Math Meth Oper Res (2008) 67:299–321
DOI 10.1007/s00186-007-0155-z
ORIGINAL ARTICLE
An envelope theorem and some applications
to discounted Markov decision processes
Hugo Cruz-Suárez · Raúl Montes-de-Oca
Received: 5 September 2005 / Revised: 10 November 2006 / Published online: 3 April 2007
© Springer-Verlag 2007
Abstract In this paper, an Envelope Theorem (ET) will be established for
optimization problems on Euclidean spaces. In general, the Envelope Theorems permit
analyzing an optimization problem and giving the solution by means of differentiabi-
lity techniques. The ET will be presented in two versions. One of them uses concavity
assumptions, whereas the other one does not require such kind of assumptions. The-
reafter, the ET established will be applied to the Markov Decision Processes (MDPs)
on Euclidean spaces, discounted and with infinite horizon. As the first application,
several examples (including some economic models) of discounted MDPs for which
the ET allows to determine the value iteration functions will be presented. This will
permit to obtain the corresponding optimal value functions and the optimal policies.
As the second application of the ET, it will be proved that under differentiability
conditions in the transition law, in the reward function, and the noise of the system,
the value function and the optimal policy of the problem are differentiable with respect
to the state of the system. Besides, various examples to illustrate these differentiability
conditions will be provided.
This work was partially supported by Benemérita Universidad Aut ónoma de Puebla (BUAP) under grant
VIEP-BUAP 38/EXC/06-G, by Consejo Nacional de Ciencia y Tecnología (CONACYT), and by
Evaluation-orientation de la COopération Scientifique (ECOS) under grant CONACyT-ECOS M06-M01.
H. Cruz-Suárez (B )
Benemérita Universidad Autónoma de Puebla, Ave. San Claudio y Río Verde, Col. San Manuel,
CU, Puebla, Pue. 72570, Mexico
e-mail: hcs@fcfm.buap.mx
R. Montes-de-Oca
Departamento de Matemáticas, Universidad Autónoma Metropolitana-Iztapalapa, Av. San Rafael
Atlixco 186, Col. Vicentina, Mexico D.F. 09340, Mexico
e-mail: momr@xanum.uam.mx
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