Building Allies Coalitions: Why Formation Matters
Frances D. Butterfoss, PhD, MEd
Laurie L. Lachance, PhD, MPH
Carlyn E. Orians, MA
referred to it as planning (Fawcett, Paine, Francisco, &
Vliet, 1993) or mobilizing (Florin, Mitchell, & Stevenson,
1993). For the purposes of this article, formation is the
initial building of the coalition as an organization
(Clark et al., 2006 [this issue]).
Formation usually begins when a lead agency with
links to the community brings together key organiza-
tions that recruit a group of community partners to ini-
tiate a coalition focusing on a health or social issue of
concern. Key leaders and staff are identified who
develop structures (e.g., committees, rules) and operating
procedures (processes) to promote coalition effective-
ness. These structures help ensure that the coalition
will assess the community, develop an action plan, and
select and implement effective strategies. In this article,
we describe how Allies coalitions were built and how
the process itself may contribute to their effectiveness
and longevity.
This article describes how formation of the Allies
Against Asthma coalitions was influenced by commu-
nity context, history, leadership, membership, struc-
ture, processes, and other factors. Based on member
surveys, key informant interviews, and self-assessment
tools, results indicate that three coalitions developed
from existing coalitions, and four formed in response to
funding. The coalitions took an average of 12 months
to form and completed 98% of formation tasks. Fund-
ing, technical support, and networking among grantees
promoted formation. Although cultures, geographies,
lead agencies, and years of experience differed, coali-
tions developed similar structures and processes. Two
of three new coalitions took the longest to form, high-
lighting the need for flexibility and technical assistance
when funding new coalitions.
Keywords: asthma; coalition; coalition formation; coali-
tion development
I
n the article by Butterfoss et al. (2006 [this issue])
the authors provided a description of how the
Allies coalitions variably progressed through stages
of development from formation to institutionalization.
According to current theory, coalitions develop in
stages and recycle through them as new members are
recruited, plans are renewed, and/or new issues are
added (Butterfoss & Kegler, 2002; McLeroy, Kegler,
Steckler, Burdine, & Wisotzky, 1994). The first stage of
coalition development is most often referred to as for-
mation (Butterfoss, Goodman, & Wandersman, 1993;
Butterfoss & Kegler, 2002), although others have
Health Promotion Practice
Supplement to April 2006 Vol. 7, No. 2, 23S-33S
DOI: 10.1177/1524839906287062
©2006 Society for Public Health Education
Editors’ Note: This is one of two articles in this special edition
that utilized the same methods to explore related aspects of coali-
tion development. This article is part of a special supplement of
Health Promotion Practice that describes the development and
implementation of the Allies Against Asthma (Allies) initiative.
Funded by the Robert Wood Johnson Foundation with direction
and technical assistance provided by the University of Michigan
School of Public Health, Allies provides support to seven
community-based coalitions nationwide to develop, implement,
and sustain comprehensive asthma management programs.
Through Allies, each coalition received grants totaling approxi-
mately US$1.5 million to support the coalition, its targeted activ-
ities, and evaluation for 1 year of planning and 3 to 4 years of
implementation. The supplement describes the first phase of the
initiative, during which coalitions designed and implemented a
range of activities including improved access to and quality of
medical services, education, family and community support, and
environmental and policy initiatives. More information about the
initiative and tools and materials developed by the coalitions can
be found at www.AlliesAgainstAsthma.net.
23S