Geothermics 45 (2013) 1–17
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Geothermics
journa l h omepa g e: www.elsevier.com/locate/geothermics
Characteristics of large-magnitude microseismic events recorded during and
after stimulation of a geothermal reservoir at Basel, Switzerland
Yusuke Mukuhira
a,∗
, Hiroshi Asanuma
a
, Hiroaki Niitsuma
a
, Markus O. Häring
b
a
Graduate School of Environmental Studies, Tohoku University, 6-6-20, Aramaki-Aza-Aoba, Aoba-ku, Sendai 980-8579, Japan
b
Geo Explorers Ltd., Wasserturmplatz 1, CH-4410 Liestal, Switzerland
a r t i c l e i n f o
Article history:
Received 23 September 2011
Accepted 27 July 2012
Available online 24 August 2012
Keywords:
Basel
Induced seismicity
Moment magnitude
Engineered geothermal system (EGS)
Hydraulic stimulation
Critical pore pressure
Shear slip
a b s t r a c t
Induced seismicity with large events occurred during and after a hydraulic stimulation at Basel,
Switzerland, in 2006. This paper describes a study of the characteristics of the large events (those of
moment magnitude greater than 2.0) to understand their origin. The large events during the stimulation
and just after bleeding off had hypocenters within the seismic cloud while the large events that occurred
several weeks after shut-in were located outside of the seismic cloud. We found no evidence that either
local stress concentration or increased pore pressure caused the increase of event magnitudes as no shear
slip with extremely high stress drop, or a significant correlation between pore pressure and large event
magnitude were identified. Our integrated analysis of the fault plane solution and rock failure mecha-
nism showed unbalanced seismic activity and seismic energy release in the pre-existing fracture system.
From these observations we conclude that the large events did not originate from the rupture of rigid
asperities triggered by increased pore pressure. Our observations suggest instead that critical changes
of the stress state or coefficient of friction on fracture planes during stimulation triggered the unstable
shear slip of large events. We also conclude that the characteristics of the large events are dependent on
their occurrence times and hypocentral locations.
© 2012 Elsevier Ltd. All rights reserved.
1. Introduction
1.1. Background and objective of this study
Hydraulic stimulation is an essential component in the devel-
opment of engineered geothermal systems (EGS) and hot dry rock
(HDR) projects as it is used to increase well injectivity and system
productivity. It is widely accepted that fluid injected into crys-
talline or consolidated sedimentary rocks can induce shear slip on
existing fractures, thus inducing microseismic events. The magni-
tude of shear slip so induced has a strong impact on the enhanced
permeability, so the hypocenters of induced events have been
used to identify zones of improved permeability (Katagiri et al.,
1980; Evans et al., 2005). It is commonly expected by EGS/HDR
developers that for hydraulic stimulation at depths of around
3000–5000 m, induced microseismic events cannot be felt at the
surface because the moment magnitude (M
w
) of such events is less
than 1.5.
However, induced microseismic events that have been felt at the
surface (hereafter referred to as “large events”) have been reported
at commercial-scale EGS/HDR sites at Soultz (France) (Baria et al.,
∗
Corresponding author. Tel.: +81 22 795 7401; fax: +81 22 795 7401.
E-mail address: mukuhira@geoth.kankyo.tohoku.ac.jp (Y. Mukuhira).
1999), in the Cooper Basin (Australia) (Asanuma et al., 2005), and
at Landau (Germany) and Basel (Switzerland) (Majer et al., 2007).
Up to nine induced events of M
w
> 2.0 occurred during and after
hydraulic stimulation at Basel in 2006, causing considerable dam-
age to buildings (Kraft et al., 2009). The Basel project was then
suspended pending the results of risk analysis and was finally dis-
continued in 2009 (Baisch et al., 2009). Damage claims amounted
to more than US$9.0 million (Giardini, 2009).
Large events have also been reported in and around conven-
tional hydrothermal reservoirs where no hydraulic stimulation has
been conducted (Roger and Charles, 1982), and in various other
subsurface development projects, including EOR from oil and gas
reservoirs (Suckale, 2009, 2010), CCS (Evans et al., 2012), dam con-
struction (Chen and Talvani, 1998), and mine development (Yabe
et al., 2009). Large events such as these present a serious problem
for subsurface development projects (Majer et al., 2007; Suckale,
2010).
The effectiveness of the large events in the creation or extension
of reservoirs is an issue of interest. It is generally believed by seis-
mologists that the magnitude of large events is closely related to
the size of the rupture area (Lay and Wallece, 1995). Spatiotemporal
analyses of the hypocenters and source parameters of large events
induced in the Cooper Basin have shown improved permeability
and extension of reservoirs (Asanuma et al., 2005). However, for the
Basel EGS and other subsurface projects, the relationship between
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