398 IEEE TRANSACTIONS ON ENGINEERING MANAGEMENT, VOL. 60, NO. 2, MAY 2013
Strategic Closed-Loop Facility Location Problem
With Carbon Market Trading
Ali Diabat, Tarek Abdallah, Abbas Al-Refaie, Davor Svetinovic, and Kannan Govindan
Abstract—The burgeoning environmental regulations are forc-
ing companies to green their supply chains by integrating all of
their business value-adding operations so as to minimize the impact
on the environment. One dimension of greening the supply chain
is extending the forward supply chain to collection and recovery
of products in a closed-loop configuration. Remanufacturing is the
basis of profit-oriented reverse logistics in which recovered prod-
ucts are restored to a marketable condition in order to be resold
to the primary or secondary market. In this paper, we introduce
a multiechelon multicommodity facility location problem with a
trading price of carbon emissions and a cost of procurement. The
company might either incur costs if the carbon cap, normally as-
signed by regulatory agencies, is lower than the total emissions, or
gain profit if the carbon cap is higher than the total emissions. A
numerical study is presented which studies the impact of different
carbon prices on cost and configuration of supply chains.
Index Terms—Carbon credits, closed-loop supply chain,
disposal, flexible legislation, recycling, remanufacturing, reverse
logistics.
I. INTRODUCTION
A
S the debate over sustainability heats up, companies are
increasingly interested in greening their supply chains by
integrating all of their business value-adding operations so as
to minimize the impact on the environment. The old view of
“greening as a burden” is changing to “greening as a poten-
tial competitive advantage” [1]. One dimension of greening the
supply chain is extending the forward supply chain to the collec-
tion and recovery of products. Product recovery systems, also
known as reverse logistics, focus on the management of back-
ward flow of products in order to minimize costs and ensure
proper disposal, reuse, or remanufacturing of the products. One
Manuscript received August 29, 2011; revised March 1, 2012 and June 18,
2012; accepted July 6, 2012. Date of publication September 14, 2012; date of
current version April 13, 2013. Review of this manuscript was arranged by
Department Editor J. Sarkis.
A. Diabat is with the Program of Engineering Systems and Management,
Masdar Institute of Science and Technology, Abu Dhabi, UAE (e-mail: adia-
bat@masdar.ac.ae).
T. Abdallah is with the Department of Management Sciences, University of
Waterloo, Waterloo, ON N2L 3G1, Canada (e-mail: t3abdall@uwaterloo.ca).
A. Al-Refaie is with the Department of Industrial Engineering, University of
Jordan, Amman 11942, Jordan (e-mail: abbas.alrefai@ju.edu.jo).
D. Svetinovic is with the Program of Computing and Information Sci-
ence, Masdar Institute of Science and Technology, Abu Dhabi, UAE (e-mail:
dsvetinovic@masdar.ac.ae).
K. Govindan is with the Department of Business and Economics,
University of Southern Denmark, DK-5230 Odense M, Denmark (e-mail:
gov@sam.sdu.dk).
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/TEM.2012.2211105
definition of reverse logistics has been proposed by Rogers and
Tibben-Lembke [2]:
The process of planning, implementing, and controlling the efficient,
cost-effective flow of raw materials, in-process inventory, finished
goods, and related information from the point of consumption to
the point of origin, for the purpose of recapturing value or proper
disposal.
Remanufacturing is the basis of profit-oriented reverse logis-
tics in which recovered products are restored to a marketable
condition in order to be resold to the primary or secondary
market. Companies are increasingly interested in remanufactur-
ing their end-of-life products due to the advantages over waste
management (i.e., disposal) in terms of profitability and sus-
tainability. Remanufacturing has been successfully applied to
products such as computers, tires, printers, brake systems, toner
cartridges, vehicle engines, batteries, and cameras [3].
In many industries, the complexity of the reverse supply chain
is affected by upstream decisions in the forward supply chain.
For example, the cost and technology choice for retreading an
end-of-life tire is affected by the original manufacturer’s tech-
nology used to produce that tire. Thus, in order to increase
the efficiency and effectiveness of the remanufacturing process,
companies should integrate reverse logistics into the forward
supply chain, thus forming a closed-loop supply chain. The
advantage of establishing a closed-loop supply chain rather
than separate forward and reverse supply chains is that it al-
lows for a higher level of coordination among stakeholders in
both channels to achieve better system performance as com-
pared to allowing each decision maker to pursue his own local
objectives [4].
The growing importance of green closed-loop supply chains
stems not only from the economic benefits of remanufacturing
but also from legislative initiatives. The past decade has seen an
increase in environmental legislation such as recycling regula-
tions, packaging regulations, and mandated product take-back.
The automobile and the electronics industries in particular are
under increasing legal pressure to recover their products and
their e-waste as evidenced by, for example, the directive on
Waste of Electrical and Electronics Equipment (WEEE), and
the directive on Restriction on Hazardous Substances [5].
Along with product recovery legislation, international and
national organizations have been setting greenhouse gas (GHG)
reduction targets. In 1997, the Kyoto protocol, which would
limit the amount of GHGs released to the atmosphere, was
signed by representatives of 160 nations. The protocol under-
scores the growing consensus that GHGs are responsible for
global warming. The European trading system (ETS) came into
force in 2005. Its aim was to reduce GHG emissions by around
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