PHYSICAL REVIEW B 100, 045147 (2019)
Efficient band gap prediction of semiconductors and insulators from a semilocal
exchange-correlation functional
Bikash Patra,
1 , *
Subrata Jana,
1 , †
Lucian A. Constantin,
2 , ‡
and Prasanjit Samal
1 , §
1
School of Physical Sciences, National Institute of Science Education and Research, HBNI, Bhubaneswar 752050, India
2
Center for Biomolecular Nanotechnologies @UNILE, Istituto Italiano di Tecnologia, Via Barsanti, I-73010 Arnesano, Italy
(Received 5 April 2019; revised manuscript received 14 June 2019; published 29 July 2019)
A semilocal exchange-correlation functional is proposed with the efficient prediction of the solid-state band
gap. The underlying construction of the exchange functional is based on the modeling of the exchange hole and
constructing the exchange energy functional. Being a meta-generalized gradient approximation (meta-GGA)
level functional, it holds the key feature of the derivative discontinuity through the generalized Kohn-Sham
(gKS) formalism. We validate our construction by demonstrating the functional performance for solid-state band
gaps and comparing it with the other meta-GGA and hybrid functionals. It is shown that for the semiconductors
having narrow, and moderate band gaps, as well as for layered materials the present functional performs as
accurately as (or comparable to) the expensive hybrid functional, while for wide-band gap solids, it outperforms
the hybrid functional. This indicates that the present functional holds promise for the multiscale modeling of
materials with a very low computational cost. Also, the underlying construction is practically very useful as it
can be easily implemented in any density functional platform that supports the gKS formalism.
DOI: 10.1103/PhysRevB.100.045147
I. INTRODUCTION
The Kohn-Sham (KS) [1,2] formalism of the density func-
tional theory (DFT) is the de facto standard method to ac-
count for the electronic structure calculations of the atoms,
molecules, solids, and materials. In KS-DFT, the central
task is to construct the exchange-correlation (XC) energy
functional or potential. Starting from the local-density ap-
proximation (LDA) [2], the higher rungs of the semilocal
XC functionals are represented by the generalized gradient
approximation (GGAs) [3–27], and meta-GGAs [28–43]. The
KS-DFT electronic structure calculations for solids are carried
out mostly within the semilocal XC approximations, that are
usually providing high accuracy with low computational cost.
The semilocal approximations are remarkably accurate for
many solid-state properties, like equilibrium lattice constants,
bulk moduli, cohesive energies, work function, elastic and
phonon properties, vacancy formation and surface energies
[44–66]. In spite of their accuracy, the semilocal XC func-
tionals actually fail in a few solid-state properties. Within
those the lack of accurate prediction of band gap of the semi-
conductor devices is undoubtedly one of the most important
drawbacks of the semilocal approximations. Looking at the
rapid development in the semiconductor devices from the
technology point of view, the efficient evaluation of the band
gap is necessary and still now it is an active research filed with
promisingly new prospects.
*
bikash.patra@niser.ac.in
†
subrata.jana@niser.ac.in; subrata.niser@gmail.com
‡
lucian.constantin@iit.it
§
psamal@niser.ac.in
The poor accuracy of the band gap within the semilocal XC
approximations can be inferred from their underestimation of
the derivative discontinuity [67–73] and modest description
of the delocalization error [74,75]. In KS formalism, the band
gap is defined by the difference between the highest occupied
molecular orbital (HOMO) and lowest unoccupied molecular
orbital (LUMO), i.e.,
KS
= ǫ
LUMO
− ǫ
HOMO
. For periodic
system it becomes E
g
= ǫ
CB
− ǫ
VB
, where ǫ
CB
and ǫ
VB
are
the lowest unoccupied and the highest occupied one-electron
energies of the conduction and valence bands, respectively.
However, the fundamental band gap (E
g
) is the difference
between ionization potential (IP) and electron affinity (EA).
Note that using the variational formalism of DFT, one can
obtain the relation between the fundamental band gap and
KS gap as E
g
=
KS
+
xc
, where
xc
is known as the
XC derivative discontinuity [76–78]. It was shown in several
works [70,71,73,79–82] that inclusion of
xc
improves the
band gap of solids computed within the LDA or GGA ap-
proximations. However, very recently it was proved that meta-
GGA implemented in the generalized Kohn-Sham scheme
(gKS) includes some amount of the
xc
[68,83]. Therefore,
meta-GGA functionals may give an improvement in the band
gap of solids. It was shown in Ref. [83] that the strongly
constrained and appropriately normed (SCAN) [39] and meta-
GGA made (very) simple (MVS) [37] improve the band gap,
and for several cases the accuracy of MVS is comparable
with the expensive hybrid functionals [83]. Note that the
meta-GGA XC functionals, being semilocal with respect to
KS orbitals, are almost as expensive as the GGA functionals.
However, meta-GGA functionals hold additional features, like
xc
, which make them as preferable candidates to access the
band gap problem.
Inspired by the appealing features of these recent meta-
GGAs, in this paper, we propose Laplacian-free meta-GGA
2469-9950/2019/100(4)/045147(12) 045147-1 ©2019 American Physical Society