methods, the FO extension of the well-known MUSIC method
[30], called 4-MUSIC [28], is the most popular. These methods
are asymptotically robust to a Gaussian noise whose spatial co-
herence is unknown and generate a virtual increase of both the
Manuscript received November 21, 2006; revised March 26, 2007. The as-
sociate editor coordinating the review of this manuscript and approving it for
publication was Dr. Andreas Jakobsson.
P. Chevalier and A. Ferréol are with the Thales-Communications, 92704
Colombes Cedex, France (e-mail: pascal.chevalier@fr.thalesgroup.com;
anne.ferreol@fr.thalesgroup.com).
L. Albera and G. Birot are with the INSERM U642 LTSI, Université Rennes
1, 35042 Rennes Cedex, France (e-mail: laurent.albera@univ-rennes1.fr;
gwenael.birot@univ-rennes1.fr).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TSP.2007.899367
number of sensors and the effective aperture of the considered
array [4], [10]. This introduces the FO virtual array (VA) con-
cept presented in [10] and [4]. A consequence of this property
is that, despite of their higher variance [2], FO DF methods
allow for the processing of more sources than sensors and an
increase of both the resolution and, at least for several poorly
angularly separated sources, the robustness to modeling errors
of second-order (SO) methods [6]. To still increase the resolu-
tion power of DF methods, their robustness to modeling errors
and the number of sources to be processed from a given array
of sensors, while keeping their robustness to a Gaussian back-
ground noise whose spatial coherence is unknown, the MUSIC
method has been extended recently [6] to an arbitrary even order
, . This gives rise to the so-called -MUSIC method,
which exploits the information contained in the th-order sta-
tistics of the observations. This method is shown in [6] to have
resolution, robustness to modeling errors (for several poorly an-
gularly separated sources), and processing capacity increasing
with . These results are directly related to the higher order
extension, presented in [3], of the FO VA concept. This con-
cept allows to explain why, despite of their higher variance,
-MUSIC methods with may offer better performances
than 2-MUSIC or 4-MUSIC methods when some resolution is
required. This is, in particular, the case in the presence of several
sources, when the latter are poorly angularly separated or in the
presence of modeling errors inherent in operational contexts.
However, both 4-MUSIC [28] and -MUSIC, [6]
algorithms have been mainly developed for arrays with iden-
tical sensors, and cannot put up, in the presence of arbitrary
polarized sources, with arrays of diversely polarized sensors.
The exploitation of arrays with diversely polarized sensors is
very advantageous since for such arrays, multiple signals may
be resolved on the basis of polarization as well as direction of
arrival (DOA). This added information improves both DOA
accuracy and resolution in general [14], [36], [38] and also
increases robustness to modeling errors [15]. However, most
of methods which are currently available for DF from arrays
with diversely polarized sensors exploit only the information
contained in the SO statistics of the observations. Among
these SO methods, we find extensions to array with diversely
polarized, and possibly collocated, sensors of SO methods
such as MUSIC [11], [41], pencil-MUSIC [20], root-MUSIC
[13], [37], [42], ESPRIT [21]–[25], [39], [40], [44], subspace
fitting [32], MODE [26], and maximum likelihood [29], [43]
methods, respectively. Note that a comparative performance
analysis of MUSIC and pencil-MUSIC methods for such arrays
1053-587X/$25.00 © 2007 IEEE